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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROHR JAMES E , |
X | Chairman and CEO |
James E. Rohr | 07/03/2003 | |
**Signature of Reporting Person | Date | |
Mark C. Joseph, Attorney-In-Fa | 07/03/2003 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquisition of stock under the PNC Employee Stock Purchase Plan. |
(2) | Shares withheld to satisfy tax withholding obligations upon vesting of shares of restricted stock granted 8/1/2001 |
(3) | These shares were acquired pursuant to the PNC Incentive Savings Plan. |
(4) | Shares were acquired pursuant to the PNC Incentive Savings Plan at various prices from $42.20 to $49.67. |
(5) | 413 shares are held as custodian of an account established under the PA Uniform Transfers to Minors Act. The reporting person disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(6) | 1 for 1. |
(7) | Phantom stock units received as dividend equivalents under the PNC Deferred Compensation Plan. |
(8) | Dates shown are required for SEC filing purposes only and have no relationship to the reported transaction. Phantom shares are s ettled in cash upon reporting person's retirement or other termination of service. |
(9) | Reporting person also beneficially owns 39,735 shares indirectly through the PNC Supplemental Incentive Savings Plan. |