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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Unit | (6) | 10/26/2009 | J(7) | V | 18 | (8) | (8) | $5 Par Common Stock | 18 | $ 51.53 | 9,555 | I | Deferred Compensation Plan | ||
Phantom Stock Unit | (6) | 01/25/2010 | J(7) | V | 17 | (8) | (8) | $5 Par Common Stock | 17 | $ 54.66 | 9,572 | I | Deferred Compensation Plan | ||
Phantom Stock Unit | (6) | 04/26/2010 | J(7) | V | 14 | (8) | (8) | $5 Par Common Stock | 14 | $ 69.23 | 9,586 | I | Deferred Compensation Plan | ||
Phantom Stock Unit | (6) | 10/26/2009 | J(9) | V | 12 | (8) | (8) | $5 Par Common Stock | 12 | $ 51.53 | 7,153 | I | Supplemental Incentive Savings Plan | ||
Phantom Stock Unit | (6) | 01/25/2010 | J(9) | V | 12 | (8) | (8) | $5 Par Common Stock | 12 | $ 54.66 | 7,165 | I | Supplemental Incentive Savings Plan | ||
Phantom Stock Unit | (6) | 04/26/2010 | J(9) | V | 10 | (8) | (8) | $5 Par Common Stock | 10 | $ 69.23 | 7,175 | I | Supplemental Incentive Savings Plan | ||
Share Units | (10) | (8) | (8) | $5 Par Common Stock | 12,600 | 12,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITFORD THOMAS K ONE PNC PLAZA 249 FIFTH AVENUE PITTSBURGH, PA 15222-2707 |
Vice Chairman |
Lori A. Hasselman, Attorney-in-Fact for Thomas K. Whitford | 06/16/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Dividend reinvestment shares acquired. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.1000 to $61.1700, inclusive. The reporting person undertakes to provide The PNC Financial Services Group, Inc., any security holder of The PNC Financial Services Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
(3) | Dividend reinvestment shares acquired under the PNC Incentive Savings Plan. |
(4) | Shares acquired under the PNC Incentive Savings Plan. |
(5) | Shares acquired under the PNC Incentive Savings Plan at various prices ranging from $51.03 to $66.99. |
(6) | One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. |
(7) | Phantom Stock Units received as dividend equivalents under the PNC Deferred Compensation Plan. |
(8) | Phantom Stock Units will be settled in cash upon distribution from the reporting person's plan account and generally do not expire. |
(9) | Phantom Stock Units received as dividend equivalents under the PNC Supplemental Incentive Savings Plan. |
(10) | One share unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. |