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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Unit | (1) | (2) | (2) | $5 Par Common Stock | (3) | 7,738 | I | Deferred Compensation Plan | |||||||
Phantom Stock Unit | (1) | 01/06/2004 | A(4) | 880 | (2) | (2) | $5 Par Common Stock | 880 | $ 54.21 | 5,237 | I | Deferred Stock Unit Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEHMEIER HELGE H VICE CHAIRMAN BAYER CORPORATION PITTSBURGH, PA 15205-9741 |
X |
Mark C. Joseph, Attorney in Fact for Helge H. Wehmeier | 01/08/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1 for 1. |
(2) | Phantom Stock Units will be settled in cash upon the reporting person's retirement or other termination of service and generally do not expire. |
(3) | This line item is included solely for the purpose of disclosing the reporting person's other holdings of the same class of securi ty. No transaction has occurred. |
(4) | Award of phantom stock units pursuant to the PNC Outside Directors Deferred Stock Unit Plan. |