1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right-to-Buy)
|
07/21/2009 |
07/21/2018 |
$5 Par Common Stock
|
25,000
|
$
63.69
|
D
|
|
Employee Stock Option (Right-to-Buy)
|
01/25/2006 |
01/25/2015 |
$5 Par Common Stock
|
75,000
|
$
53.5
|
D
|
|
Employee Stock Option (Right-to-Buy)
|
01/06/2005 |
01/06/2014 |
$5 Par Common Stock
|
75,000
|
$
54.04
|
D
|
|
Employee Stock Option (Right-to-Buy)
|
12/18/2004 |
12/18/2013 |
$5 Par Common Stock
|
25,000
|
$
53.405
|
D
|
|
Phantom Stock Unit
|
(1)
|
(1)
|
$5 Par Common Stock
|
862
|
$
(1)
|
I
|
Supplemental Incentive Savings Plan
|
Share Units
|
(2)
|
(2)
|
$5 Par Common Stock
|
58,865
|
$
(2)
|
D
|
|
Restricted Share Units
|
(3)
|
(3)
|
$5 Par Common Stock
|
78,302
|
$
(3)
|
D
|
|
Restricted Share Units
|
(4)
|
(4)
|
$5 Par Common Stock
|
5,579
|
$
(4)
|
D
|
|
Restricted Share Units
|
(5)
|
(5)
|
$5 Par Common Stock
|
1,049
|
$
(5)
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Constitutes Phantom Stock Units acquired under The PNC Financial Services Group, Inc. ("PNC") Supplemental Incentive Savings Plan. Each Phantom Stock Unit represents the right to receive the cash value of one share of PNC common stock upon distribution from the reporting person's account and generally does not expire. |
(2) |
Each Share Unit represents the right to receive the cash value of one share of PNC common stock on March 31, 2011. The share units represent a portion of the reporting person's salary, net of withholdings and deductions, for pay periods beginning on September 3, 2009 and ending on February 18, 2010, and were issued under PNC's 2006 Incentive Award Plan. For additional information, please see the Current Report on Form 8-K filed by PNC on August 21, 2009. |
(3) |
Each Restricted Share Unit currently represents the contingent right to receive the cash value of one share of PNC common stock on February 12, 2012. |
(4) |
Each Restricted Share Unit represents the contingent right to receive the cash value of one share of PNC common stock. The Restricted Share Units vest in 2 equal annual installments beginning February 12, 2011. |
(5) |
Each Restricted Share Unit represents the contingent right to receive the cash value of one share of PNC common stock. The Restricted Share Units vest on February 14, 2011. |