UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: ------------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The PNC Financial Services Group, Inc. Address: 249 Fifth Avenue Pittsburgh, PA 15222-2707 Form 13F File Number: 28-1235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on behalf of Reporting Manager: Name: Joseph C. Guyaux Title: President Phone: (412) 762-2569 Signature, Place, and Date of Signing: /s/ Joseph C. Guyaux Pittsburgh, PA November 4, 2011 -------------------- -------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name -------------------- ----- None None Page 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 3,187 Form 13F Information Table Value Total: $35,134,133 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------------------------------ 1 28-4750 PNC Bancorp, Inc. 2 28-5284 PNC Bank, National Association 3 28-13605 PNC Capital Advisors, LLC 4 28-13663 PNC Delaware Trust Company 5 28-11439 PNC Equity Securities, LLC
FILE NO. 28-1235 PAGE 1 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DEUTSCHE BANK AG NAMEN AKT D18190898 72,681 2,100 X 28-5284 2100 11,006 318 X X 28-5284 318 AMDOCS LTD ORD G02602103 80,980 2,986 X 28-5284 2456 530 82,146 3,029 X X 28-5284 3029 352,045 12,981 X 28-13605 12981 ARCH CAP GROUP LTD ORD G0450A105 265,550 8,127 X 28-5284 8127 1,017,990 31,155 X X 28-5284 31155 143,345 4,387 X 28-13605 4387 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 52,943 2,283 X 28-5284 2283 835 36 X X 28-13605 36 ARGO GROUP INTL HLDGS LTD COM G0464B107 35,463 1,250 X X 28-5284 1250 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 35,551 1,543 X X 28-5284 343 1200 ASSURED GUARANTY LTD COM G0585R106 137,375 12,500 X 28-5284 12500 7,045 641 X X 28-5284 641 AXIS CAPITAL HOLDINGS SHS G0692U109 117,223 4,519 X 28-5284 135 4384 78,572 3,029 X X 28-5284 646 2383 1,453 56 X X 28-13605 56 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 7,236,072 137,359 X 28-5284 129214 8145 3,889,575 73,834 X X 28-5284 72680 905 249 1,110,758 21,085 X 28-13605 13146 7939 540,391 10,258 X X 28-13605 10008 250 1,106 21 X 28-13663 21 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2,093 86 X 28-5284 86 249,290 10,242 X X 28-5284 718 9524 BUNGE LIMITED COM G16962105 115,822 1,987 X 28-5284 1987 219,870 3,772 X X 28-5284 2952 820 107,837 1,850 X 28-13605 1850 279,792 4,800 X X 28-13605 300 4500 CHINA YUCHAI INTL LTD COM G21082105 68,380 4,690 X 28-13605 4690 CONSOLIDATED WATER CO INC ORD G23773107 17,139 2,175 X 28-5284 2175 COLUMN TOTAL 16,330,328
FILE NO. 28-1235 PAGE 2 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC SHS G24140108 11,016,500 238,866 X 28-5284 237843 1023 3,922,737 85,055 X X 28-5284 81499 3556 2,153,297 46,689 X 28-13605 46512 177 767,252 16,636 X X 28-13605 16328 290 18 222,160 4,817 X 28-13663 4817 93,624 2,030 X X 28-13663 2030 COSAN LTD SHS A G25343107 18,940 2,000 X 28-5284 2000 18,940 2,000 X X 28-5284 2000 COVIDIEN PLC SHS G2554F113 23,170,934 525,418 X 28-5284 513135 12283 5,782,789 131,129 X X 28-5284 125301 5828 27,456,087 622,587 X 28-13605 605510 17077 5,511,177 124,970 X X 28-13605 118521 6449 108,839 2,468 X 28-13663 1868 600 66,679 1,512 X X 28-13663 1512 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5,601 164 X X 28-5284 164 ENSTAR GROUP LIMITED SHS G3075P101 238,075 2,500 X 28-5284 2500 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 4,058,540 150,372 X 28-5284 150372 EVEREST RE GROUP LTD COM G3223R108 60,011 756 X 28-5284 756 51,279 646 X X 28-5284 646 4,604 58 X X 28-13605 58 FRONTLINE LTD SHS G3682E127 3,167 653 X X 28-5284 653 GLOBAL CROSSING LTD SHS NEW G3921A175 4,017 168 X 28-5284 168 GENPACT LIMITED SHS G3922B107 57,560 4,000 X 28-5284 4000 15,786 1,097 X X 28-5284 837 260 41,199 2,863 X 28-13605 2863 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 1,017,712 49,070 X 28-5284 49070 485,316 23,400 X X 28-5284 23400 90,426 4,360 X 28-13663 4360 HELEN OF TROY CORP LTD COM G4388N106 27,833 1,108 X 28-5284 1108 1,809 72 X X 28-13605 72 COLUMN TOTAL 86,472,890
FILE NO. 28-1235 PAGE 3 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HERBALIFE LTD COM USD SHS G4412G101 496,068 9,255 X 28-5284 1365 7890 472,859 8,822 X X 28-5284 1582 7240 48,240 900 X 28-13605 900 28,676 535 X 28-13663 535 INGERSOLL-RAND PLC SHS G47791101 3,534,509 125,828 X 28-5284 124935 893 5,692,439 202,650 X X 28-5284 199589 3061 451,406 16,070 X 28-13605 12125 3945 654,357 23,295 X X 28-13605 17895 5400 8,427 300 X 28-13663 300 48,034 1,710 X X 28-13663 1710 INVESCO LTD SHS G491BT108 1,343,538 86,624 X 28-5284 81606 5018 670,249 43,214 X X 28-5284 43114 100 140,955 9,088 X 28-13605 3709 5379 24,971 1,610 X 28-13663 1560 50 3,567 230 X X 28-13663 230 KOSMOS ENERGY LTD SHS G5315B107 112,756 9,629 X X 28-5284 229 9400 LAZARD LTD SHS A G54050102 30,574 1,449 X 28-5284 1449 43,002 2,038 X X 28-5284 2038 1,314,045 62,277 X 28-13605 62277 1,393 66 X X 28-13605 66 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 417,016 28,730 X 28-5284 28730 182,091 12,545 X X 28-5284 12545 3,266 225 X X 28-13605 225 MONTPELIER RE HOLDINGS LTD SHS G62185106 11,563 654 X 28-5284 654 116,317 6,579 X 28-13605 6579 NABORS INDUSTRIES LTD SHS G6359F103 1,019,296 83,140 X 28-5284 82553 587 709,670 57,885 X X 28-5284 55955 1930 1,796,262 146,514 X 28-13605 143458 3056 9,342 762 X X 28-13605 762 14,001 1,142 X 28-13663 1142 NORDIC AMERICAN TANKERS LIMI COM G65773106 33,135 2,350 X 28-5284 2350 38,070 2,700 X X 28-5284 2700 2,820 200 X 28-13605 200 COLUMN TOTAL 19,472,914
FILE NO. 28-1235 PAGE 4 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PARTNERRE LTD COM G6852T105 65,912 1,261 X 28-5284 1261 12,440 238 X X 28-5284 238 2,064,560 39,498 X 28-13605 39498 3,188 61 X X 28-13605 61 PLATINUM UNDERWRITER HLDGS L COM G7127P100 2,091 68 X 28-5284 68 RENAISSANCERE HOLDINGS LTD COM G7496G103 3,445 54 X 28-5284 34 20 186,679 2,926 X X 28-5284 1251 1675 SEADRILL LIMITED SHS G7945E105 5,452,674 198,063 X 28-5284 194913 3150 3,637,649 132,134 X X 28-5284 123509 8625 4,354,420 158,170 X 28-13605 110643 47527 533,531 19,380 X X 28-13605 18680 700 89,473 3,250 X 28-13663 3250 85,343 3,100 X X 28-13663 3100 SEAGATE TECHNOLOGY PLC SHS G7945M107 88,673 8,630 X 28-5284 670 7960 101,394 9,868 X X 28-5284 9868 5,086 495 X 28-13605 495 3,997 389 X X 28-13605 389 SHIP FINANCE INTERNATIONAL L SHS G81075106 5,200 400 X 28-5284 400 8,775 675 X X 28-13605 675 SIGNET JEWELERS LIMITED SHS G81276100 1,622 48 X 28-5284 48 32,718 968 X X 28-5284 368 600 96,229 2,847 X 28-13605 2847 SINA CORP ORD G81477104 72,971 1,019 X 28-5284 1019 2,864 40 X X 28-13605 40 UTI WORLDWIDE INC ORD G87210103 10,615 814 X X 28-5284 814 TRANSATLANTIC PETROLEUM LTD SHS G89982105 2,025 2,470 X 28-5284 2470 820 1,000 X X 28-5284 1000 VALIDUS HOLDINGS LTD COM SHS G9319H102 203,447 8,164 X X 28-5284 385 7779 WARNER CHILCOTT PLC IRELAND SHS A G94368100 1,273 89 X 28-5284 89 GOLAR LNG LTD BERMUDA SHS G9456A100 117,681 3,703 X X 28-5284 3703 COLUMN TOTAL 17,246,795
FILE NO. 28-1235 PAGE 5 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WHITE MTNS INS GROUP LTD COM G9618E107 98,192 242 X 28-5284 22 220 416,300 1,026 X X 28-5284 51 975 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 201,133 5,852 X 28-5284 2282 3570 427,563 12,440 X X 28-5284 250 12190 6,874 200 X 28-13605 200 62,725 1,825 X X 28-13605 1825 XOMA LTD SHS G9825R206 350 200 X 28-5284 200 XL GROUP PLC SHS G98290102 36,735 1,954 X 28-5284 1954 211,124 11,230 X X 28-5284 1542 9688 95,598 5,085 X 28-13605 1558 3527 3,046 162 X 28-13663 162 3,760 200 X X 28-13663 200 ACE LTD SHS H0023R105 6,972,575 115,059 X 28-5284 114401 658 3,715,447 61,311 X X 28-5284 47428 13883 4,322,537 71,329 X 28-13605 38534 32795 298,152 4,920 X X 28-13605 4920 60,115 992 X 28-13663 900 92 39,390 650 X X 28-13663 650 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 1,772 33 X 28-5284 33 11,655 217 X X 28-5284 217 306,899 5,714 X 28-13605 5714 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 579,340 47,448 X 28-5284 47026 422 592,979 48,565 X X 28-5284 32999 15566 1,443,955 118,260 X 28-13605 118226 34 3,480 285 X X 28-13605 285 12,210 1,000 X 28-13663 1000 FOSTER WHEELER AG COM H27178104 536,564 30,161 X 28-5284 28561 1600 275,140 15,466 X X 28-5284 15466 5,782 325 X 28-13605 325 GARMIN LTD SHS H2906T109 155,387 4,891 X 28-5284 3471 1420 135,213 4,256 X X 28-5284 1256 3000 COLUMN TOTAL 21,031,992
FILE NO. 28-1235 PAGE 6 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2,700,494 92,010 X 28-5284 91174 836 1,289,698 43,942 X X 28-5284 34069 9873 2,931,390 99,877 X 28-13605 96063 3814 323,995 11,039 X X 28-13605 11039 6,516 222 X 28-13663 100 122 5,635 192 X X 28-13663 192 TE CONNECTIVITY LTD REG SHS H84989104 820,168 29,146 X 28-5284 28436 710 312,044 11,089 X X 28-5284 8027 3062 8,161 290 X 28-13605 256 34 33,036 1,174 X X 28-13605 1100 74 28,478 1,012 X X 28-13663 1012 TRANSOCEAN LTD REG SHS H8817H100 1,831,784 38,370 X 28-5284 36264 2106 1,867,016 39,108 X X 28-5284 27778 540 10790 150,715 3,157 X 28-13605 2982 175 297,659 6,235 X X 28-13605 3935 2300 TYCO INTERNATIONAL LTD SHS H89128104 1,493,854 36,659 X 28-5284 33624 3035 1,354,938 33,250 X X 28-5284 32903 347 416,343 10,217 X 28-13605 4604 5613 857,747 21,049 X X 28-13605 20975 74 3,831 94 X 28-13663 94 46,333 1,137 X X 28-13663 1137 UBS AG SHS NEW H89231338 128,873 11,275 X 28-5284 4877 6398 186,663 16,331 X X 28-5284 1557 14774 4,138 362 X 28-13605 362 2,880 252 X X 28-13605 252 ADECOAGRO S A COM L00849106 7,327 850 X 28-5284 850 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 182,506 5,157 X 28-13605 5157 CELLCOM ISRAEL LTD SHS M2196U109 6,267 300 X 28-5284 300 121,162 5,800 X X 28-5284 5800 8,356 400 X X 28-13605 400 CERAGON NETWORKS LTD ORD M22013102 331,738 34,737 X 28-5284 5500 29237 9,407 985 X X 28-5284 985 11,928 1,249 X 28-13663 1249 COLUMN TOTAL 17,781,080
FILE NO. 28-1235 PAGE 7 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECH LT ORD M22465104 234,888 4,452 X 28-5284 4452 67,163 1,273 X X 28-5284 1273 4,432 84 X X 28-13605 84 120,346 2,281 X X 28-13663 2281 ELBIT SYS LTD ORD M3760D101 218,900 5,500 X X 28-13605 5500 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 66,440 2,000 X X 28-5284 2000 GIVEN IMAGING ORD SHS M52020100 105,630 7,000 X X 28-5284 7000 ORBOTECH LTD ORD M75253100 44,044 4,550 X X 28-5284 4550 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 41,643 1,260 X 28-13605 1000 260 100,472 3,040 X X 28-13605 3040 ASML HOLDING N V NY REG SHS N07059186 2,681,720 77,641 X 28-5284 8969 68672 701,853 20,320 X X 28-5284 415 19905 30,810 892 X 28-13605 892 14,507 420 X X 28-13605 420 85,141 2,465 X 28-13663 2465 CNH GLOBAL N V SHS NEW N20935206 11,178 426 X X 28-5284 426 CORE LABORATORIES N V COM N22717107 2,727,778 30,366 X 28-5284 30266 100 690,254 7,684 X X 28-5284 6584 800 300 563,953 6,278 X 28-13605 5978 300 251,883 2,804 X X 28-13605 2804 42,220 470 X 28-13663 345 125 17,966 200 X X 28-13663 200 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 40,603 1,662 X X 28-5284 1662 NIELSEN HOLDINGS N V COM N63218106 24,463 938 X X 28-5284 938 NXP SEMICONDUCTORS N V COM N6596X109 3,530 250 X X 28-5284 250 ORTHOFIX INTL N V COM N6748L102 157,711 4,570 X X 28-5284 4570 QIAGEN NV REG SHS N72482107 1,910,960 138,175 X 28-5284 9054 129121 397,018 28,707 X X 28-5284 15387 13320 1,106 80 X X 28-13605 80 47,063 3,403 X 28-13663 3403 COLUMN TOTAL 11,405,675
FILE NO. 28-1235 PAGE 8 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- YANDEX N V SHS CLASS A N97284108 1,985 97 X 28-5284 97 4,501 220 X X 28-5284 220 COPA HOLDINGS SA CL A P31076105 6,127 100 X 28-5284 100 15,808 258 X X 28-5284 258 1,961 32 X 28-13605 32 SINOVAC BIOTECH LTD SHS P8696W104 223 100 X X 28-5284 100 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 31,053 1,435 X 28-5284 1435 27,331 1,263 X X 28-5284 1263 3,246 150 X X 28-13605 150 AVAGO TECHNOLOGIES LTD SHS Y0486S104 758,888 23,158 X 28-5284 8162 14996 532,349 16,245 X X 28-5284 1635 14610 2,294 70 X 28-13605 70 33,917 1,035 X 28-13663 1035 DIANA SHIPPING INC COM Y2066G104 27,825 3,750 X X 28-5284 3750 DRYSHIPS INC SHS Y2109Q101 4,212 1,800 X 28-5284 1800 1,170 500 X X 28-5284 500 EAGLE BULK SHIPPING INC COM Y2187A101 4,710 3,000 X X 28-5284 3000 FLEXTRONICS INTL LTD ORD Y2573F102 24,541 4,359 X 28-5284 2849 1510 38,070 6,762 X X 28-5284 6762 47,095 8,365 X 28-13605 8365 3,603 640 X X 28-13605 640 GENCO SHIPPING & TRADING LTD SHS Y2685T107 7,810 1,000 X X 28-5284 1000 GENERAL MARITIME CORP NEW SHS Y2693R101 230 886 X X 28-5284 886 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 630 300 X 28-5284 300 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 2,660 200 X 28-5284 200 70,490 5,300 X X 28-5284 5300 3,990 300 X X 28-13605 300 SEASPAN CORP SHS Y75638109 2,567 224 X 28-5284 224 28,650 2,500 X X 28-13605 2500 COLUMN TOTAL 1,687,936
FILE NO. 28-1235 PAGE 9 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 466,800 15,000 X 28-5284 15000 860,468 27,650 X X 28-5284 25650 2000 6,224 200 X X 28-13605 200 TEEKAY CORPORATION COM Y8564W103 81,396 3,600 X X 28-5284 3600 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 203,621 8,284 X X 28-5284 6564 1720 AAON INC COM PAR $0.004 000360206 30,713 1,950 X X 28-5284 1950 AAR CORP COM 000361105 15,136 908 X 28-5284 658 250 1,434 86 X 28-13605 86 2,117 127 X X 28-13605 127 ABB LTD SPONSORED ADR 000375204 2,767,028 162,004 X 28-5284 98959 63045 2,215,857 129,734 X X 28-5284 86209 370 43155 210,665 12,334 X 28-13605 12334 9,565 560 X X 28-13605 60 500 52,094 3,050 X 28-13663 1500 1550 55,783 3,266 X X 28-13663 2252 1014 ACCO BRANDS CORP COM 00081T108 529 111 X 28-5284 111 515 108 X X 28-5284 58 50 3,668 769 X 28-13605 769 2,690 564 X X 28-13605 564 ACNB CORP COM 000868109 100,037 7,302 X 28-5284 5871 1431 11,179 816 X X 28-5284 211 605 ABM INDS INC COM 000957100 5,718 300 X 28-5284 300 10,007 525 X X 28-5284 525 AFC ENTERPRISES INC COM 00104Q107 193,586 16,364 X 28-13605 16364 AFLAC INC COM 001055102 773,793 22,140 X 28-5284 15413 6727 4,233,389 121,127 X X 28-5284 120073 1054 680,477 19,470 X 28-13605 13783 5687 285,017 8,155 X X 28-13605 4155 4000 2,971 85 X 28-13663 85 4,648 133 X X 28-13663 133 AGCO CORP COM 001084102 65,199 1,886 X X 28-5284 1886 COLUMN TOTAL 13,352,324
FILE NO. 28-1235 PAGE 10 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AGIC EQUITY & CONV INCOME FD COM 00119P102 198,763 13,111 X 28-5284 13111 AGIC CONV & INCOME FD II COM 001191105 15,540 2,000 X 28-5284 2000 AGL RES INC COM 001204106 74,921 1,839 X 28-5284 1839 175,875 4,317 X X 28-5284 2117 2200 50,844 1,248 X 28-13605 1248 183,452 4,503 X X 28-13605 4503 35,810 879 X X 28-13663 879 A H BELO CORP COM CL A 001282102 143 34 X 28-5284 34 336 80 X X 28-5284 80 AES CORP COM 00130H105 109,351 11,204 X 28-5284 9100 2104 281,361 28,828 X X 28-5284 28287 541 116,427 11,929 X 28-13605 4859 7070 722 74 X 28-13663 74 AK STL HLDG CORP COM 001547108 146,280 22,367 X 28-5284 22188 179 8,718 1,333 X X 28-5284 1333 6,560 1,003 X 28-13605 298 705 ALPS ETF TR ALERIAN MLP 00162Q866 19,050 1,250 X 28-5284 1250 48,768 3,200 X X 28-5284 3200 1,524 100 X X 28-13605 100 AMC NETWORKS INC CL A 00164V103 543 17 X 28-5284 17 63,261 1,980 X X 28-5284 1980 2,205 69 X X 28-13605 69 AMN HEALTHCARE SERVICES INC COM 001744101 13,233 3,300 X X 28-5284 3300 AMR CORP COM 001765106 18,630 6,294 X X 28-5284 6294 AOL INC COM 00184X105 5,808 484 X 28-5284 454 30 61,848 5,154 X X 28-5284 5154 36 3 X X 28-13605 3 COLUMN TOTAL 1,640,009
FILE NO. 28-1235 PAGE 11 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AT&T INC COM 00206R102 138,770,506 4,865,726 X 28-5284 4792012 73714 102,669,490 3,599,912 X X 28-5284 3447003 7152 145757 40,079,983 1,405,329 X 28-13605 1268975 136354 17,326,984 607,538 X X 28-13605 587903 1155 18480 621,080 21,777 X 28-13663 20133 1644 1,681,767 58,968 X X 28-13663 57784 1184 ATMI INC COM 00207R101 3,164 200 X 28-5284 200 160,573 10,150 X X 28-5284 10150 ATP OIL & GAS CORP COM 00208J108 11,565 1,500 X X 28-5284 1500 ARCA BIOPHARMA INC COM 00211Y100 168 150 X X 28-5284 150 AU OPTRONICS CORP SPONSORED ADR 002255107 147 37 X 28-5284 37 19,907 5,027 X X 28-5284 5027 AVI BIOPHARMA INC COM 002346104 11,200 10,000 X 28-5284 10000 AVX CORP NEW COM 002444107 18,956 1,597 X X 28-5284 197 1400 AARONS INC COM PAR $0.50 002535300 465,787 18,447 X 28-5284 1024 17423 92,365 3,658 X X 28-5284 1145 2513 2,078,605 82,321 X 28-13605 67441 14880 14,241 564 X X 28-13605 564 18,887 748 X 28-13663 748 ABBOTT LABS COM 002824100 116,199,490 2,272,184 X 28-5284 2246851 25333 100,625,774 1,967,653 X X 28-5284 1843546 6880 117227 5,780,508 113,033 X 28-13605 95074 17959 6,229,261 121,808 X X 28-13605 97147 24661 672,082 13,142 X 28-13663 12440 702 2,253,842 44,072 X X 28-13663 43464 608 ABERCROMBIE & FITCH CO CL A 002896207 118,626 1,927 X 28-5284 1017 910 117,456 1,908 X X 28-5284 1874 34 92,586 1,504 X 28-13605 517 987 9,234 150 X X 28-13605 150 ABERDEEN ASIA PACIFIC INCOM COM 003009107 195,070 28,312 X 28-5284 28312 2,756 400 X X 28-5284 400 COLUMN TOTAL 536,342,060
FILE NO. 28-1235 PAGE 12 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ABERDEEN ISRAEL FUND INC COM 00301L109 19,600 1,400 X 28-5284 1400 45,500 3,250 X 28-13605 3250 ABERDEEN CHILE FD INC COM 00301W105 81,023 5,726 X X 28-5284 5726 1,500 106 X X 28-13605 106 35,814 2,531 X X 28-13663 2531 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 6,699 700 X 28-5284 700 ABINGTON BANCORP INC COM 00350L109 120,672 16,760 X X 28-5284 14500 2260 ABIOMED INC COM 003654100 4,412 400 X 28-5284 400 33,090 3,000 X X 28-5284 3000 ACACIA RESH CORP ACACIA TCH COM 003881307 12,165 338 X 28-5284 338 99,656 2,769 X 28-13605 2769 ACI WORLDWIDE INC COM 004498101 483,052 17,540 X 28-5284 17540 551,819 20,037 X 28-13605 20037 ACME PACKET INC COM 004764106 186,672 4,383 X 28-5284 33 4350 29,132 684 X X 28-5284 539 145 7,879 185 X 28-13663 185 ACME UTD CORP COM 004816104 455,573 47,955 X 28-5284 47955 ACTIVISION BLIZZARD INC COM 00507V109 62,213 5,228 X X 28-5284 5228 ACTUANT CORP SDCV 2.672%11 00508XAB0 109,125 1,000 X 28-13605 1000 ACTUANT CORP CL A NEW 00508X203 180,950 9,162 X 28-5284 2353 6809 41,080 2,080 X X 28-5284 2080 14,319 725 X 28-13605 725 79,000 4,000 X X 28-13605 4000 ACUITY BRANDS INC COM 00508Y102 191,264 5,307 X 28-5284 5307 52,258 1,450 X X 28-5284 1450 1,802 50 X X 28-13605 50 ACXIOM CORP COM 005125109 10,640 1,000 X 28-5284 1000 ADAMS EXPRESS CO COM 006212104 244,074 26,501 X 28-5284 26501 34,077 3,700 X X 28-5284 3700 COLUMN TOTAL 3,195,060
FILE NO. 28-1235 PAGE 13 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 5,709 100 X 28-5284 100 126,055 2,208 X 28-13605 2208 5,709 100 X X 28-13605 100 ADOBE SYS INC COM 00724F101 326,513 13,509 X 28-5284 11861 1648 443,568 18,352 X X 28-5284 11700 6652 325,087 13,450 X 28-13605 7679 5771 175,498 7,261 X X 28-13605 7261 5,172 214 X 28-13663 214 ADTRAN INC COM 00738A106 483,160 18,260 X X 28-5284 1450 16810 308,418 11,656 X 28-13605 10656 1000 130,580 4,935 X X 28-13605 4935 ADVANCE AMER CASH ADVANCE CT COM 00739W107 2,944 400 X 28-5284 400 363,864 49,438 X 28-13605 49438 ADVANCE AUTO PARTS INC COM 00751Y106 29,050 500 X 28-5284 500 35,383 609 X X 28-5284 609 ADVOCAT INC COM 007586100 7,538 1,250 X 28-5284 1250 ADVISORY BRD CO COM 00762W107 750,419 11,629 X 28-5284 11629 25,747 399 X X 28-5284 399 32,265 500 X 28-13663 500 ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 6,401 1,016 X 28-5284 1016 ADVENT CLAYMORE CV SECS & IN COM 00764C109 5,991 414 X 28-5284 414 680 47 X X 28-5284 47 15,917 1,100 X X 28-13605 1100 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 10,665 11,592 X X 28-5284 11592 ADVANTAGE OIL & GAS LTD COM 00765F101 5,610 1,500 X 28-5284 1500 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 176,612 9,995 X 28-5284 9995 67,252 3,806 X X 28-5284 3516 290 4,859 275 X 28-13605 275 3,534 200 X X 28-13605 200 COLUMN TOTAL 3,880,200
FILE NO. 28-1235 PAGE 14 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES INC COM 007903107 4,196 826 X 28-5284 826 178,176 35,074 X X 28-5284 35074 53,721 10,575 X 28-13605 4222 6353 AEGON N V NY REGISTRY SH 007924103 401,375 99,105 X 28-5284 99105 50,143 12,381 X X 28-5284 12381 9,157 2,261 X 28-13605 2261 ADVANCED ENERGY INDS COM 007973100 2,500 290 X 28-5284 290 1,284 149 X 28-13605 149 ADVENT SOFTWARE INC COM 007974108 221,552 10,626 X 28-13605 10626 1,877 90 X X 28-13605 90 AEROVIRONMENT INC COM 008073108 341,009 12,114 X 28-5284 12114 11,485 408 X X 28-5284 408 76,005 2,700 X X 28-13605 2700 14,582 518 X 28-13663 518 AES TR III PFD CV 6.75% 00808N202 115,315 2,350 X 28-5284 2350 79,052 1,611 X X 28-5284 1611 AETNA INC NEW COM 00817Y108 1,262,270 34,735 X 28-5284 11792 22943 2,315,330 63,713 X X 28-5284 56497 7216 264,192 7,270 X 28-13605 2734 4536 341,959 9,410 X X 28-13605 9210 200 58,544 1,611 X 28-13663 1611 AFFILIATED MANAGERS GROUP COM 008252108 24,898 319 X 28-5284 319 263,107 3,371 X X 28-5284 3371 266,541 3,415 X 28-13605 3415 88,197 1,130 X X 28-13605 1130 AFFYMETRIX INC COM 00826T108 49,000 10,000 X X 28-5284 10000 AGFEED INDUSTRIES INC COM 00846L101 260 500 X 28-5284 500 AGILENT TECHNOLOGIES INC COM 00846U101 1,259,688 40,310 X 28-5284 36488 3822 2,312,188 73,990 X X 28-5284 69240 4750 263,063 8,418 X 28-13605 4262 4156 92,688 2,966 X X 28-13605 2476 490 8,344 267 X 28-13663 267 COLUMN TOTAL 10,431,698
FILE NO. 28-1235 PAGE 15 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AGILYSYS INC COM 00847J105 43,051 6,038 X 28-5284 6038 57,040 8,000 X X 28-5284 8000 AGNICO EAGLE MINES LTD COM 008474108 379,440 6,375 X 28-5284 6375 225,283 3,785 X X 28-5284 3785 43,747 735 X 28-13605 735 14,880 250 X X 28-13605 250 AGRIA CORP SPONSORED ADR 00850H103 1,250 1,000 X 28-5284 1000 AGRIUM INC COM 008916108 29,997 450 X 28-5284 450 209,179 3,138 X X 28-5284 943 2195 2,333 35 X 28-13605 35 166,650 2,500 X X 28-13605 2500 AIR LEASE CORP CL A 00912X302 85,824 4,470 X X 28-5284 4470 AIR METHODS CORP COM PAR $.06 009128307 76,404 1,200 X 28-5284 1200 AIR PRODS & CHEMS INC COM 009158106 18,515,296 242,442 X 28-5284 238013 4429 13,788,833 180,553 X X 28-5284 170325 10228 2,004,789 26,251 X 28-13605 23664 2587 2,864,410 37,507 X X 28-13605 33807 3700 58,194 762 X 28-13663 730 32 141,055 1,847 X X 28-13663 1790 57 AIRGAS INC COM 009363102 534,748 8,379 X 28-5284 8008 371 342,267 5,363 X X 28-5284 5341 22 76,329 1,196 X 28-13605 355 841 1,659 26 X 28-13663 26 AKAMAI TECHNOLOGIES INC COM 00971T101 226,592 11,398 X 28-5284 9770 1628 100,314 5,046 X X 28-5284 5046 139,120 6,998 X 28-13605 4885 2113 1,292 65 X X 28-13605 65 1,869 94 X 28-13663 94 ALASKA AIR GROUP INC COM 011659109 2,815 50 X 28-5284 50 16,887 300 X X 28-5284 300 316,856 5,629 X 28-13605 5629 COLUMN TOTAL 40,468,403
FILE NO. 28-1235 PAGE 16 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ALASKA COMMUNICATIONS SYS GR COM 01167P101 2,620 400 X 28-5284 400 19,650 3,000 X X 28-5284 3000 6,550 1,000 X X 28-13605 1000 ALBEMARLE CORP COM 012653101 24,402 604 X 28-5284 604 21,291 527 X X 28-5284 527 64,640 1,600 X X 28-13605 1600 ALCOA INC NOTE 5.250% 3 013817AT8 654,000 4,000 X X 28-5284 4000 ALCOA INC COM 013817101 1,911,732 199,763 X 28-5284 195912 3851 1,716,925 179,407 X X 28-5284 170482 8925 205,564 21,480 X 28-13605 9197 12283 31,342 3,275 X X 28-13605 3275 2,153 225 X X 28-13663 225 ALCATEL-LUCENT SPONSORED ADR 013904305 2,697 953 X 28-5284 953 20,246 7,154 X X 28-5284 7154 391 138 X 28-13605 138 1,058 374 X X 28-13605 277 97 ALEXANDER & BALDWIN INC COM 014482103 3,653 100 X 28-5284 100 167,052 4,573 X X 28-5284 4573 3,653 100 X X 28-13605 100 ALERE INC COM 01449J105 518,210 26,372 X 28-5284 5300 21072 188,640 9,600 X X 28-5284 3280 6320 28,100 1,430 X 28-13663 1430 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 10,007 163 X 28-5284 163 14,365 234 X X 28-5284 234 213,207 3,473 X 28-13605 3473 ALEXION PHARMACEUTICALS INC COM 015351109 818,879 12,783 X 28-5284 2393 10390 551,813 8,614 X X 28-5284 1444 7170 44,073 688 X 28-13605 688 22,421 350 X X 28-13605 350 52,850 825 X 28-13663 825 ALIGN TECHNOLOGY INC COM 016255101 135,817 8,953 X 28-5284 8953 ALIMERA SCIENCES INC COM 016259103 118,440 14,805 X 28-5284 100 14705 COLUMN TOTAL 7,576,441
FILE NO. 28-1235 PAGE 17 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ALLEGHANY CORP DEL COM 017175100 6,636 23 X 28-5284 14 9 35,177,382 121,932 X X 28-5284 83331 38601 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6 01741RAD4 483,000 4,000 X X 28-5284 4000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 602,419 16,286 X 28-5284 15726 560 1,194,444 32,291 X X 28-5284 31361 930 74,276 2,008 X 28-13605 916 1092 7,953 215 X X 28-13605 215 9,395 254 X 28-13663 200 54 3,218 87 X X 28-13663 87 ALLERGAN INC COM 018490102 52,688,189 639,575 X 28-5284 623201 16374 17,617,622 213,858 X X 28-5284 199685 1925 12248 27,949,886 339,280 X 28-13605 328866 10414 6,962,428 84,516 X X 28-13605 80633 3883 580,532 7,047 X 28-13663 4822 2225 300,193 3,644 X X 28-13663 3644 ALLETE INC COM NEW 018522300 58,095 1,586 X 28-5284 1586 32,015 874 X X 28-5284 874 ALLIANCE DATA SYSTEMS CORP COM 018581108 118,007 1,273 X 28-5284 1113 160 39,583 427 X X 28-5284 427 89,363 964 X 28-13605 964 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 445,619 10,130 X X 28-5284 9070 1060 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 186,846 2,850 X 28-5284 2850 127,842 1,950 X X 28-5284 1450 500 99,192 1,513 X 28-13605 1513 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 165,997 12,769 X 28-5284 12769 342,901 26,377 X X 28-5284 26377 4,550 350 X X 28-13605 350 ALLIANT ENERGY CORP COM 018802108 37,636 973 X 28-5284 973 170,153 4,399 X X 28-5284 4399 11,604 300 X 28-13605 300 52,218 1,350 X X 28-13605 1350 COLUMN TOTAL 145,639,194
FILE NO. 28-1235 PAGE 18 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC COM 018804104 30,962 568 X 28-5284 568 436 8 X X 28-5284 8 4,088 75 X 28-13605 75 218,040 4,000 X X 28-13605 4000 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 106,798 13,400 X 28-5284 13400 39,850 5,000 X X 28-5284 5000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 201,338 14,750 X X 28-5284 12190 2560 4,095 300 X 28-13605 300 ALLIED NEVADA GOLD CORP COM 019344100 26,213 732 X X 28-5284 732 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 32,796 1,820 X 28-5284 1820 121,851 6,762 X X 28-5284 6762 67,701 3,757 X X 28-13605 3757 ALLSTATE CORP COM 020002101 3,335,410 140,794 X 28-5284 134353 6441 6,847,310 289,038 X X 28-5284 278889 10149 3,006,332 126,903 X 28-13605 120874 6029 443,453 18,719 X X 28-13605 16929 1790 113,428 4,788 X X 28-13663 4788 ALMOST FAMILY INC COM 020409108 180,186 10,835 X 28-13663 10835 ALPHA NATURAL RESOURCES INC COM 02076X102 108,245 6,119 X 28-5284 5500 619 188,540 10,658 X X 28-5284 6387 4271 58,802 3,324 X 28-13605 978 2346 19,388 1,096 X X 28-13605 1020 76 513 29 X 28-13663 29 ALPHA PRO TECH LTD COM 020772109 1,150 1,000 X X 28-5284 1000 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 31,485 5,885 X X 28-5284 5885 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 13,259 2,483 X 28-5284 2483 6,632 1,242 X 28-13605 1242 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 117,260 26,000 X 28-5284 26000 ALTAIR NANOTECHNOLOGIES INC COM NEW 021373204 1,005 750 X 28-5284 750 COLUMN TOTAL 15,326,566
FILE NO. 28-1235 PAGE 19 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ALTERA CORP COM 021441100 2,238,252 70,988 X 28-5284 5940 65048 1,397,347 44,318 X X 28-5284 3664 40654 172,059 5,457 X 28-13605 1527 3930 148,443 4,708 X 28-13663 4708 ALTRA HOLDINGS INC COM 02208R106 38,181 3,300 X X 28-5284 3300 613 53 X 28-13605 53 ALTRIA GROUP INC COM 02209S103 58,009,655 2,163,732 X 28-5284 2134522 29210 69,767,422 2,602,291 X X 28-5284 2406684 10000 185607 5,461,760 203,721 X 28-13605 178619 25102 2,874,354 107,212 X X 28-13605 104212 3000 133,004 4,961 X 28-13663 4437 524 296,626 11,064 X X 28-13663 10142 922 ALUMINA LTD SPONSORED ADR 022205108 47,025 8,323 X 28-5284 8323 73,450 13,000 X X 28-5284 13000 1,113 197 X X 28-13605 197 AMARIN CORP PLC SPONS ADR NEW 023111206 2,300 250 X 28-5284 250 AMAZON COM INC COM 023135106 12,059,363 55,771 X 28-5284 45622 10149 6,127,093 28,336 X X 28-5284 18894 9442 1,893,526 8,757 X 28-13605 5008 3749 694,098 3,210 X X 28-13605 2980 230 559,819 2,589 X 28-13663 1129 1460 38,705 179 X X 28-13663 170 9 AMCOL INTL CORP COM 02341W103 19,600 817 X 28-5284 817 15,594 650 X 28-13605 650 2,159 90 X X 28-13605 90 AMEDISYS INC COM 023436108 10,507 709 X 28-5284 709 3,468 234 X X 28-13605 234 AMERCO COM 023586100 21,233 340 X 28-5284 340 94,300 1,510 X X 28-5284 1510 52,520 841 X 28-13605 841 COLUMN TOTAL 162,253,589
FILE NO. 28-1235 PAGE 20 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AMEREN CORP COM 023608102 365,873 12,290 X 28-5284 7692 4598 463,608 15,573 X X 28-5284 15205 368 221,757 7,449 X 28-13605 4590 2859 53,586 1,800 X X 28-13605 1800 2,828 95 X 28-13663 95 714 24 X X 28-13663 24 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 545,994 24,728 X 28-5284 24728 182,381 8,260 X X 28-5284 8260 156,106 7,070 X 28-13605 6770 300 91,544 4,146 X X 28-13605 4146 2,208 100 X 28-13663 100 48,576 2,200 X X 28-13663 2200 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 18,171 820 X 28-5284 820 AMERICAN AXLE & MFG HLDGS IN COM 024061103 15,863 2,079 X 28-5284 2079 1,531,021 200,658 X 28-13605 164637 36021 6,630 869 X X 28-13605 869 AMERICAN CAMPUS CMNTYS INC COM 024835100 26,642 716 X 28-5284 716 373,923 10,049 X 28-13605 10049 3,721 100 X X 28-13605 100 AMERICAN CAPITAL AGENCY CORP COM 02503X105 56,856 2,098 X 28-5284 2098 82,303 3,037 X X 28-5284 3037 7,615 281 X 28-13605 281 136 5 X X 28-13605 5 AMERICAN CAP LTD COM 02503Y103 13,654 2,002 X 28-5284 2000 2 38,574 5,656 X X 28-5284 5656 6,820 1,000 X 28-13605 1000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 50,748 4,330 X 28-5284 4329 1 42,966 3,666 X X 28-5284 1266 2400 AMERICAN ELEC PWR INC COM 025537101 10,544,885 277,351 X 28-5284 272059 5292 7,000,585 184,129 X X 28-5284 174089 10040 977,266 25,704 X 28-13605 20031 5673 756,522 19,898 X X 28-13605 12462 7436 102,008 2,683 X 28-13663 2398 285 58,817 1,547 X X 28-13663 1547 COLUMN TOTAL 23,850,901
FILE NO. 28-1235 PAGE 21 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN EQTY INVT LIFE HLD COM 025676206 279,720 31,968 X 28-13605 31968 AMERICAN EXPRESS CO COM 025816109 40,891,193 910,717 X 28-5284 879778 30939 32,450,128 722,720 X X 28-5284 607136 4184 111400 23,677,207 527,332 X 28-13605 507023 20309 5,384,902 119,931 X X 28-13605 115294 4637 255,750 5,696 X 28-13663 4019 1677 26,940 600 X X 28-13663 600 AMERICAN FINL GROUP INC OHIO COM 025932104 59,468 1,914 X 28-5284 1914 111,417 3,586 X X 28-5284 3586 360,257 11,595 X 28-13605 11595 AMERICAN GREETINGS CORP CL A 026375105 18,500 1,000 X 28-5284 1000 AMERICAN INTL GROUP INC *W EXP 01/19/2 026874156 4,125 674 X 28-5284 674 2,870 469 X X 28-5284 469 16,316 2,666 X 28-13605 1629 1037 104 17 X X 28-13605 17 AMERICAN INTL GROUP INC COM NEW 026874784 35,010 1,595 X 28-5284 1342 253 78,801 3,590 X X 28-5284 3203 387 181,439 8,266 X 28-13605 3409 4857 329 15 X X 28-13605 15 1,010 46 X 28-13663 46 1,449 66 X X 28-13663 66 AMERICAN NATL INS CO COM 028591105 22,160 320 X 28-5284 320 69 1 X X 28-5284 1 AMERICAN PUBLIC EDUCATION IN COM 02913V103 2,754 81 X 28-5284 81 30,600 900 X X 28-5284 900 15,300 450 X 28-13605 450 140,522 4,133 X X 28-13605 4133 AMERICAN SCIENCE & ENGR INC COM 029429107 42,735 700 X X 28-5284 700 611 10 X 28-13605 10 AMERICAN STS WTR CO COM 029899101 4,072 120 X 28-5284 120 10,179 300 X 28-13605 300 40,716 1,200 X X 28-13605 1200 COLUMN TOTAL 104,146,653
FILE NO. 28-1235 PAGE 22 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP CL A 029912201 9,108,932 169,311 X 28-5284 137566 31745 4,640,896 86,262 X X 28-5284 61012 230 25020 939,079 17,455 X 28-13605 11859 5596 505,989 9,405 X X 28-13605 8205 1200 273,734 5,088 X 28-13663 1600 3488 4,035 75 X X 28-13663 75 AMERICAN SUPERCONDUCTOR CORP COM 030111108 13,362 3,400 X X 28-5284 3400 56,985 14,500 X X 28-13605 10000 4500 AMERICAN VANGUARD CORP COM 030371108 78,901 7,070 X 28-13605 7070 AMERICAN WTR WKS CO INC NEW COM 030420103 5,814,177 192,650 X 28-5284 189510 3140 4,202,867 139,260 X X 28-5284 128260 200 10800 6,694,226 221,810 X 28-13605 134538 87272 1,002,821 33,228 X X 28-13605 25228 8000 171,573 5,685 X 28-13663 3300 2385 155,276 5,145 X X 28-13663 5145 AMERON INTL INC COM 030710107 16,988 200 X 28-5284 200 AMERISOURCEBERGEN CORP COM 03073E105 27,720,867 743,785 X 28-5284 735187 8598 9,062,126 243,148 X X 28-5284 227988 300 14860 27,717,736 743,701 X 28-13605 677884 65817 5,039,239 135,209 X X 28-13605 129393 5816 257,685 6,914 X 28-13663 6887 27 86,094 2,310 X X 28-13663 2310 AMERIGROUP CORP COM 03073T102 91,283 2,340 X 28-5284 630 1710 11,508 295 X X 28-5284 240 55 84,340 2,162 X 28-13605 2162 5,344 137 X X 28-13605 137 2,536 65 X 28-13663 65 AMERISERV FINL INC COM 03074A102 1,900 1,000 X 28-5284 1000 AMERIPRISE FINL INC COM 03076C106 17,141,398 435,503 X 28-5284 427524 7979 7,009,701 178,092 X X 28-5284 166072 12020 18,006,688 457,487 X 28-13605 446155 11332 3,845,590 97,703 X X 28-13605 92636 5067 84,348 2,143 X 28-13663 1984 159 15,744 400 X X 28-13663 400 COLUMN TOTAL 149,863,968
FILE NO. 28-1235 PAGE 23 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AMERIGAS PARTNERS L P UNIT L P INT 030975106 763,974 17,367 X 28-5284 17367 206,753 4,700 X X 28-5284 4700 157,704 3,585 X 28-13605 3585 AMETEK INC NEW COM 031100100 167,784 5,089 X 28-5284 5089 5,451,820 165,357 X X 28-5284 165357 189,578 5,750 X 28-13605 5750 1,186,920 36,000 X X 28-13605 36000 AMGEN INC NOTE 0.375% 2 031162AQ3 786,000 8,000 X 28-5284 8000 589,500 6,000 X X 28-5284 6000 491,250 5,000 X 28-13605 5000 AMGEN INC COM 031162100 19,930,639 362,639 X 28-5284 358628 4011 13,258,331 241,236 X X 28-5284 221676 810 18750 2,351,793 42,791 X 28-13605 31898 10893 1,436,929 26,145 X X 28-13605 25195 950 146,249 2,661 X 28-13663 2332 329 138,499 2,520 X X 28-13663 2520 AMKOR TECHNOLOGY INC COM 031652100 4,360 1,000 X 28-5284 1000 189,660 43,500 X X 28-5284 43500 AMPAL AMERN ISRAEL CORP CL A 032015109 7 22 X 28-5284 22 AMPCO-PITTSBURGH CORP COM 032037103 20,450 1,000 X X 28-5284 1000 AMPHENOL CORP NEW CL A 032095101 4,441,973 108,952 X 28-5284 107192 1760 3,596,811 88,222 X X 28-5284 87185 150 887 436,932 10,717 X 28-13605 8483 2234 10,193 250 X X 28-13605 250 5,585 137 X 28-13663 137 170,622 4,185 X X 28-13663 4185 AMSURG CORP COM 03232P405 16,875 750 X 28-5284 750 317,048 14,091 X 28-13605 14091 AMYLIN PHARMACEUTICALS INC COM 032346108 133,134 14,424 X X 28-5284 1174 13250 4,615 500 X 28-13605 500 AMTRUST FINANCIAL SERVICES I COM 032359309 3,282,615 147,467 X 28-13605 124867 22600 176,900 7,947 X X 28-13605 7947 COLUMN TOTAL 60,061,503
FILE NO. 28-1235 PAGE 24 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AMYRIS INC COM 03236M101 44,530 2,199 X 28-5284 2199 ANADARKO PETE CORP COM 032511107 3,004,648 47,655 X 28-5284 44912 2743 3,852,418 61,101 X X 28-5284 57095 4006 1,594,598 25,291 X 28-13605 19458 5833 1,208,416 19,166 X X 28-13605 19166 9,331 148 X 28-13663 148 82,596 1,310 X X 28-13663 1231 79 ANALOG DEVICES INC COM 032654105 362,156 11,589 X 28-5284 8830 2759 252,813 8,090 X X 28-5284 7900 190 158,281 5,065 X 28-13605 1645 3420 44,531 1,425 X X 28-13605 1425 1,063 34 X 28-13663 34 ANALOGIC CORP COM PAR $0.05 032657207 393,614 8,668 X 28-5284 8668 13,169 290 X X 28-5284 290 16,620 366 X 28-13663 366 ANCESTRY COM INC COM 032803108 316,616 13,473 X 28-5284 460 13013 114,445 4,870 X X 28-5284 4870 11,515 490 X 28-13663 490 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 148,441 3,589 X 28-5284 738 2851 185,003 4,473 X X 28-5284 212 4261 23,162 560 X X 28-13605 560 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 49,007 925 X 28-5284 315 610 789,137 14,895 X X 28-5284 10375 4520 1,325 25 X 28-13605 25 ANIKA THERAPEUTICS INC COM 035255108 82,688 15,200 X 28-5284 15200 17,952 3,300 X X 28-5284 3300 ANIXTER INTL INC NOTE 1.000% 2 035290AJ4 203,750 2,000 X 28-13605 2000 ANIXTER INTL INC COM 035290105 35,390 746 X 28-5284 51 695 117,129 2,469 X 28-13605 2469 ANN INC COM 035623107 43,396 1,900 X X 28-5284 1900 COLUMN TOTAL 13,177,740
FILE NO. 28-1235 PAGE 25 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ANNALY CAP MGMT INC COM 035710409 979,856 58,921 X 28-5284 55221 3700 3,258,948 195,968 X X 28-5284 195968 31,597 1,900 X 28-13605 1900 1,638,687 98,538 X X 28-13605 98538 7,816 470 X 28-13663 470 ANSYS INC COM 03662Q105 250,398 5,106 X 28-5284 5106 851,678 17,367 X X 28-5284 4976 12391 100,924 2,058 X 28-13605 1458 600 349,753 7,132 X X 28-13605 7132 ANWORTH MORTGAGE ASSET CP COM 037347101 6,800 1,000 X X 28-5284 1000 AON CORP COM 037389103 3,023,861 72,031 X 28-5284 49812 22219 3,909,891 93,137 X X 28-5284 39365 53772 229,463 5,466 X 28-13605 1532 3934 10,495 250 X X 28-13605 250 98,275 2,341 X 28-13663 2341 4,366 104 X X 28-13663 104 A123 SYS INC COM 03739T108 172 50 X 28-13605 50 APACHE CORP COM 037411105 28,838,015 359,397 X 28-5284 348376 11021 14,136,523 176,178 X X 28-5284 159056 1100 16022 13,648,744 170,099 X 28-13605 149744 20355 2,451,573 30,553 X X 28-13605 30189 155 209 427,198 5,324 X 28-13663 4455 869 141,303 1,761 X X 28-13663 1733 28 APACHE CORP PFD CONV SER D 037411808 230,265 4,500 X X 28-13663 4500 APARTMENT INVT & MGMT CO CL A 03748R101 49,350 2,231 X 28-5284 17 2214 27,362 1,237 X X 28-5284 1083 154 40,634 1,837 X 28-13605 546 1291 APOGEE ENTERPRISES INC COM 037598109 1,718 200 X 28-5284 200 APOLLO GROUP INC CL A 037604105 79,339 2,003 X 28-5284 1655 348 91,024 2,298 X X 28-5284 2220 78 121,801 3,075 X 28-13605 1312 1763 16,676 421 X X 28-13605 321 100 2,258 57 X 28-13663 57 5,942 150 X X 28-13663 150 COLUMN TOTAL 75,062,705
FILE NO. 28-1235 PAGE 26 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- APOLLO INVT CORP COM 03761U106 76,615 10,195 X 28-5284 10195 7,515 1,000 X X 28-5284 1000 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 227,328 22,200 X X 28-5284 22200 APPLE INC COM 037833100 209,711,891 549,963 X 28-5284 525655 24308 105,927,264 277,791 X X 28-5284 263445 1010 13336 102,029,411 267,569 X 28-13605 252871 14698 27,752,851 72,781 X X 28-13605 70094 2687 2,379,437 6,240 X 28-13663 4806 1434 2,583,824 6,776 X X 28-13663 5172 1604 APPLIED INDL TECHNOLOGIES IN COM 03820C105 178,224 6,562 X 28-5284 6300 262 432,279 15,916 X 28-13605 15916 147,071 5,415 X X 28-13605 5415 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 1,155 215 X 28-5284 215 15,036 2,800 X X 28-5284 2800 APPLIED MATLS INC COM 038222105 1,654,118 159,741 X 28-5284 134748 24993 1,515,786 146,382 X X 28-5284 122545 23837 232,998 22,501 X 28-13605 6869 15632 104,275 10,070 X X 28-13605 10070 24,852 2,400 X X 28-13663 2400 APTARGROUP INC COM 038336103 49,718 1,113 X 28-5284 1113 109,486 2,451 X X 28-5284 2451 134,010 3,000 X 28-13605 3000 APPROACH RESOURCES INC COM 03834A103 305,820 18,000 X X 28-13605 18000 AQUA AMERICA INC COM 03836W103 1,383,823 64,155 X 28-5284 64155 2,207,495 102,341 X X 28-5284 96575 5766 125,386 5,813 X 28-13605 5813 40,250 1,866 X X 28-13605 1866 ARBITRON INC COM 03875Q108 5,624 170 X 28-5284 170 ARCH CHEMICALS INC COM 03937R102 19,472 415 X 28-5284 255 160 232,207 4,949 X X 28-5284 4949 COLUMN TOTAL 459,615,221
FILE NO. 28-1235 PAGE 27 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 18,281 1,149 X 28-5284 1000 149 75,191 4,726 X X 28-5284 426 4300 8,751 550 X 28-13605 550 ARCH COAL INC COM 039380100 231,180 15,856 X 28-5284 12236 3620 37,631 2,581 X X 28-5284 2581 2,624 180 X 28-13605 180 169,128 11,600 X X 28-13605 100 11500 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2 039483AW2 199,000 2,000 X 28-13605 2000 ARCHER DANIELS MIDLAND CO COM 039483102 2,179,286 87,839 X 28-5284 85306 2533 1,346,166 54,259 X X 28-5284 48798 5461 445,736 17,966 X 28-13605 10343 7623 272,116 10,968 X X 28-13605 3468 7500 12,256 494 X 28-13663 420 74 118,493 4,776 X X 28-13663 4776 ARCTIC CAT INC COM 039670104 1,159 80 X 28-5284 80 21,735 1,500 X X 28-5284 1500 ARES CAP CORP COM 04010L103 216,230 15,703 X 28-5284 1666 14037 16,496 1,198 X X 28-5284 1198 77,732 5,645 X 28-13605 5645 197,255 14,325 X X 28-13605 14325 ARIAD PHARMACEUTICALS INC COM 04033A100 117,100 13,322 X 28-13605 13322 ARIBA INC COM NEW 04033V203 939,812 33,916 X 28-5284 33916 21,946 792 X X 28-5284 792 114,165 4,120 X 28-13605 4120 ARKANSAS BEST CORP DEL COM 040790107 4,764 295 X 28-5284 135 160 1,615 100 X X 28-5284 100 ARLINGTON ASSET INVT CORP CL A NEW 041356205 643,602 26,761 X 28-13605 26761 ARM HLDGS PLC SPONSORED ADR 042068106 265,838 10,425 X 28-5284 10314 111 18,794 737 X X 28-5284 737 52,377 2,054 X 28-13605 2054 2,117 83 X X 28-13605 83 COLUMN TOTAL 7,828,576
FILE NO. 28-1235 PAGE 28 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ARMSTRONG WORLD INDS INC NEW COM 04247X102 6,888 200 X 28-5284 200 2,170 63 X X 28-5284 63 ARQULE INC COM 04269E107 1,111 220 X 28-5284 220 ARRIS GROUP INC COM 04269Q100 37,162 3,608 X 28-5284 3608 4,635 450 X X 28-5284 450 4,450 432 X X 28-13605 432 ARROW ELECTRS INC COM 042735100 31,669 1,140 X 28-5284 1140 22,085 795 X X 28-5284 795 ARROWHEAD RESH CORP COM 042797100 390 1,000 X 28-5284 1000 ARTESIAN RESOURCES CORP CL A 043113208 49,028 2,800 X 28-5284 2800 21,888 1,250 X X 28-5284 1250 15,759 900 X X 28-13663 900 ARTHROCARE CORP COM 043136100 268,280 9,325 X X 28-5284 9325 ASCENA RETAIL GROUP INC COM 04351G101 1,760 65 X 28-13605 65 ASCENT CAP GROUP INC COM SER A 043632108 47,263 1,202 X 28-5284 532 670 40,539 1,031 X X 28-5284 521 510 ASHFORD HOSPITALITY TR INC COM SHS 044103109 109,891 15,654 X 28-13605 15654 ASHLAND INC NEW COM 044209104 134,583 3,049 X 28-5284 3049 43,345 982 X X 28-5284 982 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 34,716 2,740 X 28-5284 2740 157,615 12,440 X X 28-5284 12440 ASSOCIATED BANC CORP COM 045487105 178,579 19,202 X 28-5284 9377 9825 232,481 24,998 X X 28-5284 24998 2,465 265 X 28-13605 265 ASSOCIATED ESTATES RLTY CORP COM 045604105 15,460 1,000 X 28-5284 1000 157,924 10,215 X X 28-5284 10215 COLUMN TOTAL 1,622,136
FILE NO. 28-1235 PAGE 29 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ASSURANT INC COM 04621X108 32,972 921 X 28-5284 28 893 25,991 726 X X 28-5284 496 230 116,099 3,243 X 28-13605 2153 1090 10,704 299 X X 28-13605 299 ASTEC INDS INC COM 046224101 3,514 120 X 28-5284 120 7,320 250 X X 28-5284 250 ASTORIA FINL CORP COM 046265104 13,450 1,749 X 28-5284 1749 661 86 X X 28-5284 86 2,638 343 X X 28-13605 343 ASTRAZENECA PLC SPONSORED ADR 046353108 252,054 5,682 X 28-5284 3064 2618 912,530 20,571 X X 28-5284 14404 6167 13,397 302 X 28-13605 302 121,635 2,742 X X 28-13605 2742 136,718 3,082 X X 28-13663 3082 ASTRONICS CORP COM 046433108 436,745 15,460 X 28-13605 15460 ATHENAHEALTH INC COM 04685W103 633,850 10,644 X 28-5284 10644 21,319 358 X X 28-5284 358 23,820 400 X 28-13605 400 27,274 458 X 28-13663 458 ATHERSYS INC COM 04744L106 14,080 8,000 X 28-5284 8000 ATLANTIC PWR CORP COM NEW 04878Q863 93,540 6,592 X 28-5284 6592 73,079 5,150 X X 28-5284 5150 2,838 200 X X 28-13605 200 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 40,015 1,202 X 28-5284 182 1020 192,749 5,790 X X 28-5284 5790 52,532 1,578 X 28-13605 1578 ATLAS ENERGY LP COM UNITS LP 04930A104 32,925 1,773 X 28-5284 1773 24,252 1,306 X X 28-5284 1306 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 46,299 1,550 X 28-5284 1550 5,974 200 X X 28-5284 200 87,101 2,916 X 28-13605 2916 COLUMN TOTAL 3,458,075
FILE NO. 28-1235 PAGE 30 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ATMEL CORP COM 049513104 5,649 700 X 28-5284 700 564,722 69,978 X X 28-5284 69978 ATMOS ENERGY CORP COM 049560105 540,390 16,653 X 28-5284 13533 3120 546,426 16,839 X X 28-5284 16839 55,165 1,700 X 28-13605 1700 64,900 2,000 X X 28-13605 2000 35,792 1,103 X X 28-13663 1103 ATRION CORP COM 049904105 145,380 701 X 28-13605 701 ATWOOD OCEANICS INC COM 050095108 349,510 10,172 X 28-5284 10172 45,561 1,326 X X 28-5284 983 343 1,413,158 41,128 X 28-13605 35079 6049 99,438 2,894 X X 28-13605 2894 15,050 438 X 28-13663 438 AUDIOVOX CORP CL A 050757103 714 130 X 28-5284 130 AURICO GOLD INC COM 05155C105 94,000 10,000 X X 28-5284 10000 AURIZON MINES LTD COM 05155P106 2,535 500 X X 28-5284 500 AUTODESK INC COM 052769106 192,612 6,931 X 28-5284 6293 638 584,507 21,033 X X 28-5284 6866 14167 385,169 13,860 X 28-13605 11272 2588 353,572 12,723 X X 28-13605 11923 800 889 32 X 28-13663 32 AUTOLIV INC COM 052800109 375,778 7,748 X 28-5284 5948 1800 533,791 11,006 X X 28-5284 5831 5175 72,750 1,500 X X 28-13663 1500 AUTOMATIC DATA PROCESSING IN COM 053015103 36,042,780 764,428 X 28-5284 759545 4883 37,747,347 800,580 X X 28-5284 744068 56512 1,142,209 24,225 X 28-13605 18475 5750 1,556,563 33,013 X X 28-13605 32863 150 111,368 2,362 X 28-13663 2190 172 220,662 4,680 X X 28-13663 4680 COLUMN TOTAL 83,298,387
FILE NO. 28-1235 PAGE 31 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AUTONATION INC COM 05329W102 14,227 434 X 28-5284 434 108,830 3,320 X X 28-5284 3320 32,157 981 X 28-13605 292 689 2,688 82 X 28-13663 82 AUTOZONE INC COM 053332102 1,774,377 5,559 X 28-5284 5358 201 1,260,162 3,948 X X 28-5284 3879 69 170,128 533 X 28-13605 186 347 44,687 140 X X 28-13605 140 7,980 25 X 28-13663 20 5 AVALONBAY CMNTYS INC COM 053484101 1,491,090 13,074 X 28-5284 12777 297 1,669,806 14,641 X X 28-5284 14260 381 3,712,442 32,551 X 28-13605 18014 14537 287,520 2,521 X X 28-13605 2521 12,317 108 X 28-13663 100 8 AVERY DENNISON CORP COM 053611109 298,678 11,909 X 28-5284 11507 402 291,405 11,619 X X 28-5284 11619 159,634 6,365 X 28-13605 5179 1186 77,848 3,104 X X 28-13605 3104 AVIAT NETWORKS INC COM 05366Y102 2 1 X 28-5284 1 766 326 X X 28-5284 326 AVID TECHNOLOGY INC COM 05367P100 1,517 196 X 28-5284 196 AVIS BUDGET GROUP COM 053774105 204,037 21,100 X X 28-5284 21100 967 100 X 28-13605 100 AVISTA CORP COM 05379B107 9,302 390 X 28-5284 390 AVNET INC COM 053807103 61,784 2,369 X 28-5284 49 2320 302,476 11,598 X X 28-5284 798 10800 9,128 350 X 28-13605 350 AVIVA PLC ADR 05382A104 25,554 2,733 X 28-5284 2733 355 38 X X 28-5284 38 COLUMN TOTAL 12,031,864
FILE NO. 28-1235 PAGE 32 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- AVON PRODS INC COM 054303102 449,996 22,959 X 28-5284 14019 8940 347,920 17,751 X X 28-5284 16781 970 148,215 7,562 X 28-13605 2676 4886 27,401 1,398 X X 28-13605 1398 490 25 X 28-13663 25 15,308 781 X X 28-13663 642 139 BB&T CORP COM 054937107 797,913 37,408 X 28-5284 32220 5188 548,053 25,694 X X 28-5284 24256 1438 1,367,210 64,098 X 28-13605 55993 8105 150,824 7,071 X X 28-13605 7071 74,655 3,500 X 28-13663 3500 3,263 153 X X 28-13663 153 B & G FOODS INC NEW COM 05508R106 15,012 900 X 28-5284 900 345,276 20,700 X X 28-5284 20700 115,392 6,918 X 28-13605 6918 BCE INC COM NEW 05534B760 4,636,761 123,779 X 28-5284 118334 5445 4,296,737 114,702 X X 28-5284 112755 1947 29,406 785 X 28-13605 785 442,253 11,806 X X 28-13605 806 11000 386,437 10,316 X 28-13663 8360 1956 48,323 1,290 X X 28-13663 1290 BGC PARTNERS INC CL A 05541T101 42,210 7,000 X 28-5284 7000 BHP BILLITON PLC SPONSORED ADR 05545E209 1,809,550 34,091 X 28-5284 3240 30851 175,960 3,315 X X 28-5284 50 3265 43,313 816 X 28-13663 816 BJS WHOLESALE CLUB INC COM 05548J106 5,124 100 X 28-5284 100 18,754 366 X X 28-5284 366 285,919 5,580 X 28-13605 5580 BOK FINL CORP COM NEW 05561Q201 7,549 161 X 28-5284 161 10,034 214 X X 28-5284 214 9,284 198 X 28-13605 198 COLUMN TOTAL 16,654,542
FILE NO. 28-1235 PAGE 33 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BP PLC SPONSORED ADR 055622104 22,906,903 635,068 X 28-5284 631970 3098 39,116,472 1,084,460 X X 28-5284 965882 118578 2,734,214 75,803 X 28-13605 74953 850 5,023,325 139,266 X X 28-13605 135498 3768 181,144 5,022 X 28-13663 5022 556,524 15,429 X X 28-13663 15429 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 760,206 7,216 X 28-5284 6766 450 259,056 2,459 X X 28-5284 1959 500 425,509 4,039 X 28-13605 4039 BRE PROPERTIES INC CL A 05564E106 73,248 1,730 X 28-5284 1730 231,939 5,478 X X 28-5284 5478 180,495 4,263 X 28-13605 4263 BRT RLTY TR SH BEN INT NEW 055645303 6,649 1,069 X 28-5284 1069 BT GROUP PLC ADR 05577E101 2,664 100 X X 28-5284 100 BMC SOFTWARE INC COM 055921100 148,687 3,856 X 28-5284 3146 710 83,290 2,160 X X 28-5284 2133 27 112,904 2,928 X 28-13605 1017 1911 BABCOCK & WILCOX CO NEW COM 05615F102 51,905 2,655 X 28-5284 2655 10,420 533 X X 28-5284 533 2,618,918 133,960 X 28-13605 133960 9,032 462 X X 28-13605 462 83,088 4,250 X 28-13663 4250 BADGER METER INC COM 056525108 57,860 2,000 X 28-5284 2000 827,398 28,600 X X 28-5284 28600 BAIDU INC SPON ADR REP A 056752108 1,465,843 13,711 X 28-5284 13055 656 613,450 5,738 X X 28-5284 4028 1710 28,010 262 X 28-13605 262 21,382 200 X X 28-13605 200 40,412 378 X 28-13663 378 BAKER MICHAEL CORP COM 057149106 3,826 200 X 28-5284 200 143,475 7,500 X X 28-5284 7500 7,174 375 X X 28-13605 375 COLUMN TOTAL 78,785,422
FILE NO. 28-1235 PAGE 34 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC COM 057224107 13,236,743 286,820 X 28-5284 277610 9210 3,583,178 77,642 X X 28-5284 68498 1100 8044 25,960,021 562,514 X 28-13605 524765 37749 4,915,113 106,503 X X 28-13605 101659 4844 51,180 1,109 X 28-13663 1036 73 73,517 1,593 X X 28-13663 1593 BALCHEM CORP COM 057665200 1,712,827 45,908 X 28-13605 38304 7604 7,126 191 X X 28-13605 191 BALL CORP COM 058498106 1,749,838 56,410 X 28-5284 54098 2312 2,255,061 72,697 X X 28-5284 70462 200 2035 406,486 13,104 X 28-13605 11124 1980 1,241 40 X X 28-13605 40 310 10 X 28-13663 10 99,264 3,200 X X 28-13663 3200 BALLARD PWR SYS INC NEW COM 058586108 121 100 X 28-5284 100 726 600 X X 28-5284 600 BALLY TECHNOLOGIES INC COM 05874B107 11,493 426 X 28-5284 426 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 3,325 409 X 28-5284 409 21,951 2,700 X X 28-5284 2700 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3,520 238 X 28-5284 238 67,930 4,593 X X 28-5284 1000 3593 BANCO SANTANDER SA ADR 05964H105 807,481 100,433 X 28-5284 100433 197,205 24,528 X X 28-5284 11792 12736 7,244 901 X 28-13605 901 BANCOLOMBIA S A SPON ADR PREF 05968L102 2,785 50 X 28-5284 50 BANCORPSOUTH INC COM 059692103 18,938 2,157 X 28-5284 2156 1 220 25 X 28-13605 25 BANK OF AMERICA CORPORATION COM 060505104 13,667,264 2,233,213 X 28-5284 2142521 90692 9,769,448 1,596,315 X X 28-5284 1573073 150 23092 12,101,253 1,977,329 X 28-13605 1703336 273993 3,026,615 494,545 X X 28-13605 465800 2365 26380 39,584 6,468 X 28-13663 4810 1658 65,833 10,757 X X 28-13663 10000 757 COLUMN TOTAL 93,864,841
FILE NO. 28-1235 PAGE 35 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION *W EXP 10/28/2 060505153 58,820 69,200 X X 28-5284 69200 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 149,940 196 X 28-5284 196 322,065 421 X X 28-5284 421 BANK HAWAII CORP COM 062540109 187,860 5,161 X 28-5284 738 4423 259,750 7,136 X X 28-5284 7136 18,200 500 X 28-13605 500 36,400 1,000 X X 28-13605 1000 BANK KY FINL CORP COM 062896105 9,117 450 X 28-5284 250 200 BANK MONTREAL QUE COM 063671101 278,356 4,984 X 28-5284 4465 519 82,937 1,485 X X 28-5284 983 502 614 11 X 28-13605 11 BANK OF THE OZARKS INC COM 063904106 496,585 23,726 X 28-5284 800 22926 16,493 788 X X 28-5284 788 3,093,873 147,820 X 28-13605 124790 23030 138,138 6,600 X X 28-13605 6600 20,679 988 X 28-13663 988 BANK OF NEW YORK MELLON CORP COM 064058100 5,149,393 276,998 X 28-5284 269877 7121 3,410,596 183,464 X X 28-5284 171610 11854 972,183 52,296 X 28-13605 37393 14903 119,329 6,419 X X 28-13605 6419 1,859 100 X 28-13663 100 27,179 1,462 X X 28-13663 1462 BANK NOVA SCOTIA HALIFAX COM 064149107 226,728 4,521 X 28-5284 4521 725,921 14,475 X X 28-5284 13975 500 11,535 230 X 28-13605 230 100,300 2,000 X X 28-13663 2000 BANKUNITED INC COM 06652K103 134,795 6,493 X X 28-5284 93 6400 BARCLAYS BK PLC DJUBS CMDT ETN 06738C778 22,923,065 549,187 X 28-5284 544445 4742 13,455,306 322,360 X X 28-5284 319179 466 2715 1,728,203 41,404 X 28-13605 41404 138,159 3,310 X X 28-13605 3310 562,572 13,478 X 28-13663 13478 322,358 7,723 X X 28-13663 7723 COLUMN TOTAL 55,179,308
FILE NO. 28-1235 PAGE 36 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BARCLAYS BK PLC IPSP CROIL ETN 06738C786 9,702 489 X 28-5284 489 112,116 5,651 X 28-13605 5651 BARCLAYS PLC ADR 06738E204 29,223 2,988 X 28-5284 2988 156 16 X X 28-5284 16 14,885 1,522 X 28-13605 1522 4,890 500 X X 28-13605 500 BARD C R INC COM 067383109 4,703,437 53,729 X 28-5284 53024 705 4,956,165 56,616 X X 28-5284 52362 700 3554 263,408 3,009 X 28-13605 1936 1073 240,735 2,750 X X 28-13605 2750 10,417 119 X 28-13663 100 19 BARCLAYS BK PLC ETN DJUBS COPR 06739F101 122,078 3,036 X 28-13605 3036 BARCLAYS BK PLC ETN DJUBS NCKL 06739F119 2,512 100 X 28-5284 100 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 23,954 445 X 28-5284 445 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 43,010 2,200 X 28-5284 2200 28,348 1,450 X X 28-5284 1450 15,640 800 X X 28-13605 800 BARCLAYS BANK PLC ETN DJUBS AGRI 06739H206 384,948 7,400 X X 28-5284 7400 BARCLAYS BANK PLC ETN DJUBS GRNS 06739H305 40,670 950 X X 28-5284 950 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 62,397 2,700 X 28-5284 2700 114,741 4,965 X X 28-5284 4965 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 126,161 5,719 X 28-5284 5719 17,648 800 X X 28-5284 800 22,060 1,000 X 28-13605 1000 BARCLAYS BANK PLC ETN DJUBSLVSTK 06739H743 72,681 2,331 X X 28-5284 2331 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 12,684 600 X 28-5284 600 21,140 1,000 X 28-13605 1000 BARCLAYS BK PLC IPTH S&P VIX N 06740C261 24,017 450 X 28-5284 450 BARCLAYS BK PLC IPATH S&P MT E 06740C519 1,057,740 14,450 X 28-5284 14450 COLUMN TOTAL 12,537,563
FILE NO. 28-1235 PAGE 37 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BARCLAYS BK PLC 10 YR TREAS BU 06740L493 29,034 450 X X 28-5284 450 BARNES GROUP INC COM 067806109 59,675 3,100 X 28-5284 2800 300 2,657 138 X X 28-5284 138 BARRICK GOLD CORP COM 067901108 5,070,249 108,687 X 28-5284 105367 3320 2,373,132 50,871 X X 28-5284 45877 4994 29,156 625 X 28-13605 625 10,496 225 X X 28-13605 225 18,660 400 X 28-13663 400 19,593 420 X X 28-13663 420 BARRETT BILL CORP COM 06846N104 334,350 9,226 X 28-5284 496 8730 10,763 297 X X 28-5284 297 13,409 370 X 28-13663 370 BAXTER INTL INC COM 071813109 18,548,431 330,396 X 28-5284 319536 10860 15,266,880 271,943 X X 28-5284 247808 1200 22935 4,717,276 84,027 X 28-13605 76462 7565 1,691,498 30,130 X X 28-13605 29380 750 30,821 549 X 28-13663 400 149 286,370 5,101 X X 28-13663 5101 BAYTEX ENERGY CORP COM 07317Q105 83,340 2,000 X 28-5284 2000 100,008 2,400 X X 28-5284 2400 27,377 657 X 28-13605 657 BE AEROSPACE INC COM 073302101 31,733,286 958,420 X 28-5284 916410 42010 652,995 19,722 X X 28-5284 412 19310 2,520,101 76,113 X 28-13605 63566 12547 10,628 321 X X 28-13605 321 131,447 3,970 X 28-13663 3970 BEACON POWER CORP COM NEW 073677205 561 1,100 X X 28-5284 1100 10,200 20,000 X X 28-13605 20000 BEACON ROOFING SUPPLY INC COM 073685109 118,246 7,395 X X 28-5284 7395 23,985 1,500 X 28-13605 1500 109,340 6,838 X X 28-13605 6838 COLUMN TOTAL 84,033,964
FILE NO. 28-1235 PAGE 38 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BECTON DICKINSON & CO COM 075887109 21,791,877 297,216 X 28-5284 294676 2540 12,125,295 165,375 X X 28-5284 150316 15059 1,889,603 25,772 X 28-13605 22957 2815 860,630 11,738 X X 28-13605 11488 250 259,333 3,537 X 28-13663 3317 220 298,632 4,073 X X 28-13663 4013 60 BED BATH & BEYOND INC COM 075896100 992,265 17,314 X 28-5284 16457 857 724,169 12,636 X X 28-5284 12519 117 328,501 5,732 X 28-13605 1450 4282 6,018 105 X X 28-13605 105 1,261 22 X 28-13663 22 103,158 1,800 X X 28-13663 1800 BEL FUSE INC CL B 077347300 935 60 X 28-5284 60 BELDEN INC COM 077454106 799 31 X 28-5284 31 120,929 4,689 X 28-13605 4689 BELO CORP COM SER A 080555105 12,763 2,610 X X 28-5284 2210 400 BEMIS INC COM 081437105 828,330 28,261 X 28-5284 27931 330 1,835,832 62,635 X X 28-5284 62617 18 134,621 4,593 X 28-13605 3594 999 1,495 51 X X 28-13605 51 1,378 47 X 28-13663 47 BENCHMARK ELECTRS INC COM 08160H101 5,074 390 X 28-5284 390 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 1,043,000 140,000 X 28-5284 140000 BERKLEY W R CORP COM 084423102 1,417,104 47,730 X 28-5284 300 47430 1,330,973 44,829 X X 28-5284 10519 34310 159,435 5,370 X X 28-13605 5370 59,380 2,000 X 28-13663 2000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 17,622,000 165 X 28-5284 160 5 237,202,800 2,221 X X 28-5284 2184 37 854,400 8 X 28-13605 8 5,553,600 52 X X 28-13605 52 1,281,600 12 X X 28-13663 12 COLUMN TOTAL 308,847,190
FILE NO. 28-1235 PAGE 39 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 32,150,218 452,565 X 28-5284 437861 14704 41,333,345 581,832 X X 28-5284 549189 32643 4,478,788 63,046 X 28-13605 42393 20653 2,279,247 32,084 X X 28-13605 29594 2490 81,696 1,150 X 28-13663 750 400 482,646 6,794 X X 28-13663 6149 645 BERKSHIRE HILLS BANCORP INC COM 084680107 51,716 2,800 X X 28-5284 2800 BERRY PETE CO CL A 085789105 45,994 1,300 X 28-5284 1300 65,453 1,850 X X 28-5284 700 1150 BEST BUY INC SDCV 2.250% 1 086516AF8 299,250 3,000 X 28-13605 3000 BEST BUY INC COM 086516101 693,618 29,769 X 28-5284 24900 4869 539,302 23,146 X X 28-5284 13978 9168 253,364 10,874 X 28-13605 6954 3920 33,669 1,445 X X 28-13605 1445 BHP BILLITON LTD SPONSORED ADR 088606108 3,973,112 59,800 X 28-5284 58470 1330 5,571,526 83,858 X X 28-5284 82658 1200 274,862 4,137 X 28-13605 4137 207,293 3,120 X X 28-13605 120 3000 BIG LOTS INC COM 089302103 28,247 811 X 28-5284 613 198 52,141 1,497 X X 28-5284 1426 71 41,239 1,184 X 28-13605 352 832 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 1,460,060 79,308 X 28-13605 64612 14696 6,444 350 X X 28-13605 350 BIO RAD LABS INC CL A 090572207 1,089 12 X 28-5284 12 9,712 107 X X 28-5284 107 272,310 3,000 X X 28-13605 3000 BIOMARIN PHARMACEUTICAL INC COM 09061G101 16,923 531 X 28-5284 531 76,169 2,390 X X 28-5284 2390 BIOGEN IDEC INC COM 09062X103 947,894 10,176 X 28-5284 9002 1174 430,539 4,622 X X 28-5284 3932 690 381,077 4,091 X 28-13605 1207 2884 58,498 628 X X 28-13605 628 COLUMN TOTAL 96,597,441
FILE NO. 28-1235 PAGE 40 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST INC COM 09063H107 3,314 200 X 28-5284 200 BJS RESTAURANTS INC COM 09180C106 440,438 9,985 X 28-5284 697 9288 13,939 316 X X 28-5284 316 351,380 7,966 X 28-13605 7966 17,556 398 X 28-13663 398 BLACK BOX CORP DEL COM 091826107 2,135 100 X 28-5284 100 13,024 610 X X 28-5284 610 BLACKBOARD INC COM 091935502 2,054 46 X 28-5284 46 2,412 54 X X 28-13605 54 BLACKROCK FLOATING RATE INCO COM 091941104 45,612 3,600 X X 28-5284 3600 BLACK HILLS CORP COM 092113109 121,702 3,972 X 28-5284 3972 55,152 1,800 X X 28-5284 1800 BLACKBAUD INC COM 09227Q100 1,047 47 X 28-5284 47 BLACKROCK INVT QLTY MUN TR COM 09247B109 237,587 18,547 X X 28-5284 18547 BLACKROCK INVT QUALITY MUN T COM 09247D105 73,150 5,000 X X 28-5284 5000 BLACKROCK INC COM 09247X101 21,383,153 144,471 X 28-5284 118721 25750 873,407 5,901 X X 28-5284 4528 1373 170,212 1,150 X 28-13605 5 1145 2,072 14 X X 28-13605 14 4,912,074,475 33,187,450 X 28-4750 33187450 BLACKROCK INCOME OPP TRUST I COM 092475102 4,905 500 X 28-5284 500 BLACKROCK MUNICIPL INC QLTY COM 092479104 104,789 7,333 X 28-5284 7333 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 21,872 1,600 X 28-5284 1600 68,514 5,012 X X 28-5284 5012 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 10,785 750 X 28-5284 750 BLACKROCK BUILD AMER BD TR SHS 09248X100 33,532 1,660 X X 28-5284 1660 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 42,581 3,035 X 28-5284 3035 37,488 2,672 X X 28-5284 2672 COLUMN TOTAL 4,936,208,287
FILE NO. 28-1235 PAGE 41 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORE BD TR SHS BEN INT 09249E101 80,414 6,200 X X 28-5284 6200 BLACKROCK MUNI INCOME TR II COM 09249N101 23,337 1,593 X 28-5284 1593 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 44,460 4,500 X X 28-5284 4500 BLACKROCK LTD DURATION INC T COM SHS 09249W101 15,890 1,000 X X 28-5284 1000 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 47,123 3,050 X 28-5284 3050 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 22,240 2,000 X 28-5284 2000 BLACKROCK EQUITY DIV TRUST COM 09250N107 24,304 2,800 X 28-5284 2800 BLACKROCK ENERGY & RES TR COM 09250U101 986,610 43,636 X X 28-5284 43636 9,270 410 X 28-13605 410 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 39,706 2,814 X 28-5284 2814 BLACKROCK CREDIT ALL INC TR COM 092508100 36,575 3,186 X 28-5284 3186 18,368 1,600 X X 28-5284 1600 BLACKROCK ENHANCED EQT DIV T COM 09251A104 7,678 1,100 X 28-5284 1100 43,974 6,300 X X 28-5284 6300 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 35,144 4,600 X 28-5284 4600 172,664 22,600 X X 28-5284 22600 BLACKROCK MUNIVEST FD INC COM 09253R105 5,055 500 X 28-5284 500 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 274,342 22,900 X 28-5284 22900 6,110 510 X X 28-5284 510 11,980 1,000 X X 28-13605 1000 BLACKROCK MUNIYIELD FD INC COM 09253W104 93,568 6,400 X 28-5284 6400 245,499 16,792 X X 28-5284 16792 BLACKROCK MUNI INTER DR FD I COM 09253X102 262,308 17,905 X 28-5284 17905 BLACKROCK KELSO CAPITAL CORP COM 092533108 3,650 500 X 28-13605 500 1,083,546 148,431 X 148431 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 10,768 800 X 28-5284 800 8,264 614 X X 28-5284 614 COLUMN TOTAL 3,612,847
FILE NO. 28-1235 PAGE 42 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK REAL ASSET EQUITY COM 09254B109 135,070 13,000 X 28-5284 13000 4,156 400 X X 28-5284 400 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 80,906 6,120 X 28-5284 6120 55,075 4,166 X X 28-5284 4166 BLACKROCK MUNIYIELD QUALITY COM 09254F100 69,290 4,666 X X 28-5284 4666 BLACKROCK MUNIYIELD QUALITY COM 09254G108 56,496 4,400 X 28-5284 4400 102,720 8,000 X X 28-5284 8000 BLACKROCK MUNIASSETS FD INC COM 09254J102 58,891 4,924 X 28-5284 4924 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 56,208 4,364 X X 28-5284 4364 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 57,785 4,078 X 28-5284 4078 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 31,332 2,259 X 28-5284 2259 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 130,438 9,337 X X 28-5284 9337 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 27,151 1,938 X X 28-5284 1938 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 239,164 16,460 X 28-5284 16460 680,454 46,831 X X 28-5284 46831 BLACKROCK CREDIT ALL INC TR COM 09255H105 5,604 600 X 28-5284 600 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 27,491 4,178 X X 28-5284 4178 BLACKROCK CORPOR HI YLD FD V COM 09255N102 166,752 15,440 X 28-5284 15440 79,445 7,356 X X 28-5284 7356 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 17,115 1,396 X 28-5284 1396 BLACKROCK DEBT STRAT FD INC COM 09255R103 52,716 13,800 X 28-5284 13800 1,914 501 X X 28-13605 501 BLACKROCK SR HIGH INCOME FD COM 09255T109 10,147 2,780 X 28-5284 2780 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 29,075 2,500 X X 28-5284 2500 COLUMN TOTAL 2,175,395
FILE NO. 28-1235 PAGE 43 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENH CAP & INC FD I COM 09256A109 18,813 1,593 X 28-5284 1593 23,620 2,000 X X 28-5284 2000 BLACKROCK RES & COMM STRAT T SHS 09257A108 5,474 407 X X 28-5284 407 BLOCK H & R INC COM 093671105 219,123 16,463 X 28-5284 8992 7471 442,384 33,237 X X 28-5284 33069 168 264,057 19,839 X 28-13605 16367 3472 65,698 4,936 X X 28-13605 4936 48,315 3,630 X 28-13663 3500 130 14,135 1,062 X X 28-13663 1062 BLOUNT INTL INC NEW COM 095180105 210,340 15,744 X 28-13605 15744 BLUE COAT SYSTEMS INC COM NEW 09534T508 162,063 11,676 X 28-5284 447 11229 5,469 394 X X 28-5284 394 6,912 498 X 28-13663 498 BLYTH INC COM NEW 09643P207 89,774 1,619 X 28-13605 1619 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 7,345,347 286,480 X 28-5284 286480 2,568,615 100,180 X X 28-5284 93400 6780 135,892 5,300 X X 28-13605 5300 BOB EVANS FARMS INC COM 096761101 2,738 96 X X 28-5284 96 BOEING CO COM 097023105 11,556,502 190,985 X 28-5284 182395 8590 8,677,981 143,414 X X 28-5284 107939 35475 1,308,650 21,627 X 28-13605 12958 8669 623,132 10,298 X X 28-13605 9923 375 224,008 3,702 X 28-13663 3000 702 363 6 X X 28-13663 6 BOISE INC COM 09746Y105 63,436 12,270 X 28-13605 12270 BORGWARNER INC NOTE 3.500% 4 099724AF3 741,500 4,000 X X 28-5284 4000 BORGWARNER INC COM 099724106 13,665,919 225,771 X 28-5284 204371 21400 2,489,417 41,127 X X 28-5284 31797 9330 22,302,944 368,461 X 28-13605 338814 29647 4,271,723 70,572 X X 28-13605 64041 6531 123,784 2,045 X 28-13663 640 1405 COLUMN TOTAL 77,678,128
FILE NO. 28-1235 PAGE 44 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BOSTON BEER INC CL A 100557107 975,707 13,421 X 28-13605 11070 2351 3,999 55 X X 28-13605 55 BOSTON PRIVATE FINL HLDGS IN COM 101119105 3,587 610 X 28-5284 610 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5 10112RAG9 435,500 4,000 X X 28-5284 4000 BOSTON PROPERTIES INC COM 101121101 2,033,708 22,825 X 28-5284 22337 488 4,182,265 46,939 X X 28-5284 46339 600 222,661 2,499 X 28-13605 769 1730 62,370 700 X X 28-13605 700 3,475 39 X 28-13663 39 BOSTON SCIENTIFIC CORP COM 101137107 94,785 16,038 X 28-5284 11772 4266 235,389 39,829 X X 28-5284 38424 1405 165,504 28,004 X 28-13605 9095 18909 21,607 3,656 X X 28-13605 3656 4,078 690 X 28-13663 690 BOTTOMLINE TECH DEL INC COM 101388106 195,298 9,697 X 28-13605 9697 BOULDER GROWTH & INCOME FD I COM 101507101 33,306 6,100 X X 28-5284 6100 BOYD GAMING CORP COM 103304101 368 75 X 28-5284 75 2,460 502 X X 28-5284 502 BRADY CORP CL A 104674106 226,769 8,580 X 28-5284 8260 320 74,004 2,800 X X 28-5284 2800 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 1,490 186 X 28-5284 186 44,680 5,578 X X 28-5284 578 5000 BRASIL TELECOM SA SPONS ADR PFD 10553M101 115,428 6,611 X 28-13605 6611 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 17,400 1,000 X X 28-5284 1000 246,715 14,179 X 28-13605 14179 3,480 200 X X 28-13605 200 BRIGGS & STRATTON CORP COM 109043109 25,939 1,920 X 28-5284 1600 320 602,546 44,600 X X 28-5284 44600 986 73 X 28-13605 73 1,351 100 X X 28-13605 100 COLUMN TOTAL 10,036,855
FILE NO. 28-1235 PAGE 45 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BRIGHAM EXPLORATION CO COM 109178103 82,279 3,256 X 28-5284 354 2902 64,792 2,564 X X 28-5284 1464 1100 25,270 1,000 X X 28-13605 1000 BRIGHTPOINT INC COM NEW 109473405 756 82 X X 28-13605 82 BRINKER INTL INC COM 109641100 209 10 X 28-5284 10 15,125 723 X X 28-5284 723 186,293 8,905 X 28-13605 8905 1,360 65 X X 28-13605 65 BRINKS CO COM 109696104 1,399 60 X X 28-5284 60 BRISTOL MYERS SQUIBB CO COM 110122108 101,453,235 3,233,054 X 28-5284 3151940 81114 78,670,350 2,507,022 X X 28-5284 2430727 7344 68951 33,411,667 1,064,744 X 28-13605 954991 109753 12,194,299 388,601 X X 28-13605 356527 1480 30594 765,672 24,400 X 28-13663 23289 1111 710,349 22,637 X X 28-13663 22613 24 BRISTOW GROUP INC COM 110394103 26,052 614 X 28-5284 614 3,055 72 X X 28-13605 72 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 187,931 2,218 X 28-5284 1863 355 451,441 5,328 X X 28-5284 5328 42,958 507 X X 28-13605 507 BROADCOM CORP CL A 111320107 5,320,141 159,812 X 28-5284 158446 1366 2,362,025 70,953 X X 28-5284 52881 18072 309,164 9,287 X 28-13605 3599 5688 93,046 2,795 X X 28-13605 2795 65,848 1,978 X 28-13663 1501 477 239,688 7,200 X X 28-13663 7200 BROADSOFT INC COM 11133B409 5,372 177 X 28-5284 177 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 591,814 29,385 X 28-5284 27385 2000 515,403 25,591 X X 28-5284 22941 2650 2,799 139 X 28-13605 139 20,140 1,000 X X 28-13605 1000 COLUMN TOTAL 237,819,932
FILE NO. 28-1235 PAGE 46 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYS I COM NEW 111621306 15,850 3,669 X 28-5284 3669 7,102 1,644 X X 28-5284 1644 209,710 48,544 X 28-13605 48544 BROOKDALE SR LIVING INC COM 112463104 13,443 1,072 X X 28-5284 272 800 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 153,729 5,580 X 28-5284 5580 1,935,029 70,237 X X 28-5284 22887 47350 5,510 200 X 28-13605 200 1,710,855 62,100 X X 28-13605 62100 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 1,283 193 X X 28-5284 193 BROOKFIELD OFFICE PPTYS INC COM 112900105 26,163 1,900 X X 28-5284 1900 BROOKLINE BANCORP INC DEL COM 11373M107 22,359 2,900 X 28-5284 2900 23,130 3,000 X X 28-5284 3000 BROOKS AUTOMATION INC COM 114340102 26,080 3,200 X X 28-5284 3200 BROWN & BROWN INC COM 115236101 92,204 5,180 X X 28-5284 5180 BROWN FORMAN CORP CL A 115637100 27,754,592 408,396 X 28-5284 403606 4790 221,084,957 3,253,163 X X 28-5284 3158539 94624 60,305,054 887,361 X X 28-13663 887361 BROWN FORMAN CORP CL B 115637209 43,204,697 615,978 X 28-5284 614987 991 75,765,438 1,080,203 X X 28-5284 1080203 131,442 1,874 X 28-13605 476 1398 9,118 130 X 28-13663 125 5 BROWN SHOE INC NEW COM 115736100 2,150 302 X 28-5284 302 1,068 150 X X 28-5284 150 BRUKER CORP COM 116794108 1,163,255 85,976 X 28-5284 1096 84880 406,428 30,039 X X 28-5284 1209 28830 91,463 6,760 X 28-13663 6760 BRUNSWICK CORP COM 117043109 17,999 1,282 X 28-5284 1282 BRYN MAWR BK CORP COM 117665109 156,968 9,473 X 28-5284 9473 192,212 11,600 X X 28-5284 6500 5100 COLUMN TOTAL 434,529,288
FILE NO. 28-1235 PAGE 47 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 4,258,119 68,119 X 28-5284 68119 1,122,492 17,957 X X 28-5284 17957 BUCKEYE TECHNOLOGIES INC COM 118255108 6,028 250 X 28-5284 250 206,261 8,555 X 28-13605 8555 BUCKLE INC COM 118440106 3,846 100 X 28-5284 100 20,384 530 X X 28-5284 530 1,218,336 31,678 X 28-13605 26949 4729 81,997 2,132 X X 28-13605 2132 BUFFALO WILD WINGS INC COM 119848109 41,980 702 X 28-5284 702 29,900 500 X X 28-5284 500 2,093 35 X 28-13605 35 CBS CORP NEW CL A 124857103 22,918 1,112 X 28-5284 1045 67 3,339 162 X X 28-5284 87 75 CBS CORP NEW CL B 124857202 375,603 18,430 X 28-5284 14678 3752 817,320 40,104 X X 28-5284 35634 4470 247,087 12,124 X 28-13605 4482 7642 66,989 3,287 X X 28-13605 3237 50 4,687 230 X 28-13663 230 8,152 400 X X 28-13663 400 CB RICHARD ELLIS GROUP INC CL A 12497T101 10,701 795 X 28-5284 156 639 58,713 4,362 X X 28-5284 4362 76,668 5,696 X 28-13605 2367 3329 3,230 240 X X 28-13605 240 CBOE HLDGS INC COM 12503M108 10,620 434 X X 28-5284 434 CBRE CLARION GLOBAL REAL EST COM 12504G100 26,894 4,020 X 28-5284 4020 17,394 2,600 X X 28-5284 2600 C D I CORP COM 125071100 961 90 X 28-5284 90 CEC ENTMT INC COM 125137109 3,416 120 X 28-5284 120 4,982 175 X X 28-5284 175 CFS BANCORP INC COM 12525D102 7,812 1,800 X X 28-5284 1800 COLUMN TOTAL 8,758,922
FILE NO. 28-1235 PAGE 48 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CF INDS HLDGS INC COM 125269100 155,101 1,257 X 28-5284 970 287 123,513 1,001 X X 28-5284 993 8 150,906 1,223 X 28-13605 339 884 11,105 90 X X 28-13605 90 864 7 X 28-13663 7 CH ENERGY GROUP INC COM 12541M102 86,081 1,650 X 28-5284 1550 100 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 462,241 6,751 X 28-5284 1781 4970 2,245,405 32,794 X X 28-5284 26596 6198 212,736 3,107 X 28-13605 1069 2038 10,271 150 X X 28-13605 150 25,402 371 X 28-13663 371 1,780 26 X X 28-13663 26 CIGNA CORP COM 125509109 4,004,809 95,489 X 28-5284 94223 1266 8,490,334 202,440 X X 28-5284 202358 82 537,335 12,812 X 28-13605 9351 3461 248,536 5,926 X X 28-13605 5926 1,090 26 X 28-13663 26 CIT GROUP INC COM NEW 125581801 78,537 2,586 X 28-5284 466 2120 562,817 18,532 X X 28-5284 1212 17320 1,519 50 X 28-13605 50 CLECO CORP NEW COM 12561W105 161,482 4,730 X 28-5284 548 4182 91,359 2,676 X X 28-5284 2676 308,114 9,025 X 28-13605 9025 CKX LANDS INC COM 12562N104 3,498 300 X 28-5284 300 CME GROUP INC COM 12572Q105 465,942 1,891 X 28-5284 975 916 524,339 2,128 X X 28-5284 1077 1051 291,491 1,183 X 28-13605 386 797 39,917 162 X X 28-13605 122 40 CMS ENERGY CORP COM 125896100 60,023 3,033 X 28-5284 2372 661 433,619 21,911 X X 28-5284 2630 19281 327,445 16,546 X 28-13605 13556 2990 52,226 2,639 X X 28-13663 2639 CPI CORP COM 125902106 32,017 5,164 X 28-5284 5164 COLUMN TOTAL 20,201,854
FILE NO. 28-1235 PAGE 49 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CNA FINL CORP COM 126117100 2,472 110 X X 28-5284 110 1,011 45 X 28-13605 45 CNB FINL CORP PA COM 126128107 6,410 500 X 28-5284 500 138,456 10,800 X X 28-5284 10800 CNOOC LTD SPONSORED ADR 126132109 13,626 85 X 28-5284 54 31 264,495 1,650 X X 28-5284 1385 265 28,854 180 X 28-13605 180 CPFL ENERGIA S A SPONSORED ADR 126153105 47,180 2,130 X 28-5284 2130 19,935 900 X X 28-5284 900 6,645 300 X 28-13605 300 23,258 1,050 X X 28-13605 1050 CNO FINL GROUP INC COM 12621E103 111,019 20,521 X 28-5284 2000 18521 193,808 35,824 X 28-13605 35824 CRH PLC ADR 12626K203 17,635 1,137 X 28-5284 1137 23,265 1,500 X X 28-5284 1500 1,551 100 X X 28-13605 100 CSX CORP COM 126408103 19,564,013 1,047,885 X 28-5284 1027313 20572 8,327,287 446,025 X X 28-5284 409492 600 35933 8,747,772 468,547 X 28-13605 380406 88141 2,555,102 136,856 X X 28-13605 124566 12290 91,128 4,881 X 28-13663 4290 591 15,403 825 X X 28-13663 825 CTS CORP COM 126501105 10,325 1,270 X 28-5284 1000 270 CVB FINL CORP COM 126600105 867,647 112,828 X 28-13605 92487 20341 3,791 493 X X 28-13605 493 CVR ENERGY INC COM 12662P108 157,345 7,443 X 28-13605 7443 CVR PARTNERS LP COM 126633106 16,471 700 X X 28-5284 700 COLUMN TOTAL 41,255,904
FILE NO. 28-1235 PAGE 50 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CVS CAREMARK CORPORATION COM 126650100 17,654,501 525,588 X 28-5284 484085 41503 13,324,951 396,694 X X 28-5284 358869 37825 7,945,278 236,537 X 28-13605 220485 16052 326,495 9,720 X X 28-13605 9720 338,587 10,080 X 28-13663 4313 5767 45,783 1,363 X X 28-13663 1200 163 CYS INVTS INC COM 12673A108 36,270 3,000 X X 28-5284 3000 CA INC COM 12673P105 272,730 14,051 X 28-5284 12649 1402 49,631 2,557 X X 28-5284 2495 62 116,402 5,997 X 28-13605 1763 4234 85,889 4,425 X X 28-13605 4425 CABELAS INC COM 126804301 5,594 273 X 28-5284 273 11,310 552 X X 28-5284 552 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 101,097 6,427 X 28-5284 5550 877 26,002 1,653 X X 28-5284 1653 60,104 3,821 X 28-13605 1134 2687 4,404 280 X X 28-13605 280 CABOT CORP COM 127055101 3,098 125 X 28-5284 125 12,514 505 X X 28-5284 505 CABOT MICROELECTRONICS CORP COM 12709P103 15,166 441 X 28-5284 441 688 20 X X 28-5284 20 1,857 54 X X 28-13605 54 CABOT OIL & GAS CORP COM 127097103 281,257 4,543 X 28-5284 2661 1882 568,520 9,183 X X 28-5284 1903 7280 103,823 1,677 X 28-13605 491 1186 11,887 192 X X 28-13605 192 1,424 23 X 28-13663 23 CACI INTL INC NOTE 2.125% 5 127190AD8 220,000 2,000 X 28-13605 2000 CACI INTL INC CL A 127190304 95,086 1,904 X 28-5284 1904 138,584 2,775 X 28-13605 2775 CADENCE DESIGN SYSTEM INC COM 127387108 194,114 21,008 X X 28-5284 2218 18790 CAL DIVE INTL INC DEL COM 12802T101 1,780 932 X 28-5284 932 COLUMN TOTAL 42,054,826
FILE NO. 28-1235 PAGE 51 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CAL MAINE FOODS INC COM NEW 128030202 25,144 800 X 28-5284 800 CALAMOS GBL DYN INCOME FUND COM 12811L107 17,835 2,519 X 28-5284 2519 10,620 1,500 X X 28-5284 1500 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 32,190 2,900 X 28-5284 2900 8,170 736 X X 28-5284 736 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 20,430 1,800 X X 28-13605 1800 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 1,592 200 X 28-5284 200 CALAVO GROWERS INC COM 128246105 10,260 500 X X 28-5284 500 CALGON CARBON CORP COM 129603106 145,700 10,000 X 28-5284 10000 2,792,035 191,629 X X 28-5284 1329 190300 1,574 108 X 28-13605 108 CALIFORNIA WTR SVC GROUP COM 130788102 17,710 1,000 X 28-5284 1000 123,970 7,000 X 28-13605 7000 CALLAWAY GOLF CO COM 131193104 517 100 X 28-5284 100 CALPINE CORP COM NEW 131347304 148,136 10,521 X 28-5284 8021 2500 144,236 10,244 X X 28-5284 3644 6600 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 16,940 1,000 X 28-5284 1000 CAMAC ENERGY INC COM 131745101 6,144 10,240 X 28-5284 10240 CAMBREX CORP COM 132011107 6,678 1,325 X 28-5284 1325 CAMDEN NATL CORP COM 133034108 27,230 1,000 X X 28-5284 1000 CAMDEN PPTY TR SH BEN INT 133131102 100,905 1,826 X 28-5284 1826 36,803 666 X X 28-5284 666 CAMECO CORP COM 13321L108 156,471 8,541 X 28-5284 1723 6818 355,646 19,413 X X 28-5284 9200 10213 36,640 2,000 X 28-13605 2000 221,855 12,110 X X 28-13605 12110 COLUMN TOTAL 4,465,431
FILE NO. 28-1235 PAGE 52 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORP COM 13342B105 401,900 9,675 X 28-5284 8493 1182 305,734 7,360 X X 28-5284 5979 1381 180,242 4,339 X 28-13605 1342 2997 3,780 91 X X 28-13605 91 1,246 30 X 28-13663 30 CAMPBELL SOUP CO COM 134429109 4,174,694 128,968 X 28-5284 127548 1420 155,070,460 4,790,561 X X 28-5284 88342 4702219 9,215,836 284,703 X 28-13605 220494 64209 1,427,549 44,101 X X 28-13605 43639 435 27 15,052 465 X X 28-13663 465 CDN IMPERIAL BK OF COMMERCE COM 136069101 13,964 200 X 28-5284 200 64,933 930 X X 28-5284 800 130 CANADIAN NATL RY CO COM 136375102 501,281 7,529 X 28-5284 7197 332 1,478,542 22,207 X X 28-5284 8307 13900 18,709 281 X 28-13605 281 1,460,033 21,929 X X 28-13605 14629 7300 CANADIAN NAT RES LTD COM 136385101 871,251 29,766 X 28-5284 12531 17235 424,269 14,495 X X 28-5284 10785 210 3500 85,615 2,925 X 28-13605 2925 1,007,386 34,417 X X 28-13605 34417 57,545 1,966 X X 28-13663 1966 CANADIAN PAC RY LTD COM 13645T100 110,367 2,295 X 28-5284 2295 381,594 7,935 X X 28-5284 1015 6920 3,366 70 X 28-13605 70 CANADIAN SOLAR INC COM 136635109 3,680 1,000 X X 28-5284 1000 CANO PETE INC COM 137801106 1,587 10,170 X X 28-5284 10170 CANON INC ADR 138006309 118,083 2,609 X 28-5284 2041 568 360,541 7,966 X X 28-5284 1241 6725 2,354 52 X X 28-13605 52 CANTEL MEDICAL CORP COM 138098108 8,870 420 X 28-5284 420 1,140 54 X X 28-13605 54 COLUMN TOTAL 177,771,603
FILE NO. 28-1235 PAGE 53 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINL CORP COM 14040H105 17,543,725 442,688 X 28-5284 429616 13072 3,724,110 93,972 X X 28-5284 83043 2300 8629 26,216,275 661,526 X 28-13605 587854 73672 5,020,844 126,693 X X 28-13605 121137 5556 168,863 4,261 X 28-13663 2727 1534 219,947 5,550 X X 28-13663 5550 CAPITAL SR LIVING CORP COM 140475104 115,749 18,760 X 28-13605 18760 CAPITALSOURCE INC COM 14055X102 22,663 3,691 X X 28-5284 3691 6,140 1,000 X 28-13605 1000 CAPITOL FED FINL INC COM 14057J101 11,447 1,084 X X 28-5284 1084 CAPSTONE TURBINE CORP COM 14067D102 100 100 X 28-5284 100 CAPSTEAD MTG CORP COM NO PAR 14067E506 128,163 11,106 X 28-5284 11106 19,618 1,700 X X 28-5284 1700 3,462 300 X X 28-13605 300 CARBO CERAMICS INC COM 140781105 10,253 100 X 28-5284 100 16,507 161 X X 28-5284 161 87,048 849 X 28-13605 849 CARDINAL FINL CORP COM 14149F109 4,526 525 X X 28-13605 525 CARDINAL HEALTH INC COM 14149Y108 905,529 21,622 X 28-5284 17994 3628 929,694 22,199 X X 28-5284 18207 3992 244,202 5,831 X 28-13605 1680 4151 75,761 1,809 X X 28-13605 1773 36 11,601 277 X 28-13663 277 CARDTRONICS INC COM 14161H108 629,154 27,450 X 28-13605 27450 CAREFUSION CORP COM 14170T101 73,982 3,089 X 28-5284 2152 937 437,806 18,280 X X 28-5284 4776 13504 301,746 12,599 X 28-13605 10117 2482 431 18 X X 28-13605 18 1,892 79 X 28-13663 79 CARLISLE COS INC COM 142339100 326,292 10,235 X 28-5284 10235 285,039 8,941 X X 28-5284 6771 2170 COLUMN TOTAL 57,542,569
FILE NO. 28-1235 PAGE 54 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CARMAX INC COM 143130102 150,374 6,305 X 28-5284 3802 2503 697,970 29,265 X X 28-5284 27823 1442 310,766 13,030 X 28-13605 10550 2480 3,816 160 X X 28-13605 160 477 20 X 28-13663 20 CARNIVAL CORP PAIRED CTF 143658300 1,042,108 34,393 X 28-5284 24350 10043 989,537 32,658 X X 28-5284 21310 1500 9848 233,855 7,718 X 28-13605 2293 5425 19,816 654 X X 28-13605 654 2,424 80 X 28-13663 80 37,148 1,226 X X 28-13663 1226 CARPENTER TECHNOLOGY CORP COM 144285103 4,291,125 95,592 X 28-5284 19000 76592 7,481,412 166,661 X X 28-5284 151861 14800 CARRIZO OIL & CO INC COM 144577103 8,622 400 X X 28-5284 400 CASCADE CORP COM 147195101 768 23 X 28-13605 23 CASEYS GEN STORES INC COM 147528103 56,309 1,290 X 28-5284 1290 214,322 4,910 X X 28-5284 100 4810 CASH AMER INTL INC COM 14754D100 65,076 1,272 X 28-5284 1092 180 625,431 12,225 X 28-13605 12225 5,986 117 X X 28-13605 117 CASS INFORMATION SYS INC COM 14808P109 83,183 2,679 X 28-13605 2679 CASTLE A M & CO COM 148411101 1,203 110 X 28-5284 110 51,965 4,750 X X 28-5284 4750 CATALYST HEALTH SOLUTIONS IN COM 14888B103 92,535 1,604 X 28-5284 1604 103,611 1,796 X X 28-5284 1796 2,342,041 40,597 X 28-13605 34541 6056 173,128 3,001 X X 28-13605 3001 CATERPILLAR INC DEL COM 149123101 19,952,602 270,214 X 28-5284 256454 13760 9,119,092 123,498 X X 28-5284 117349 6149 4,251,190 57,573 X 28-13605 49977 7596 2,997,239 40,591 X X 28-13605 40391 200 71,625 970 X 28-13663 200 770 1,255,132 16,998 X X 28-13663 16970 28 COLUMN TOTAL 56,731,888
FILE NO. 28-1235 PAGE 55 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CATO CORP NEW CL A 149205106 3,948 175 X 28-5284 175 CAVIUM INC COM 14964U108 202,575 7,500 X X 28-5284 7500 CBEYOND INC COM 149847105 182,508 25,851 X 28-5284 25851 6,425 910 X X 28-5284 910 8,105 1,148 X 28-13663 1148 CEDAR FAIR L P DEPOSITRY UNIT 150185106 28,350 1,500 X 28-5284 1500 116,613 6,170 X X 28-5284 3510 2660 CELANESE CORP DEL COM SER A 150870103 21,558,867 662,738 X 28-5284 654938 7800 5,281,603 162,361 X X 28-5284 159266 3095 16,546,515 508,654 X 28-13605 500100 8554 3,398,344 104,468 X X 28-13605 99686 4782 95,280 2,929 X 28-13663 2929 24,398 750 X X 28-13663 750 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 43,460 41,000 X 28-5284 41000 CELGENE CORP COM 151020104 9,601,808 155,093 X 28-5284 153039 2054 4,741,254 76,583 X X 28-5284 64098 12485 4,238,544 68,463 X 28-13605 62334 6129 734,996 11,872 X X 28-13605 11872 79,554 1,285 X 28-13663 220 1065 57,514 929 X X 28-13663 929 CELGENE CORP RIGHT 12/31/20 151020112 59 34 X X 28-5284 34 CEMEX SAB DE CV SPON ADR NEW 151290889 2,161 684 X 28-5284 684 1,457 461 X X 28-5284 461 CENTENE CORP DEL COM 15135B101 18,980 662 X 28-5284 662 23,796 830 X X 28-5284 830 CENOVUS ENERGY INC COM 15135U109 138,441 4,508 X 28-5284 4508 407,399 13,266 X X 28-5284 2841 10425 7,678 250 X 28-13605 250 107,485 3,500 X X 28-13605 3500 CENTER FINL CORP CALIF COM 15146E102 4,690 1,000 X 28-5284 1000 COLUMN TOTAL 67,662,807
FILE NO. 28-1235 PAGE 56 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CENTERPOINT ENERGY INC COM 15189T107 319,590 16,289 X 28-5284 13404 2885 393,970 20,080 X X 28-5284 19696 384 161,669 8,240 X 28-13605 3522 4718 9,516 485 X X 28-13605 485 4,728 241 X 28-13663 241 38,553 1,965 X X 28-13663 1965 CENTERSTATE BANKS INC COM 15201P109 1,569 300 X 28-5284 300 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 23,731 2,030 X 28-5284 2030 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 46,805 5,337 X 28-5284 1412 3925 74,098 8,449 X X 28-5284 8449 CENTRAL EUROPEAN DIST CORP COM 153435102 10,515 1,500 X 28-5284 1500 CENTRAL EUROPE & RUSSIA FD I COM 153436100 18,234 599 X 28-5284 599 CENTRAL FED CORP COM 15346Q103 3,800 4,000 X X 28-5284 4000 CENTRAL FD CDA LTD CL A 153501101 1,380,644 66,730 X 28-5284 66730 113,795 5,500 X X 28-5284 5500 CENTRAL SECS CORP COM 155123102 29,565 1,500 X X 28-5284 1500 CENTRAL VT PUB SVC CORP COM 155771108 13,380 380 X 28-5284 300 80 7,042 200 X X 28-13605 200 CENTRAL VA BANKSHARES INC COM 155792104 950 1,000 X 28-5284 1000 CENTURY ALUM CO COM 156431108 3,308 370 X 28-5284 370 CEPHEID COM 15670R107 77,660 2,000 X 28-5284 2000 418,199 10,770 X 28-13605 10770 CENVEO INC COM 15670S105 9,030 3,000 X 28-5284 3000 CENTURYLINK INC COM 156700106 9,896,289 298,801 X 28-5284 284037 14764 6,624,629 200,019 X X 28-5284 193148 6871 2,003,462 60,491 X 28-13605 53279 7212 613,879 18,535 X X 28-13605 17635 900 28,020 846 X 28-13663 822 24 65,975 1,992 X X 28-13663 1500 492 COLUMN TOTAL 22,392,605
FILE NO. 28-1235 PAGE 57 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CEPHALON INC COM 156708109 221,522 2,745 X 28-5284 2500 245 69,806 865 X X 28-5284 801 64 183,108 2,269 X 28-13605 1201 1068 146,067 1,810 X X 28-13605 1810 CERNER CORP COM 156782104 188,841 2,756 X 28-5284 2627 129 305,805 4,463 X X 28-5284 4454 9 165,750 2,419 X 28-13605 661 1758 822 12 X 28-13663 12 CEVA INC COM 157210105 262,086 10,781 X 28-13605 10781 CHARLES RIV LABS INTL INC COM 159864107 14,424 504 X 28-5284 504 28,133 983 X X 28-5284 983 CHARMING SHOPPES INC COM 161133103 182 70 X 28-5284 70 390 150 X X 28-5284 150 CHART INDS INC COM PAR $0.01 16115Q308 6,327 150 X 28-5284 150 2,404 57 X 28-13605 57 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 234 5 X 28-5284 5 22,390 478 X X 28-5284 478 CHECKPOINT SYS INC COM 162825103 15,929 1,173 X 28-5284 923 250 19,012 1,400 X X 28-5284 1400 1,467 108 X X 28-13605 108 CHEESECAKE FACTORY INC COM 163072101 3,944 160 X 28-5284 160 167,127 6,780 X X 28-5284 6780 320,598 13,006 X 28-13605 13006 CHEMED CORP NEW COM 16359R103 10,992 200 X 28-5284 200 46,826 852 X X 28-5284 852 112,173 2,041 X 28-13605 2041 CHEMTURA CORP COM NEW 163893209 331 33 X X 28-5284 33 40 4 X X 28-13605 4 CHEROKEE INC DEL NEW COM 16444H102 7,068 550 X 28-5284 550 COLUMN TOTAL 2,323,798
FILE NO. 28-1235 PAGE 58 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP COM 165167107 2,699,587 105,659 X 28-5284 100467 5192 3,380,699 132,317 X X 28-5284 131674 643 3,201,441 125,301 X 28-13605 69549 55752 253,149 9,908 X X 28-13605 9908 5,263 206 X 28-13663 206 42,362 1,658 X X 28-13663 1500 158 CHESAPEAKE ENERGY CORP PFD CONV 165167842 186,000 2,000 X 28-13663 2000 CHESAPEAKE UTILS CORP COM 165303108 70,193 1,750 X 28-5284 1750 272,507 6,794 X X 28-5284 5594 1200 38,626 963 X 28-13605 963 CHEVRON CORP NEW COM 166764100 252,681,443 2,729,036 X 28-5284 2690956 38080 172,672,387 1,864,914 X X 28-5284 1634060 3150 227704 87,705,785 947,249 X 28-13605 841776 105473 27,524,877 297,277 X X 28-13605 273755 650 22872 1,535,605 16,585 X 28-13663 15871 714 2,316,417 25,018 X X 28-13663 24853 165 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY S 167250109 370,415 12,938 X 28-5284 97 12841 86,463 3,020 X X 28-5284 2389 631 12,884 450 X 28-13605 450 15,804 552 X 28-13663 552 CHICOS FAS INC COM 168615102 49,446 4,326 X 28-5284 4326 39,834 3,485 X X 28-5284 3485 202,768 17,740 X 28-13605 17740 15,145 1,325 X X 28-13605 1325 CHIMERA INVT CORP COM 16934Q109 36,802 13,286 X 28-5284 13286 18,213 6,575 X X 28-5284 6575 CHINA FD INC COM 169373107 71,829 3,123 X X 28-5284 2990 133 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 821,169 23,125 X 28-5284 1740 21385 150,562 4,240 X X 28-5284 4240 20,241 570 X 28-13663 570 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 216,808 4,451 X 28-5284 4451 132,735 2,725 X X 28-5284 1450 1275 54,799 1,125 X 28-13605 1125 19,484 400 X X 28-13605 400 COLUMN TOTAL 556,921,742
FILE NO. 28-1235 PAGE 59 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 4,119 43 X 28-5284 43 19,447 203 X X 28-5284 203 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 27,170 439 X 28-5284 439 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 6,600 3,000 X X 28-5284 3000 CHINA GREEN AGRICULTURE INC COM 16943W105 4,780 1,000 X X 28-5284 1000 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 1,163 57 X 28-5284 57 184 9 X X 28-5284 9 20,400 1,000 X X 28-13605 1000 CHIPOTLE MEXICAN GRILL INC COM 169656105 2,664,445 8,795 X 28-5284 8795 920,059 3,037 X X 28-5284 2903 134 3,038,286 10,029 X 28-13605 9584 445 498,353 1,645 X X 28-13605 1635 10 21,207 70 X 28-13663 70 15,148 50 X X 28-13663 50 CHOICE HOTELS INTL INC COM 169905106 47,136 1,586 X X 28-5284 1586 CHIQUITA BRANDS INTL INC COM 170032809 229,350 27,500 X 28-5284 27500 CHRISTOPHER & BANKS CORP COM 171046105 1,041 295 X 28-5284 295 CHUBB CORP COM 171232101 85,728,829 1,429,052 X 28-5284 1419645 9407 38,594,986 643,357 X X 28-5284 626401 1900 15056 39,049,351 650,931 X 28-13605 595645 55286 12,127,098 202,152 X X 28-13605 192620 335 9197 542,850 9,049 X 28-13663 8807 242 579,023 9,652 X X 28-13663 9652 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 4,950 150 X 28-5284 150 CHURCH & DWIGHT INC COM 171340102 13,980,548 316,302 X 28-5284 316302 1,728,927 39,116 X X 28-5284 12016 27100 133,484 3,020 X 28-13605 3020 975,494 22,070 X X 28-13605 22070 18,564,000 420,000 X 28-11439 420000 COLUMN TOTAL 219,528,428
FILE NO. 28-1235 PAGE 60 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CHURCHILL DOWNS INC COM 171484108 2,203,361 56,453 X 28-5284 56453 275,005 7,046 X X 28-5284 7046 125,364 3,212 X 28-13605 3212 CIBER INC COM 17163B102 1,151 380 X 28-5284 380 CIENA CORP COM NEW 171779309 1,512 135 X 28-5284 135 4,256 380 X X 28-5284 380 12,947 1,156 X 28-13605 1156 1,008 90 X X 28-13605 90 CIMAREX ENERGY CO COM 171798101 445,154 7,992 X 28-5284 7512 480 172,781 3,102 X X 28-5284 2207 895 CINCINNATI BELL INC NEW COM 171871106 25,029 8,100 X 28-5284 8100 99 32 X X 28-5284 32 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 39,500 1,000 X 28-5284 1000 127,585 3,230 X X 28-5284 3230 CINCINNATI FINL CORP COM 172062101 9,389,357 356,603 X 28-5284 195726 160877 1,545,913 58,713 X X 28-5284 58446 267 93,287 3,543 X 28-13605 1758 1785 1,027 39 X X 28-13605 39 2,896 110 X 28-13663 110 CINEDIGM DIGITAL CINEMA CORP COM 172407108 3,094 2,600 X X 28-5284 2600 CIRCOR INTL INC COM 17273K109 41,118 1,400 X X 28-5284 500 900 CISCO SYS INC COM 17275R102 54,996,620 3,548,169 X 28-5284 3469529 78640 35,704,762 2,303,533 X X 28-5284 2181189 285 122059 22,175,602 1,430,684 X 28-13605 1238799 191885 9,411,073 607,166 X X 28-13605 599999 1770 5397 199,997 12,903 X 28-13663 10572 2331 339,590 21,909 X X 28-13663 19426 2483 CIRRUS LOGIC INC COM 172755100 7,562 513 X X 28-5284 513 1,695 115 X 28-13605 115 CINTAS CORP COM 172908105 771,993 27,434 X 28-5284 26823 611 563,166 20,013 X X 28-5284 17415 2598 301,182 10,703 X 28-13605 9344 1359 COLUMN TOTAL 138,984,686
FILE NO. 28-1235 PAGE 61 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CITIZENS & NORTHN CORP COM 172922106 107,334 7,223 X 28-5284 7223 341,780 23,000 X X 28-5284 23000 173,609 11,683 X 28-13605 11683 CITIGROUP INC *W EXP 10/28/2 172967234 2,400 30,000 X X 28-5284 30000 CITIGROUP INC COM NEW 172967424 11,833,413 461,972 X 28-5284 436887 25085 3,684,820 143,854 X X 28-5284 134753 198 8903 19,100,542 745,678 X 28-13605 630245 115433 3,308,536 129,164 X X 28-13605 123108 6056 80,303 3,135 X 28-13663 1452 1683 25,333 989 X X 28-13663 935 54 CITI TRENDS INC COM 17306X102 2,211 188 X 28-5284 188 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 22,815 3,297 X 28-5284 3297 CITRIX SYS INC COM 177376100 1,403,275 25,734 X 28-5284 9145 16589 499,713 9,164 X X 28-5284 2173 130 6861 227,336 4,169 X 28-13605 1991 2178 5,344 98 X X 28-13605 98 20,067 368 X 28-13663 368 4,035 74 X X 28-13663 74 CITY HLDG CO COM 177835105 91,604 3,394 X 28-13605 3394 CITY NATL CORP COM 178566105 202,960 5,375 X 28-5284 5375 23,109 612 X X 28-5284 312 300 CLARCOR INC COM 179895107 261,108 6,310 X 28-5284 6000 310 257,384 6,220 X X 28-5284 6220 156,789 3,789 X 28-13605 3789 28,966 700 X X 28-13605 700 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 30,924 900 X X 28-5284 300 600 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSE 18383M506 25,923 1,387 X 28-5284 1387 CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 61,693 19,100 X 28-5284 19100 6,460 2,000 X X 28-5284 2000 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML C 18383Q853 14,488 800 X 28-5284 800 COLUMN TOTAL 42,004,274
FILE NO. 28-1235 PAGE 62 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CLEAN HARBORS INC COM 184496107 49,658 968 X 28-5284 968 5,130 100 X X 28-5284 100 CLEAN ENERGY FUELS CORP COM 184499101 2,224 200 X 28-5284 200 2,780 250 X 28-13605 250 3,336 300 X X 28-13605 300 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 3,126 334 X 28-5284 334 1,133 121 X X 28-5284 121 CLEARWIRE CORP NEW CL A 18538Q105 1,577 677 X X 28-5284 677 CLIFFS NATURAL RESOURCES INC COM 18683K101 621,153 12,139 X 28-5284 11677 462 554,222 10,831 X X 28-5284 10302 529 162,311 3,172 X 28-13605 1396 1776 60,432 1,181 X X 28-13605 1181 1,637 32 X 28-13663 32 CLOROX CO DEL COM 189054109 15,659,651 236,087 X 28-5284 233366 2721 7,020,036 105,835 X X 28-5284 99942 5893 346,574 5,225 X 28-13605 3535 1690 446,733 6,735 X X 28-13605 6235 500 206,286 3,110 X 28-13663 3070 40 198,990 3,000 X X 28-13663 3000 CLOUD PEAK ENERGY INC COM 18911Q102 18,001 1,062 X 28-5284 1062 COACH INC COM 189754104 12,159,681 234,607 X 28-5284 213951 20656 7,487,517 144,463 X X 28-5284 140292 1000 3171 1,437,661 27,738 X 28-13605 24420 3318 416,558 8,037 X X 28-13605 7537 500 108,739 2,098 X 28-13663 1806 292 140,200 2,705 X X 28-13663 2705 COBALT INTL ENERGY INC COM 19075F106 9,460 1,227 X X 28-5284 1227 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 3,579 200 X 28-5284 200 COLUMN TOTAL 47,128,385
FILE NO. 28-1235 PAGE 63 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- COCA COLA CO COM 191216100 163,225,433 2,416,007 X 28-5284 2338879 77128 113,941,967 1,686,530 X X 28-5284 1486430 2080 198020 50,668,784 749,982 X 28-13605 690085 59897 21,256,335 314,629 X X 28-13605 299762 305 14562 1,202,298 17,796 X 28-13663 15913 1883 2,902,445 42,961 X X 28-13663 42764 197 COCA COLA ENTERPRISES INC NE COM 19122T109 114,523 4,603 X 28-5284 1731 2872 176,772 7,105 X X 28-5284 3696 3409 133,158 5,352 X 28-13605 1638 3714 6,742 271 X 28-13663 271 3,807 153 X X 28-13663 153 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 9,583 108 X X 28-5284 108 CODORUS VY BANCORP INC COM 192025104 33,565 3,522 X 28-5284 2199 1323 COEUR D ALENE MINES CORP IDA COM NEW 192108504 11,192 522 X 28-5284 522 37,520 1,750 X X 28-5284 1750 2,144 100 X X 28-13605 100 COGENT COMM GROUP INC COM NEW 19239V302 127,815 9,503 X 28-13605 9503 COGNEX CORP COM 192422103 15,854 585 X 28-5284 325 260 2,087 77 X 28-13605 77 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,980,823 63,490 X 28-5284 48484 15006 1,695,596 27,043 X X 28-5284 19112 125 7806 427,426 6,817 X 28-13605 3242 3575 52,355 835 X 28-13663 800 35 87,090 1,389 X X 28-13663 1380 9 COHEN & STEERS INC COM 19247A100 32,344 1,125 X X 28-5284 1125 COHEN & STEERS QUALITY RLTY COM 19247L106 104,350 13,605 X 28-5284 13605 25,817 3,366 X X 28-5284 3366 16,506 2,152 X 28-13605 2152 COHEN & STEERS REIT & PFD IN COM 19247X100 45,010 3,500 X 28-5284 3500 COHERENT INC COM 192479103 19,676 458 X 28-5284 458 145,720 3,392 X 28-13605 3392 COLUMN TOTAL 360,504,737
FILE NO. 28-1235 PAGE 64 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS INFRASTRUCTUR COM 19248A109 28,587 1,836 X 28-5284 1836 64,662 4,153 X X 28-5284 4153 12,799 822 X 28-13605 822 COHEN & STEERS GLOBAL INC BL COM 19248M103 14,192 1,635 X X 28-5284 1635 COHU INC COM 192576106 1,680 170 X 28-5284 170 14,820 1,500 X X 28-5284 1500 COINSTAR INC COM 19259P300 209,920 5,248 X 28-5284 5248 10,960 274 X X 28-5284 274 1,828,240 45,706 X 28-13605 37593 8113 8,040 201 X X 28-13605 201 8,920 223 X 28-13663 223 COLDWATER CREEK INC COM 193068103 129 103 X 28-5284 103 COLEMAN CABLE INC COM 193459302 5,922 700 X X 28-5284 700 COLFAX CORP COM 194014106 403,620 19,922 X 28-5284 19922 223,346 11,024 X X 28-5284 11024 2,097,032 103,506 X 28-13605 89904 13602 8,935 441 X X 28-13605 441 17,201 849 X 28-13663 849 COLGATE PALMOLIVE CO COM 194162103 52,482,509 591,819 X 28-5284 587991 3828 39,747,351 448,211 X X 28-5284 426526 1500 20185 2,858,955 32,239 X 28-13605 26328 5911 2,502,018 28,214 X X 28-13605 27460 754 426,196 4,806 X 28-13663 4585 221 415,111 4,681 X X 28-13663 4681 COLLECTIVE BRANDS INC COM 19421W100 3,421 264 X 28-5284 264 5,132 396 X X 28-13605 396 COLONIAL PPTYS TR COM SH BEN INT 195872106 508,988 28,028 X 28-5284 28028 19,068 1,050 X X 28-5284 107 943 21,411 1,179 X 28-13663 1179 COLONY FINL INC COM 19624R106 12,920 1,000 X 28-5284 1000 COLUMBIA SPORTSWEAR CO COM 198516106 82,314 1,774 X X 28-5284 420 1354 COLUMN TOTAL 104,044,399
FILE NO. 28-1235 PAGE 65 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- COLUMBUS MCKINNON CORP N Y COM 199333105 21,920 2,000 X X 28-5284 2000 COMCAST CORP NEW CL A 20030N101 10,364,793 495,449 X 28-5284 469670 25779 8,300,951 396,795 X X 28-5284 391582 5213 6,647,225 317,745 X 28-13605 179093 138652 1,177,650 56,293 X X 28-13605 55476 817 105,562 5,046 X 28-13663 3750 1296 84,496 4,039 X X 28-13663 3961 78 COMCAST CORP NEW CL A SPL 20030N200 14,350,465 692,590 X 28-5284 599912 92678 3,617,753 174,602 X X 28-5284 90112 84490 102,688 4,956 X 28-13605 4956 29,319 1,415 X X 28-13605 1415 78,736 3,800 X 28-13663 3800 COMERICA INC COM 200340107 535,247 23,302 X 28-5284 2799 20503 183,921 8,007 X X 28-5284 887 7120 157,322 6,849 X 28-13605 4858 1991 28,713 1,250 X X 28-13605 1250 16,309 710 X 28-13663 710 COMMERCE BANCSHARES INC COM 200525103 1,922,683 55,329 X X 28-5284 1667 53662 205,407 5,911 X 28-13605 5911 COMMERCEFIRST BANCORP INC COM 200845105 17,375 2,500 X X 28-5284 2500 COMMERCIAL METALS CO COM 201723103 17,051 1,793 X 28-5284 1793 2,378 250 X X 28-5284 250 148,965 15,664 X X 28-13605 15664 COMMONWEALTH REIT COM SH BEN INT 203233101 135,636 7,150 X 28-5284 5300 1850 221,304 11,666 X X 28-5284 2791 8875 COMMUNITY BK SYS INC COM 203607106 136,503 6,016 X 28-5284 6016 457,907 20,181 X 28-13605 20181 22,690 1,000 X X 28-13605 1000 COMMUNITY HEALTH SYS INC NEW COM 203668108 13,062 785 X 28-5284 397 388 COMMUNICATIONS SYS INC COM 203900105 265,733 20,441 X 28-13605 20441 COMMUNITY TR BANCORP INC COM 204149108 8,501 365 X 28-5284 365 COLUMN TOTAL 49,378,265
FILE NO. 28-1235 PAGE 66 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS INC COM 204166102 229,401 6,190 X 28-5284 6190 7,783 210 X X 28-5284 210 154,318 4,164 X 28-13605 4164 9,636 260 X 28-13663 260 CGG VERITAS SPONSORED ADR 204386106 7,964 452 X X 28-5284 452 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 25,408 3,200 X X 28-5284 3200 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1,885 127 X 28-5284 127 16,324 1,100 X X 28-5284 1100 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 7,787 168 X 28-5284 168 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 6,738 370 X 28-5284 370 155,186 8,522 X 28-13605 8522 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 10,237 334 X 28-5284 334 89,651 2,925 X X 28-5284 350 2575 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 7,548 200 X 28-5284 200 3,774 100 X X 28-5284 100 COMPASS MINERALS INTL INC COM 20451N101 97,298 1,457 X 28-5284 1457 222,511 3,332 X X 28-5284 547 2785 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 23,142 1,900 X 28-5284 1900 12,180 1,000 X X 28-5284 1000 COMPLETE PRODUCTION SERVICES COM 20453E109 36,267 1,924 X 28-5284 104 1820 5,523 293 X X 28-5284 293 1,545,643 81,997 X 28-13605 69354 12643 5,919 314 X X 28-13605 314 COMPUTER PROGRAMS & SYS INC COM 205306103 300,255 4,539 X 28-13605 4539 COMPUTER SCIENCES CORP COM 205363104 85,007 3,166 X 28-5284 2878 288 100,204 3,732 X X 28-5284 3732 80,335 2,992 X 28-13605 944 2048 2,685 100 X X 28-13605 100 COMPX INTERNATIONAL INC CL A 20563P101 635 50 X 28-5284 50 COLUMN TOTAL 3,251,244
FILE NO. 28-1235 PAGE 67 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- COMPUWARE CORP COM 205638109 4,588 599 X 28-5284 599 8,074 1,054 X X 28-5284 704 350 41,180 5,376 X 28-13605 1042 4334 521 68 X 28-13663 68 COMSTOCK MNG INC COM 205750102 2,000 1,000 X 28-5284 1000 374,000 187,000 X X 28-5284 187000 COMSTOCK RES INC COM NEW 205768203 365,644 23,651 X 28-5284 2000 21651 11,270 729 X X 28-5284 729 14,316 926 X 28-13663 926 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 14,101 502 X 28-5284 502 CONAGRA FOODS INC COM 205887102 846,877 34,966 X 28-5284 28906 6060 1,666,724 68,816 X X 28-5284 68102 714 302,944 12,508 X 28-13605 7610 4898 129,020 5,327 X X 28-13605 4577 750 17,269 713 X X 28-13663 713 CON-WAY INC COM 205944101 1,549 70 X 28-5284 70 14,053 635 X X 28-5284 635 CONCHO RES INC COM 20605P101 185,889 2,613 X 28-5284 2613 82,736 1,163 X X 28-5284 963 200 19,279 271 X 28-13605 21 250 128,052 1,800 X X 28-13605 1800 CONCUR TECHNOLOGIES INC COM 206708109 56,217 1,510 X 28-5284 1510 212,211 5,700 X X 28-5284 800 4900 33,507 900 X X 28-13605 600 300 CONMED CORP COM 207410101 4,142 180 X 28-5284 180 11,505 500 X X 28-5284 500 CONNECTICUT WTR SVC INC COM 207797101 5,004 200 X 28-5284 200 CONOCOPHILLIPS COM 20825C104 79,524,411 1,255,913 X 28-5284 1232032 23881 36,419,511 575,166 X X 28-5284 536881 700 37585 9,584,368 151,364 X 28-13605 134586 16778 5,597,425 88,399 X X 28-13605 84751 515 3133 1,863,191 29,425 X 28-13663 27877 1548 8,432,261 133,169 X X 28-13663 133131 38 COLUMN TOTAL 145,973,839
FILE NO. 28-1235 PAGE 68 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC COM 20854P109 458,360 13,509 X 28-5284 11774 1735 378,727 11,162 X X 28-5284 10551 611 132,938 3,918 X 28-13605 1360 2558 6,786 200 X X 28-13605 200 2,647 78 X 28-13663 78 CONSOLIDATED COMM HLDGS INC COM 209034107 323,203 17,906 X 28-5284 17906 5,054 280 X X 28-5284 280 CONSOLIDATED EDISON INC COM 209115104 20,243,069 355,017 X 28-5284 336780 18237 17,063,748 299,259 X X 28-5284 287122 1500 10637 3,165,522 55,516 X 28-13605 51853 3663 1,180,713 20,707 X X 28-13605 20371 315 21 196,605 3,448 X 28-13663 3247 201 449,147 7,877 X X 28-13663 7799 78 CONSOLIDATED GRAPHICS INC COM 209341106 70,101 1,919 X 28-5284 1919 CONSTELLATION BRANDS INC CL A 21036P108 17,892 994 X 28-5284 949 45 30,852 1,714 X X 28-5284 1588 126 58,626 3,257 X 28-13605 1238 2019 CONSTELLATION ENERGY GROUP I COM 210371100 1,078,392 28,334 X 28-5284 27429 905 427,909 11,243 X X 28-5284 10336 907 1,682,404 44,204 X 28-13605 41937 2267 2,220,078 58,331 X X 28-13605 57076 1255 647 17 X 28-13663 17 3,806 100 X X 28-13663 100 CONSUMER PORTFOLIO SVCS INC COM 210502100 29,640 30,000 X X 28-5284 30000 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 325,360 5,947 X 28-5284 5947 11,051 202 X X 28-5284 202 2,521,365 46,086 X 28-13605 39035 7051 70,466 1,288 X X 28-13605 1288 13,951 255 X 28-13663 255 CONTINENTAL RESOURCES INC COM 212015101 726 15 X 28-5284 15 45,178 934 X X 28-5284 934 7,594 157 X 28-13605 157 CONTINUCARE CORP COM 212172100 638 100 X 28-5284 100 COLUMN TOTAL 52,223,195
FILE NO. 28-1235 PAGE 69 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CONVERGYS CORP COM 212485106 1,218,209 129,873 X 28-5284 18356 111517 244,002 26,013 X X 28-5284 25677 336 81,484 8,687 X 28-13605 8643 44 8,442 900 X X 28-13605 900 COOPER COS INC COM NEW 216648402 27,703 350 X 28-5284 350 40,683 514 X X 28-5284 514 COOPER TIRE & RUBR CO COM 216831107 163,350 15,000 X 28-5284 15000 21,780 2,000 X X 28-5284 2000 COPANO ENERGY L L C COM UNITS 217202100 32,791 1,100 X 28-5284 1100 58,130 1,950 X X 28-5284 1950 COPART INC COM 217204106 15,804 404 X 28-5284 404 22,650 579 X X 28-5284 579 CORE MARK HOLDING CO INC COM 218681104 98,376 3,217 X 28-13605 3217 CORESITE RLTY CORP COM 21870Q105 217,130 15,131 X 28-13605 15131 CORELOGIC INC COM 21871D103 45,017 4,219 X X 28-5284 4219 CORN PRODS INTL INC COM 219023108 980,451 24,986 X 28-5284 24986 996,578 25,397 X X 28-5284 22397 3000 1,276,399 32,528 X 28-13605 27083 5445 5,023 128 X X 28-13605 128 CORNING INC COM 219350105 8,936,886 723,049 X 28-5284 613548 109501 5,578,884 451,366 X X 28-5284 399507 51859 1,394,047 112,787 X 28-13605 94373 18414 434,096 35,121 X X 28-13605 24552 535 10034 205,312 16,611 X 28-13663 4456 12155 35,411 2,865 X X 28-13663 2500 365 CORPORATE EXECUTIVE BRD CO COM 21988R102 400,840 13,451 X 28-5284 13451 175,611 5,893 X X 28-5284 5893 17,224 578 X 28-13663 578 COLUMN TOTAL 22,732,313
FILE NO. 28-1235 PAGE 70 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 52,795 2,424 X 28-5284 2424 48,177 2,212 X X 28-5284 2212 108,900 5,000 X 28-13605 5000 27,225 1,250 X 28-13663 1250 8,712 400 X X 28-13663 400 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 212,492 9,365 X 28-5284 793 8572 27,160 1,197 X X 28-5284 1197 COSTCO WHSL CORP NEW COM 22160K105 6,948,116 84,599 X 28-5284 61462 23137 4,870,391 59,301 X X 28-5284 51695 130 7476 1,120,992 13,649 X 28-13605 8626 5023 658,026 8,012 X X 28-13605 8012 98,802 1,203 X 28-13663 1203 115,885 1,411 X X 28-13663 1411 COSTAR GROUP INC COM 22160N109 249,456 4,800 X X 28-5284 600 4200 COTT CORP QUE COM 22163N106 11,339 1,665 X 28-5284 1665 COUSINS PPTYS INC COM 222795106 7,605 1,300 X X 28-5284 1300 COVANCE INC COM 222816100 1,008,990 22,200 X 28-5284 8226 13974 222,160 4,888 X X 28-5284 2423 165 2300 62,085 1,366 X 28-13605 1366 48,677 1,071 X X 28-13605 1071 49,404 1,087 X X 28-13663 1087 COVANTA HLDG CORP COM 22282E102 8,005 527 X X 28-5284 527 COVENTRY HEALTH CARE INC COM 222862104 389,799 13,530 X 28-5284 718 12812 455,198 15,800 X X 28-5284 1284 14516 150,331 5,218 X 28-13605 3492 1726 4,610 160 X X 28-13605 160 22,241 772 X 28-13663 772 CRACKER BARREL OLD CTRY STOR COM 22410J106 36,627 915 X 28-5284 915 20,015 500 X X 28-5284 500 12,009 300 X 28-13605 300 CRANE CO COM 224399105 83,408 2,337 X 28-5284 2337 79,553 2,229 X X 28-5284 1829 400 67,811 1,900 X X 28-13605 1900 COLUMN TOTAL 17,286,996
FILE NO. 28-1235 PAGE 71 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CREDIT SUISSE ASSET MGMT INC COM 224916106 79,350 23,000 X 28-5284 23000 CREDIT ACCEP CORP MICH COM 225310101 12,550 195 X X 28-5284 195 187,352 2,911 X 28-13605 2911 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1,399,458 53,333 X 28-5284 5061 48272 238,312 9,082 X X 28-5284 802 8280 7,216 275 X X 28-13605 275 33,062 1,260 X 28-13663 1260 CREE INC COM 225447101 218,284 8,402 X 28-5284 8402 73,030 2,811 X X 28-5284 2736 75 2,910 112 X 28-13605 112 25,175 969 X X 28-13605 969 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPS 226372100 25,720 1,000 X X 28-5284 1000 CRESUD S A C I F Y A SPONSORED ADR 226406106 10,820 1,000 X X 28-5284 1000 CROCS INC COM 227046109 423,943 17,903 X 28-13605 17903 CROSSTEX ENERGY L P COM 22765U102 21,086 1,300 X X 28-5284 1300 CROSSTEX ENERGY INC COM 22765Y104 121,320 9,000 X 28-5284 9000 CROWN CASTLE INTL CORP COM 228227104 80,283 1,974 X 28-5284 484 1490 123,596 3,039 X X 28-5284 3039 33,756 830 X 28-13605 580 250 8,622 212 X X 28-13605 212 CROWN HOLDINGS INC COM 228368106 841,010 27,475 X 28-5284 27475 194,710 6,361 X X 28-5284 4111 2250 5,707,265 186,451 X 28-13605 152052 34399 677,614 22,137 X X 28-13605 22137 CRYOLIFE INC COM 228903100 943 210 X 28-5284 210 CTRIP COM INTL LTD AMERICAN DEP S 22943F100 3,216 100 X 28-5284 100 24,759 770 X X 28-5284 770 CUBIC CORP COM 229669106 15,355 393 X 28-5284 393 11,721 300 X X 28-5284 300 COLUMN TOTAL 10,602,438
FILE NO. 28-1235 PAGE 72 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- CUBIST PHARMACEUTICALS INC COM 229678107 17,660 500 X 28-13605 500 CULLEN FROST BANKERS INC COM 229899109 8,723,627 190,223 X 28-5284 190223 123,730 2,698 X X 28-5284 2398 300 11,465 250 X 28-13605 250 183,440 4,000 X X 28-13663 4000 CUMMINS INC COM 231021106 26,488,789 324,379 X 28-5284 305087 19292 7,925,920 97,060 X X 28-5284 86876 2899 7285 23,278,081 285,061 X 28-13605 263373 21688 4,618,526 56,558 X X 28-13605 51401 185 4972 362,897 4,444 X 28-13663 3280 1164 142,252 1,742 X X 28-13663 1710 32 CURIS INC COM 231269101 153,260 48,500 X 28-5284 48500 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 9,709 100 X X 28-5284 100 971 10 X X 28-13605 10 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 10,905 100 X 28-13605 100 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 56,928 600 X X 28-5284 600 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 67,734 530 X X 28-5284 530 CURTISS WRIGHT CORP COM 231561101 41,688 1,446 X 28-5284 1156 290 20,181 700 X X 28-5284 700 995,558 34,532 X 28-13605 25755 8777 4,094 142 X X 28-13605 142 CYBERDEFENDER CORP COM 23248L107 2,880 8,000 X 28-5284 8000 CYMER INC COM 232572107 11,814 318 X 28-5284 138 180 CYPRESS SEMICONDUCTOR CORP COM 232806109 120,748 8,066 X X 28-5284 8066 CYTEC INDS INC COM 232820100 1,230 35 X 28-5284 35 21,154 602 X X 28-5284 503 99 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1,010,905 25,260 X 28-5284 25260 101,611 2,539 X X 28-5284 2539 122,061 3,050 X 28-13605 3050 40,020 1,000 X 28-13663 1000 COLUMN TOTAL 74,669,838
FILE NO. 28-1235 PAGE 73 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC COM 233153105 54,137 12,332 X 28-5284 12332 66 15 X X 28-5284 15 DDR CORP COM 23317H102 360 33 X 28-5284 33 11,881 1,090 X X 28-5284 1090 DFC GLOBAL CORP COM 23324T107 168,014 7,700 X X 28-5284 7700 DNP SELECT INCOME FD COM 23325P104 108,840 10,884 X 28-5284 10884 32,000 3,200 X X 28-5284 3200 DG FASTCHANNEL INC COM 23326R109 5,509 325 X X 28-5284 325 DPL INC COM 233293109 2,278,433 75,595 X 28-5284 75595 1,349,488 44,774 X X 28-5284 44274 500 55,156 1,830 X 28-13605 890 940 140,543 4,663 X X 28-13605 4646 17 D R HORTON INC COM 23331A109 17,827 1,972 X 28-5284 841 1131 21,705 2,401 X X 28-5284 2339 62 40,165 4,443 X 28-13605 1314 3129 DST SYS INC DEL COM 233326107 8,766 200 X 28-5284 200 16,129 368 X X 28-5284 368 73,021 1,666 X 28-13605 1666 DTE ENERGY CO COM 233331107 709,712 14,478 X 28-5284 13073 1405 150,933 3,079 X X 28-5284 3035 44 159,266 3,249 X 28-13605 1336 1913 9,804 200 X X 28-13605 200 2,108 43 X 28-13663 43 35,589 726 X X 28-13663 726 DSW INC CL A 23334L102 21,428 464 X X 28-5284 464 560,487 12,137 X 28-13605 12137 DTS INC COM 23335C101 13,905 560 X 28-5284 560 DWS MULTI MKT INCOME TR SHS 23338L108 9,580 1,000 X 28-5284 1000 11,496 1,200 X X 28-5284 1200 1,198 125 X X 28-13605 125 DWS GLOBAL HIGH INCOME FD COM 23338W104 17,975 2,500 X 28-5284 2500 COLUMN TOTAL 6,085,521
FILE NO. 28-1235 PAGE 74 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 27,931 2,137 X 28-5284 2137 DAKTRONICS INC COM 234264109 68,554 7,990 X 28-5284 4000 3990 261,047 30,425 X X 28-5284 30425 DANA HLDG CORP COM 235825205 44,951 4,281 X 28-5284 41 4240 DANAHER CORP DEL COM 235851102 4,674,129 111,448 X 28-5284 80837 30611 3,227,702 76,960 X X 28-5284 59110 140 17710 2,819,878 67,236 X 28-13605 60760 6476 601,378 14,339 X X 28-13605 12339 2000 3,817 91 X 28-13663 91 51,502 1,228 X X 28-13663 1228 DARDEN RESTAURANTS INC COM 237194105 8,397,725 196,438 X 28-5284 195730 708 527,706 12,344 X X 28-5284 10688 1656 413,564 9,674 X 28-13605 8116 1558 153,900 3,600 X X 28-13605 3600 470 11 X 28-13663 11 13,381 313 X X 28-13663 313 DARLING INTL INC COM 237266101 847,987 67,354 X 28-5284 67354 21,730 1,726 X X 28-5284 1726 DAVITA INC COM 23918K108 695,261 11,094 X 28-5284 3390 7704 63,923 1,020 X X 28-5284 980 40 150,032 2,394 X 28-13605 1282 1112 1,441 23 X 28-13663 23 DAWSON GEOPHYSICAL CO COM 239359102 4,716 200 X 28-5284 200 DAYSTAR TECHNOLOGIES INC COM NEW 23962Q308 22 112 X X 28-5284 112 DEALERTRACK HLDGS INC COM 242309102 111,367 7,107 X X 28-5284 7107 18,804 1,200 X 28-13605 1200 64,247 4,100 X X 28-13605 4100 DEAN FOODS CO NEW COM 242370104 6,537 737 X 28-5284 425 312 4,710 531 X X 28-5284 531 31,010 3,496 X 28-13605 1313 2183 COLUMN TOTAL 23,309,422
FILE NO. 28-1235 PAGE 75 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORP COM 243537107 469,526 5,040 X 28-5284 679 4361 184,550 1,981 X X 28-5284 366 1615 15,371 165 X 28-13663 165 DEERE & CO COM 244199105 21,519,373 333,272 X 28-5284 327997 5275 8,187,670 126,803 X X 28-5284 119765 7038 913,472 14,147 X 28-13605 9216 4931 1,260,084 19,515 X X 28-13605 17515 2000 124,556 1,929 X 28-13663 1677 252 188,738 2,923 X X 28-13663 2850 73 DELAWARE INVTS DIV & INCOME COM 245915103 8,313 1,250 X 28-5284 1250 DELL INC COM 24702R101 1,490,681 105,423 X 28-5284 96940 8483 1,589,209 112,391 X X 28-5284 108927 1848 1616 460,172 32,544 X 28-13605 16951 15593 84,218 5,956 X X 28-13605 5631 325 DELPHI FINL GROUP INC CL A 247131105 24,232 1,126 X 28-5284 796 330 12,912 600 X X 28-5284 300 300 172,246 8,004 X 28-13605 8004 3,486 162 X X 28-13605 162 DELTA AIR LINES INC DEL COM NEW 247361702 51,255 6,834 X 28-5284 6833 1 49,860 6,648 X X 28-5284 6648 DELTA NAT GAS INC COM 247748106 10,794 350 X X 28-5284 350 DELTIC TIMBER CORP COM 247850100 4,178 70 X 28-5284 70 DENBURY RES INC COM NEW 247916208 78,235 6,803 X 28-5284 1959 4844 303,221 26,367 X X 28-5284 6045 20322 84,065 7,310 X 28-13605 2141 5169 725 63 X X 28-13605 63 1,162 101 X 28-13663 101 DELUXE CORP COM 248019101 115,320 6,200 X 28-5284 6200 35,433 1,905 X 28-13605 1905 DEMANDTEC INC COM NEW 24802R506 116,654 17,837 X 28-5284 17837 4,081 624 X X 28-5284 624 5,167 790 X 28-13663 790 COLUMN TOTAL 37,568,959
FILE NO. 28-1235 PAGE 76 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DENDREON CORP COM 24823Q107 584,325 64,925 X 28-5284 64925 252,270 28,030 X X 28-5284 300 27730 9,000 1,000 X 28-13605 1000 53,370 5,930 X 28-13663 5930 DENTSPLY INTL INC NEW COM 249030107 138,657 4,518 X 28-5284 4226 292 356,955 11,631 X X 28-5284 11561 70 67,150 2,188 X 28-13605 649 1539 48,367 1,576 X X 28-13605 1050 526 DESCARTES SYS GROUP INC COM 249906108 61,800 10,000 X 28-5284 10000 DESTINATION MATERNITY CORP COM 25065D100 1,123,628 87,306 X 28-5284 87306 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 21,008 400 X 28-5284 400 DEVON ENERGY CORP NEW COM 25179M103 7,223,056 130,286 X 28-5284 127842 2444 3,888,174 70,133 X X 28-5284 65670 4463 2,800,829 50,520 X 28-13605 45083 5437 1,026,139 18,509 X X 28-13605 18253 240 16 44,407 801 X 28-13663 528 273 93,638 1,689 X X 28-13663 1689 DEVRY INC DEL COM 251893103 6,875 186 X 28-5284 135 51 201,432 5,450 X X 28-5284 1850 3600 210,894 5,706 X 28-13605 5009 697 370 10 X 28-13663 10 DIAGEO P L C SPON ADR NEW 25243Q205 4,454,585 58,667 X 28-5284 26002 32665 2,038,265 26,844 X X 28-5284 19264 7580 145,558 1,917 X 28-13605 1917 377,980 4,978 X X 28-13605 2778 2200 65,300 860 X 28-13663 860 379,650 5,000 X X 28-13663 5000 DIAMOND FOODS INC COM 252603105 9,975 125 X 28-5284 125 89,775 1,125 X X 28-5284 75 1050 159,600 2,000 X X 28-13605 2000 COLUMN TOTAL 25,933,032
FILE NO. 28-1235 PAGE 77 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING IN COM 25271C102 251,859 4,601 X 28-5284 4078 523 550,192 10,051 X X 28-5284 9066 985 173,909 3,177 X 28-13605 2376 801 2,901 53 X X 28-13605 53 13,466 246 X X 28-13663 246 DIAMONDROCK HOSPITALITY CO COM 252784301 17,999 2,575 X 28-5284 2575 39,186 5,606 X X 28-5284 5606 DICKS SPORTING GOODS INC COM 253393102 363,476 10,863 X 28-5284 10863 558,012 16,677 X X 28-5284 16677 DIEBOLD INC COM 253651103 161,209 5,860 X 28-5284 4738 1122 63,135 2,295 X X 28-5284 2295 13,755 500 X 28-13605 500 DIGI INTL INC COM 253798102 1,980 180 X 28-5284 180 DIGITAL RLTY TR INC COM 253868103 82,740 1,500 X 28-5284 1500 79,706 1,445 X X 28-5284 1445 DIGITAL RIV INC COM 25388B104 14,179 684 X 28-5284 684 2,322 112 X X 28-13605 112 DIME CMNTY BANCSHARES COM 253922108 2,330 230 X 28-5284 230 16,208 1,600 X X 28-5284 1600 158,646 15,661 X 28-13605 15661 DILLARDS INC CL A 254067101 9,609 221 X X 28-5284 221 274,837 6,321 X 28-13605 6321 DIREXION SHS ETF TR DLY SMCAP BEAR 25459W110 3,443 65 X 28-5284 65 DIREXION SHS ETF TR DLY FIN BEAR N 25459W144 49,478 750 X 28-5284 750 DIREXION SHS ETF TR DLY GLD MIN BL 25459W250 81,099 2,785 X 28-5284 2785 DIREXION SHS ETF TR DLY EMRGMKT BU 25459W300 2,664 200 X 28-5284 200 DIREXION SHS ETF TR DLY FIN BULL N 25459W516 164,610 15,500 X 28-5284 15500 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 85,234 5,510 X 28-5284 5510 77,345 5,000 X 28-13605 5000 COLUMN TOTAL 3,315,529
FILE NO. 28-1235 PAGE 78 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DISCOVERY LABORATORIES INC N COM NEW 254668403 1,960 1,000 X 28-5284 1000 1,305 666 X X 28-5284 666 DISNEY WALT CO COM DISNEY 254687106 34,286,793 1,136,830 X 28-5284 1120250 16580 29,978,527 993,983 X X 28-5284 921776 5499 66708 5,089,500 168,750 X 28-13605 145803 22947 2,957,942 98,075 X X 28-13605 97318 430 327 196,824 6,526 X 28-13663 4362 2164 295,387 9,794 X X 28-13663 9783 11 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1,957,971 52,046 X 28-5284 48193 3853 1,775,476 47,195 X X 28-5284 41109 6086 259,578 6,900 X 28-13605 3695 3205 1,365,192 36,289 X X 28-13605 36289 17,644 469 X 28-13663 380 89 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 821,702 23,377 X 28-5284 327 23050 458,286 13,038 X X 28-5284 3828 9210 20,492 583 X 28-13605 583 1,207,719 34,359 X X 28-13605 34359 DISH NETWORK CORP CL A 25470M109 77,855 3,108 X 28-5284 3108 120,240 4,800 X X 28-5284 4800 255,234 10,189 X 28-13605 10189 82,916 3,310 X X 28-13605 3310 DISCOVER FINL SVCS COM 254709108 2,265,921 98,776 X 28-5284 81892 16884 5,155,329 224,731 X X 28-5284 201609 23122 8,487,915 370,005 X 28-13605 255418 114587 1,069,371 46,616 X X 28-13605 45566 635 415 23,514 1,025 X 28-13663 600 425 43,815 1,910 X X 28-13663 1910 DIRECTV COM CL A 25490A101 793,197 18,765 X 28-5284 12555 6210 679,913 16,085 X X 28-5284 13017 3068 467,548 11,061 X 28-13605 4069 6992 55,162 1,305 X X 28-13605 1305 118,356 2,800 X 28-13663 2800 5,199 123 X X 28-13663 123 DR REDDYS LABS LTD ADR 256135203 119,528 4,011 X 28-5284 4011 14,155 475 X X 28-5284 475 17,880 600 X 28-13663 600 COLUMN TOTAL 100,545,346
FILE NO. 28-1235 PAGE 79 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES INC COM 25659T107 2,094,468 76,329 X 28-5284 75329 1000 737,532 26,878 X X 28-5284 25318 1560 103,806 3,783 X 28-13605 3783 174,903 6,374 X X 28-13605 6374 18,330 668 X 28-13663 668 8,232 300 X X 28-13663 300 DOLE FOOD CO INC NEW COM 256603101 4,000 400 X 28-5284 400 DOLLAR GEN CORP NEW COM 256677105 55,772 1,477 X 28-5284 1477 42,216 1,118 X X 28-5284 1118 DOLLAR TREE INC COM 256746108 39,838,852 530,195 X 28-5284 521783 8412 11,525,048 153,381 X X 28-5284 149222 360 3799 35,201,362 468,477 X 28-13605 429939 38538 6,991,627 93,048 X X 28-13605 88706 4342 411,767 5,480 X 28-13663 4480 1000 561,596 7,474 X X 28-13663 7474 DOMINION RES INC VA NEW COM 25746U109 61,884,670 1,218,922 X 28-5284 1211598 7324 50,263,265 990,019 X X 28-5284 909315 1776 78928 3,524,453 69,420 X 28-13605 62445 6975 2,957,099 58,245 X X 28-13605 54649 3596 126,214 2,486 X 28-13663 2148 338 808,258 15,920 X X 28-13663 15920 DOMINOS PIZZA INC COM 25754A201 157,996 5,798 X 28-13605 5798 DOMTAR CORP COM NEW 257559203 8,044 118 X 28-5284 118 34,971 513 X X 28-5284 213 300 DONALDSON INC COM 257651109 1,523,440 27,800 X 28-5284 27800 1,546,675 28,224 X X 28-5284 28224 42,470 775 X 28-13605 775 130,150 2,375 X X 28-13605 2375 DONEGAL GROUP INC CL A 257701201 52,832 4,388 X 28-5284 4388 DONEGAL GROUP INC CL B 257701300 8,932 616 X 28-5284 616 COLUMN TOTAL 220,838,980
FILE NO. 28-1235 PAGE 80 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DONNELLEY R R & SONS CO COM 257867101 359,326 25,448 X 28-5284 10448 15000 190,606 13,499 X X 28-5284 13499 52,710 3,733 X 28-13605 1397 2336 93,192 6,600 X X 28-13605 6500 100 32,179 2,279 X X 28-13663 2279 DORCHESTER MINERALS LP COM UNIT 25820R105 77,071 3,241 X 28-5284 3241 23,780 1,000 X X 28-5284 1000 DORMAN PRODUCTS INC COM 258278100 39,660 1,200 X X 28-5284 1200 1,256,065 38,005 X 28-13605 31466 6539 5,420 164 X X 28-13605 164 DOT HILL SYS CORP COM 25848T109 30,200 20,000 X 28-5284 20000 4,530 3,000 X X 28-5284 3000 DOUGLAS EMMETT INC COM 25960P109 14,279 835 X X 28-5284 835 DOVER CORP COM 260003108 19,793,630 424,756 X 28-5284 414003 10753 8,569,600 183,897 X X 28-5284 175028 8869 23,725,225 509,125 X 28-13605 498413 10712 6,295,660 135,100 X X 28-13605 128505 6595 146,743 3,149 X 28-13663 2051 1098 29,125 625 X X 28-13663 625 DOW CHEM CO COM 260543103 9,723,361 432,919 X 28-5284 381385 51534 10,262,378 456,918 X X 28-5284 420932 35986 1,175,983 52,359 X 28-13605 38572 13787 1,064,290 47,386 X X 28-13605 45084 2302 234,662 10,448 X 28-13663 6000 4448 72,995 3,250 X X 28-13663 3250 DOW 30 PREMIUM & DIV INC FD COM 260582101 25,523 2,050 X 28-5284 2050 DR PEPPER SNAPPLE GROUP INC COM 26138E109 106,451 2,745 X 28-5284 2316 429 496,811 12,811 X X 28-5284 7341 5470 142,749 3,681 X 28-13605 1084 2597 DRDGOLD LIMITED SPON ADR NEW 26152H301 5,141 1,012 X 28-5284 1012 DREAMWORKS ANIMATION SKG INC CL A 26153C103 9,999 550 X X 28-5284 550 COLUMN TOTAL 84,059,344
FILE NO. 28-1235 PAGE 81 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DRESSER-RAND GROUP INC COM 261608103 62,295 1,537 X 28-5284 1537 170,956 4,218 X X 28-5284 2118 2100 105,378 2,600 X X 28-13605 2600 DREW INDS INC COM NEW 26168L205 53,946 2,700 X X 28-5284 2700 DREYFUS STRATEGIC MUNS INC COM 261932107 62,161 7,313 X 28-5284 7313 1,046 123 X X 28-13605 123 DREYFUS STRATEGIC MUN BD FD COM 26202F107 35,952 4,200 X X 28-5284 4200 DRIL-QUIP INC COM 262037104 109,437 2,030 X 28-5284 350 1680 DU PONT E I DE NEMOURS & CO COM 263534109 72,424,241 1,811,965 X 28-5284 1786345 25620 59,183,899 1,480,708 X X 28-5284 1429924 2950 47834 31,576,180 789,997 X 28-13605 736851 53146 12,681,602 317,278 X X 28-13605 308277 605 8396 5,121,276 128,128 X 28-13663 125616 2512 6,876,439 172,040 X X 28-13663 172040 DUCOMMUN INC DEL COM 264147109 20,792 1,388 X X 28-5284 1388 71,859 4,797 X 28-13605 4797 DUFF & PHELPS UTIL CORP BD T COM 26432K108 10,368 900 X X 28-5284 900 DUFF & PHELPS CORP NEW CL A 26433B107 5,010 470 X 28-5284 470 14,924 1,400 X X 28-5284 1400 DUKE ENERGY CORP NEW COM 26441C105 8,759,258 438,182 X 28-5284 420876 17306 9,402,237 470,347 X X 28-5284 433425 36922 913,023 45,674 X 28-13605 29639 16035 795,362 39,788 X X 28-13605 39788 29,545 1,478 X 28-13663 1200 278 41,659 2,084 X X 28-13663 584 1500 DUKE REALTY CORP COM NEW 264411505 190,071 18,102 X 28-5284 17382 720 389,120 37,059 X X 28-5284 35559 1500 10,500 1,000 X 28-13605 1000 4,200 400 X 28-13663 400 COLUMN TOTAL 209,122,736
FILE NO. 28-1235 PAGE 82 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- DUN & BRADSTREET CORP DEL NE COM 26483E100 858,253 14,010 X 28-5284 13410 600 408,604 6,670 X X 28-5284 6470 100 100 48,640 794 X 28-13605 221 573 11,211 183 X X 28-13605 183 DUNKIN BRANDS GROUP INC COM 265504100 74,790 2,700 X 28-5284 2700 2,770 100 X X 28-5284 100 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 0 230 X 28-5284 230 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 512 26 X 28-5284 26 1,556 79 X 28-13605 79 DURECT CORP COM 266605104 16,100 10,000 X X 28-5284 10000 DYAX CORP COM 26746E103 25,200 20,000 X 28-5284 20000 DYNAVAX TECHNOLOGIES CORP COM 268158102 9,300 5,000 X 28-5284 5000 DYNEGY INC DEL COM 26817G300 41 10 X 28-5284 10 ECA MARCELLUS TR I COM UNIT 26827L109 12,565 500 X 28-5284 500 40,208 1,600 X X 28-5284 1600 EGA EMERGING GLOBAL SHS TR EGSHARE FINL G 268461506 3,689 220 X 28-5284 220 EGA EMERGING GLOBAL SHS TR EGS CHIN INF E 268461837 40,833 3,000 X 28-5284 3000 E M C CORP MASS NOTE 1.750%12 268648AK8 261,500 2,000 X X 28-5284 2000 E M C CORP MASS NOTE 1.750%12 268648AM4 564,500 4,000 X 28-5284 4000 282,250 2,000 X X 28-5284 2000 564,500 4,000 X 28-13605 4000 E M C CORP MASS COM 268648102 37,863,000 1,803,859 X 28-5284 1744122 59737 15,297,785 728,813 X X 28-5284 684057 2000 42756 32,831,571 1,564,153 X 28-13605 1444769 119384 6,534,607 311,320 X X 28-13605 295454 15866 247,976 11,814 X 28-13663 9432 2382 142,564 6,792 X X 28-13663 6500 292 COLUMN TOTAL 96,144,525
FILE NO. 28-1235 PAGE 83 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ENI S P A SPONSORED ADR 26874R108 379,790 10,811 X 28-5284 10811 67,169 1,912 X X 28-5284 1012 900 27,647 787 X 28-13663 787 EOG RES INC COM 26875P101 8,256,049 116,266 X 28-5284 107762 8504 5,271,285 74,233 X X 28-5284 69987 4246 355,618 5,008 X 28-13605 1826 3182 2,130 30 X X 28-13605 30 60,359 850 X 28-13663 200 650 7,101 100 X X 28-13663 100 EPIQ SYS INC COM 26882D109 214,639 17,130 X 28-13605 17130 EQT CORP COM 26884L109 90,779,074 1,701,257 X 28-5284 545326 1155931 35,654,832 668,194 X X 28-5284 653225 1500 13469 26,807,957 502,398 X 28-13605 490492 11906 6,787,926 127,210 X X 28-13605 122444 4766 34,417 645 X 28-13663 645 26,680 500 X X 28-13663 500 ETFS PLATINUM TR SH BEN INT 26922V101 213,454 1,420 X 28-5284 1420 22,548 150 X X 28-5284 150 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 46,175 510 X 28-5284 510 ETFS SILVER TR SILVER SHS 26922X107 16,236 550 X 28-5284 550 82,656 2,800 X X 28-5284 2800 ETFS GOLD TR SHS 26922Y105 221,780 1,377 X 28-5284 1377 20,133 125 X X 28-5284 125 ETFS PALLADIUM TR SH BEN INT 26923A106 30,000 500 X 28-5284 500 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 9,900 200 X 28-5284 200 E TRADE FINANCIAL CORP COM NEW 269246401 61,820 6,786 X 28-5284 5000 1786 12,544 1,377 X X 28-5284 1188 189 47,600 5,225 X 28-13605 1558 3667 1,631 179 X 28-13663 179 EV ENERGY PARTNERS LP COM UNITS 26926V107 86,016 1,200 X 28-5284 1200 COLUMN TOTAL 175,605,166
FILE NO. 28-1235 PAGE 84 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EXCO RESOURCES INC COM 269279402 174,747 16,301 X 28-5284 16301 18,224 1,700 X 28-13605 1700 EAGLE MATERIALS INC COM 26969P108 2,564 154 X X 28-5284 154 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 7,283 750 X 28-5284 750 214,688 22,110 X 28-13605 22110 EAST WEST BANCORP INC COM 27579R104 392,759 26,342 X 28-5284 1800 24542 167,916 11,262 X X 28-5284 776 10486 1,566 105 X X 28-13605 105 15,670 1,051 X 28-13663 1051 EASTERN AMERN NAT GAS TR UNIT 99/99/999 276217106 5,738 250 X 28-5284 250 68,850 3,000 X X 28-5284 3000 EASTGROUP PPTY INC COM 277276101 22,884 600 X 28-5284 600 EASTMAN CHEM CO COM 277432100 1,468,529 21,429 X 28-5284 20455 974 549,953 8,025 X X 28-5284 6454 1571 7,295,909 106,463 X 28-13605 85858 20605 909,599 13,273 X X 28-13605 13273 3,289 48 X 28-13663 48 EASTMAN KODAK CO COM 277461109 3,409 4,370 X 28-5284 4370 6,084 7,800 X X 28-5284 7800 15,944 20,441 X X 28-13605 20441 EATON CORP COM 278058102 21,394,288 602,656 X 28-5284 589124 13532 9,441,864 265,968 X X 28-5284 255593 1200 9175 23,630,717 665,654 X 28-13605 617713 47941 5,268,413 148,406 X X 28-13605 142992 380 5034 221,627 6,243 X 28-13663 6215 28 250,985 7,070 X X 28-13663 7070 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 19,466 1,488 X 28-5284 1488 EATON VANCE SR INCOME TR SH BEN INT 27826S103 19,340 3,065 X X 28-5284 3065 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 348,224 27,205 X X 28-5284 27205 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 72,958 5,990 X 28-5284 5990 COLUMN TOTAL 72,013,487
FILE NO. 28-1235 PAGE 85 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EATON VANCE CORP COM NON VTG 278265103 100,928 4,532 X 28-5284 3292 1240 42,090 1,890 X X 28-5284 1890 3,452 155 X X 28-13605 155 EATON VANCE MUN BD FD II COM 27827K109 365,200 27,500 X 28-5284 27500 EATON VANCE MUN BD FD COM 27827X101 377,416 30,560 X 28-5284 30560 8,336 675 X X 28-5284 675 EATON VANCE ENHANCED EQ INC COM 278274105 11,736 1,200 X 28-5284 1200 EATON VANCE ENH EQTY INC FD COM 278277108 34,214 3,470 X 28-5284 3470 8,006 812 X X 28-5284 812 EATON VANCE TAX ADVT DIV INC COM 27828G107 177,710 13,000 X X 28-5284 13000 EATON VANCE LTD DUR INCOME F COM 27828H105 38,116 2,600 X 28-5284 2600 14,660 1,000 X X 28-5284 1000 EATON VANCE TX MGD DIV EQ IN COM 27828N102 51,146 5,996 X 28-5284 5996 41,029 4,810 X X 28-5284 4810 EATON VANCE SR FLTNG RTE TR COM 27828Q105 28,917 2,035 X 28-5284 2035 4,263 300 X X 28-13605 300 EATON VANCE TX ADV GLBL DIV COM 27828S101 158,340 13,000 X X 28-5284 13000 EATON VANCE TX ADV GLB DIV O COM 27828U106 9,804 600 X X 28-5284 600 EATON VANCE PA MUN BD FD COM 27828W102 3,258 250 X 28-5284 250 156,360 12,000 X X 28-5284 12000 EATON VANCE TAX MNGED BUY WR COM 27828X100 14,525 1,250 X 28-5284 1250 11,620 1,000 X X 28-5284 1000 EATON VANCE TX MNG BY WRT OP COM 27828Y108 10,920 1,000 X 28-5284 1000 4,368 400 X X 28-5284 400 EATON VANCE TXMGD GL BUYWR O COM 27829C105 97,161 9,955 X 28-5284 9955 248,880 25,500 X X 28-5284 25500 EATON VANCE TAX MNGD GBL DV COM 27829F108 31,392 3,924 X 28-5284 3924 140,000 17,500 X X 28-5284 17500 COLUMN TOTAL 2,193,847
FILE NO. 28-1235 PAGE 86 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EATON VANCE RISK MNGD DIV EQ COM 27829G106 17,520 1,600 X 28-5284 1600 32,850 3,000 X X 28-5284 3000 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 18,216 1,100 X X 28-5284 1100 EBAY INC COM 278642103 16,332,004 553,815 X 28-5284 537462 16353 4,067,143 137,916 X X 28-5284 115828 22088 24,042,047 815,261 X 28-13605 725658 89603 4,474,842 151,741 X X 28-13605 145434 6307 154,646 5,244 X 28-13663 4980 264 5,898 200 X X 28-13663 200 EBIX INC COM NEW 278715206 4,410 300 X 28-5284 300 ECHOSTAR CORP CL A 278768106 610 27 X 28-5284 27 3,618 160 X X 28-5284 160 ECOLAB INC COM 278865100 2,899,079 59,298 X 28-5284 28728 30570 4,391,446 89,823 X X 28-5284 66413 23410 224,552 4,593 X 28-13605 1224 3369 104,869 2,145 X X 28-13605 2145 2,933 60 X 28-13663 60 EDISON INTL COM 281020107 415,433 10,861 X 28-5284 9838 1023 180,158 4,710 X X 28-5284 4358 352 2,877,165 75,220 X 28-13605 71233 3987 181,305 4,740 X X 28-13605 4740 3,557 93 X 28-13663 93 EDUCATION MGMT CORP NEW COM 28140M103 4,452 300 X 28-5284 300 4,318 291 X X 28-5284 291 122,148 8,231 X 28-13605 8231 EDWARDS LIFESCIENCES CORP COM 28176E108 841,175 11,801 X 28-5284 10999 802 447,496 6,278 X X 28-5284 5445 833 131,583 1,846 X 28-13605 545 1301 4,277 60 X X 28-13605 60 42,768 600 X 28-13663 600 8X8 INC NEW COM 282914100 406 100 X 28-5284 100 COLUMN TOTAL 62,032,924
FILE NO. 28-1235 PAGE 87 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EL PASO CORP COM 28336L109 309,990 17,734 X 28-5284 16544 1190 263,808 15,092 X X 28-5284 15063 29 226,576 12,962 X 28-13605 3592 9370 46,305 2,649 X X 28-13605 2649 4,003 229 X 28-13663 229 EL PASO ELEC CO COM NEW 283677854 171,136 5,333 X 28-5284 500 4833 593,344 18,490 X 28-13605 18490 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 23,494 525 X 28-5284 525 11,188 250 X X 28-5284 250 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2,022,499 57,020 X 28-5284 57020 700,533 19,750 X X 28-5284 15275 4475 13,479 380 X 28-13663 380 ELAN PLC ADR 284131208 25,272 2,400 X 28-5284 2400 36,329 3,450 X X 28-5284 3450 21,060 2,000 X 28-13605 2000 ELDORADO GOLD CORP NEW COM 284902103 37,828 2,207 X 28-5284 2207 5,142 300 X X 28-5284 300 ELECTRO SCIENTIFIC INDS COM 285229100 1,902 160 X 28-5284 160 ELECTRONIC ARTS INC COM 285512109 136,933 6,696 X 28-5284 5696 1000 120,900 5,912 X X 28-5284 5385 527 108,467 5,304 X 28-13605 1554 3750 50,307 2,460 X X 28-13605 2460 ELECTRONICS FOR IMAGING INC COM 286082102 1,374 102 X X 28-5284 102 ELIZABETH ARDEN INC COM 28660G106 57,733 2,030 X 28-5284 2030 163,103 5,735 X 28-13605 5735 ELLIS PERRY INTL INC COM 288853104 602 32 X 28-13605 32 ELSTER GROUP SE SPONSORED ADR 290348101 145,015 9,700 X X 28-5284 9700 144,103 9,639 X 28-13605 9639 EMBRAER S A SP ADR REP 4 C 29082A107 15,831 624 X 28-5284 436 188 108,761 4,287 X X 28-5284 2087 2200 COLUMN TOTAL 5,567,017
FILE NO. 28-1235 PAGE 88 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EMCOR GROUP INC COM 29084Q100 8,335 410 X 28-5284 410 24,396 1,200 X X 28-5284 500 700 6,607 325 X X 28-13605 325 EMDEON INC CL A 29084T104 4,190 223 X X 28-5284 223 EMCORE CORP COM 290846104 693 700 X 28-5284 700 EMERGENT BIOSOLUTIONS INC COM 29089Q105 3,086 200 X X 28-5284 200 EMERSON ELEC CO COM 291011104 58,101,730 1,406,481 X 28-5284 1390758 15723 66,465,105 1,608,935 X X 28-5284 1516215 92720 5,366,623 129,911 X 28-13605 120574 9337 3,886,486 94,081 X X 28-13605 88801 5280 838,015 20,286 X 28-13663 20024 262 1,718,496 41,600 X X 28-13663 41600 EMPIRE DIST ELEC CO COM 291641108 43,663 2,253 X 28-5284 2253 3,682 190 X X 28-5284 190 1,938 100 X X 28-13605 100 EMULEX CORP COM NEW 292475209 1,920 300 X X 28-5284 300 ENBRIDGE INC COM 29250N105 73,343 2,297 X 28-5284 2297 584,319 18,300 X X 28-5284 6600 11700 119,738 3,750 X X 28-13605 3750 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 2,477,794 90,200 X 28-5284 90200 9,927,933 361,410 X X 28-5284 361410 63,730 2,320 X 28-13605 2320 104,496 3,804 X X 28-13605 3804 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1,240,706 45,133 X X 28-5284 45133 ENCANA CORP COM 292505104 149,550 7,785 X 28-5284 7785 76,091 3,961 X X 28-5284 2811 1150 2,882 150 X 28-13605 150 225,871 11,758 X X 28-13605 7308 4450 ENCORE CAP GROUP INC COM 292554102 10,925 500 X X 28-5284 500 140,321 6,422 X 28-13605 6422 COLUMN TOTAL 151,672,664
FILE NO. 28-1235 PAGE 89 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ENCORE WIRE CORP COM 292562105 39,925 1,940 X 28-5284 1940 193,452 9,400 X X 28-5284 9400 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 9,360 500 X 28-5284 500 93,600 5,000 X X 28-5284 5000 ENDEAVOUR SILVER CORP COM 29258Y103 4,490 500 X 28-5284 500 8,980 1,000 X X 28-5284 1000 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 287,429 10,269 X 28-5284 510 9759 328,463 11,735 X X 28-5284 1650 10085 4,059 145 X 28-13605 145 15,395 550 X 28-13663 550 ENERGEN CORP COM 29265N108 518,076 12,670 X 28-5284 12670 229,761 5,619 X X 28-5284 5319 300 6,134 150 X 28-13663 150 ENERGIZER HLDGS INC COM 29266R108 446,610 6,722 X 28-5284 6322 400 421,761 6,348 X X 28-5284 6123 225 2,552,425 38,417 X 28-13605 38417 135,205 2,035 X X 28-13605 2035 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 7,808,140 190,396 X 28-5284 190296 100 2,028,724 49,469 X X 28-5284 49469 475,716 11,600 X 28-13605 11300 300 335,257 8,175 X X 28-13605 7875 300 41,010 1,000 X 28-13663 1000 82,020 2,000 X X 28-13663 2000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 542,568 15,600 X 28-5284 15600 2,829,701 81,360 X X 28-5284 80270 1090 173,900 5,000 X X 28-13605 5000 ENERSIS S A SPONSORED ADR 29274F104 1,285 76 X 28-5284 76 ENERSYS COM 29275Y102 16,897 844 X 28-5284 844 1,629,087 81,373 X 28-13605 67033 14340 9,309 465 X X 28-13605 465 ENERNOC INC COM 292764107 57,600 6,400 X X 28-5284 6400 COLUMN TOTAL 21,326,339
FILE NO. 28-1235 PAGE 90 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ENERPLUS CORP COM 292766102 165,645 6,750 X 28-5284 6750 156,663 6,384 X X 28-5284 6384 16,270 663 X 28-13605 663 14,111 575 X X 28-13605 575 ENNIS INC COM 293389102 11,101 850 X X 28-5284 850 ENPRO INDS INC COM 29355X107 3,710 125 X X 28-5284 125 ENSCO PLC SPONSORED ADR 29358Q109 133,338 3,298 X 28-5284 2409 889 86,722 2,145 X X 28-5284 2145 352,428 8,717 X 28-13605 8705 12 117,651 2,910 X X 28-13605 2910 13,867 343 X 28-13663 343 ENTEGRIS INC COM 29362U104 38,280 6,000 X X 28-5284 6000 2,074 325 X 28-13605 325 ENTERGY CORP NEW COM 29364G103 3,022,824 45,600 X 28-5284 44879 721 3,252,784 49,069 X X 28-5284 47170 1899 201,654 3,042 X 28-13605 1020 2022 26,516 400 X X 28-13605 400 23,202 350 X 28-13663 350 48,988 739 X X 28-13663 739 ENTERPRISE PRODS PARTNERS L COM 293792107 19,582,881 487,743 X 28-5284 485613 2130 19,542,571 486,739 X X 28-5284 467477 19262 3,074,245 76,569 X 28-13605 76387 182 1,520,601 37,873 X X 28-13605 36538 315 1020 197,538 4,920 X 28-13663 4670 250 120,450 3,000 X X 28-13663 3000 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 50,674 1,300 X X 28-5284 1300 37,031 950 X 28-13605 950 10,720 275 X X 28-13605 275 ENTROPIC COMMUNICATIONS INC COM 29384R105 37,851 9,165 X 28-13605 9165 ENZON PHARMACEUTICALS INC COM 293904108 14,080 2,000 X 28-5284 2000 ENZO BIOCHEM INC COM 294100102 640 249 X 28-5284 249 10,280 4,000 X X 28-5284 4000 COLUMN TOTAL 51,887,390
FILE NO. 28-1235 PAGE 91 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EPLUS INC COM 294268107 159,442 6,463 X 28-13605 6463 EQUIFAX INC COM 294429105 184,040 5,987 X 28-5284 5485 502 91,175 2,966 X X 28-5284 1466 1500 60,250 1,960 X 28-13605 578 1382 338 11 X X 28-13663 11 EQUINIX INC COM NEW 29444U502 15,368 173 X 28-5284 173 146,125 1,645 X X 28-5284 1645 5,152 58 X X 28-13605 58 EQUITY LIFESTYLE PPTYS INC COM 29472R108 277,322 4,423 X 28-13605 4423 EQUITY ONE COM 294752100 33,306 2,100 X X 28-5284 2100 3,172 200 X X 28-13605 200 EQUITY RESIDENTIAL SH BEN INT 29476L107 15,639,531 301,514 X 28-5284 295947 5567 6,654,143 128,285 X X 28-5284 123893 4392 21,354,049 411,684 X 28-13605 353014 58670 3,767,629 72,636 X X 28-13605 69306 3330 82,421 1,589 X 28-13663 1476 113 28,995 559 X X 28-13663 475 84 ERICSSON L M TEL CO ADR B SEK 10 294821608 89,092 9,329 X 28-5284 9329 237,805 24,901 X X 28-5284 2501 22400 61,120 6,400 X 28-13605 6400 2,626 275 X X 28-13605 275 ERIE INDTY CO CL A 29530P102 340,636,232 4,785,561 X 28-5284 4785561 572,002 8,036 X X 28-5284 8036 ESCO TECHNOLOGIES INC COM 296315104 324,437 12,723 X 28-5284 1637 11086 9,563 375 X X 28-5284 375 12,113 475 X 28-13663 475 ESSA BANCORP INC COM 29667D104 157,650 15,000 X 28-5284 15000 ESSEX PPTY TR INC COM 297178105 32,891 274 X X 28-5284 274 ESTERLINE TECHNOLOGIES CORP COM 297425100 2,355,350 45,435 X 28-13605 39308 6127 130,378 2,515 X X 28-13605 2515 COLUMN TOTAL 393,123,717
FILE NO. 28-1235 PAGE 92 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 4,558 78 X 28-5284 78 292 5 X X 28-5284 5 ETHAN ALLEN INTERIORS INC COM 297602104 2,314 170 X 28-5284 170 EXACT SCIENCES CORP COM 30063P105 4,164 628 X 28-5284 628 EXAR CORP COM 300645108 1,827 320 X 28-5284 320 805 141 X X 28-5284 141 EXAMWORKS GROUP INC COM 30066A105 5,090 500 X X 28-5284 500 EXELON CORP COM 30161N101 11,851,077 278,129 X 28-5284 271095 7034 12,802,558 300,459 X X 28-5284 288799 2000 9660 5,373,121 126,100 X 28-13605 118101 7999 792,461 18,598 X X 28-13605 15598 3000 40,863 959 X 28-13663 800 159 195,026 4,577 X X 28-13663 4577 EXELIXIS INC COM 30161Q104 5,460 1,000 X 28-5284 1000 EXIDE TECHNOLOGIES COM NEW 302051206 32,000 8,000 X X 28-5284 8000 EXLSERVICE HOLDINGS INC COM 302081104 6,688 304 X 28-13605 304 EXPEDIA INC DEL COM 30212P105 66,384 2,578 X 28-5284 2253 325 71,534 2,778 X X 28-5284 2690 88 83,430 3,240 X 28-13605 1071 2169 2,446 95 X X 28-13605 95 4,532 176 X 28-13663 176 EXPEDITORS INTL WASH INC COM 302130109 190,950 4,709 X 28-5284 466 4243 1,713,643 42,260 X X 28-5284 14017 28243 243,300 6,000 X 28-13605 3110 2890 247,355 6,100 X X 28-13605 6100 649 16 X 28-13663 16 EXPONENT INC COM 30214U102 106,301 2,572 X 28-13605 2572 COLUMN TOTAL 33,848,828
FILE NO. 28-1235 PAGE 93 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS INC COM 302182100 2,149,578 57,987 X 28-5284 45406 12581 1,369,885 36,954 X X 28-5284 33231 125 3598 902,321 24,341 X 28-13605 17996 6345 83,408 2,250 X X 28-13605 2250 119,365 3,220 X 28-13663 1300 1920 4,300 116 X X 28-13663 116 EXPRESS INC COM 30219E103 463,931 22,865 X 28-13605 22865 EXTRA SPACE STORAGE INC COM 30225T102 652 35 X 28-5284 35 307,730 16,518 X 28-13605 16518 EXTREME NETWORKS INC COM 30226D106 2,650 1,000 X 28-5284 1000 EZCORP INC CL A NON VTG 302301106 371 13 X 28-5284 13 266,478 9,337 X 28-13605 9337 EXXON MOBIL CORP COM 30231G102 536,275,952 7,383,670 X 28-5284 7287406 96264 591,647,757 8,146,052 X X 28-5284 7438485 8970 698597 121,866,676 1,677,911 X 28-13605 1575510 102401 67,618,966 931,006 X X 28-13605 896606 225 34175 3,949,256 54,375 X 28-13663 51419 2956 41,264,444 568,146 X X 28-13663 567274 872 FBL FINL GROUP INC CL A 30239F106 23,958 900 X 28-5284 900 FEI CO COM 30241L109 749 25 X 28-5284 25 66,182 2,209 X 28-13605 2209 FLIR SYS INC COM 302445101 82,415 3,290 X 28-5284 3092 198 25,651 1,024 X X 28-5284 1024 63,076 2,518 X 28-13605 748 1770 357,188 14,259 X X 28-13605 259 14000 FMC TECHNOLOGIES INC COM 30249U101 2,210,993 58,803 X 28-5284 29168 29635 613,519 16,317 X X 28-5284 8067 210 8040 264,215 7,027 X 28-13605 4368 2659 315,652 8,395 X X 28-13605 8000 395 35,532 945 X 28-13663 945 COLUMN TOTAL 1,372,352,850
FILE NO. 28-1235 PAGE 94 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- F M C CORP COM NEW 302491303 2,343,556 33,886 X 28-5284 19984 13902 1,388,456 20,076 X X 28-5284 11831 8245 1,431,335 20,696 X 28-13605 19761 935 540,900 7,821 X X 28-13605 7624 185 12 102,841 1,487 X 28-13663 100 1387 25,589 370 X X 28-13663 370 FNB CORP PA COM 302520101 1,547,159 180,532 X 28-5284 180532 522,110 60,923 X X 28-5284 27385 33538 342,800 40,000 X 28-13663 40000 FXCM INC COM CL A 302693106 102,486 7,310 X X 28-5284 7310 FX ENERGY INC COM 302695101 24,780 6,000 X 28-5284 6000 FTI CONSULTING INC COM 302941109 20,393 554 X 28-5284 554 12,626 343 X X 28-5284 343 102,626 2,788 X 28-13605 2788 14,798 402 X X 28-13605 402 FACTSET RESH SYS INC COM 303075105 1,085,523 12,201 X 28-5284 12201 1,416,491 15,921 X X 28-5284 15921 387,464 4,355 X 28-13605 4355 122,779 1,380 X X 28-13605 1380 8,897 100 X 28-13663 100 FAIR ISAAC CORP COM 303250104 133,447 6,113 X 28-5284 6113 16,373 750 X X 28-5284 750 8,732 400 X X 28-13605 400 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 6,480 600 X 28-5284 600 6,901 639 X X 28-5284 639 FAMILY DLR STORES INC COM 307000109 1,000,569 19,673 X 28-5284 16492 3181 1,613,584 31,726 X X 28-5284 20787 10939 111,129 2,185 X 28-13605 748 1437 10,935 215 X X 28-13605 215 305 6 X 28-13663 6 3,662 72 X X 28-13663 72 FARMERS CAP BK CORP COM 309562106 10,775 2,500 X 28-5284 2500 COLUMN TOTAL 14,466,501
FILE NO. 28-1235 PAGE 95 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FASTENAL CO COM 311900104 506,455 15,218 X 28-5284 14667 551 3,341,811 100,415 X X 28-5284 57635 42780 832,000 25,000 X 28-13605 20282 4718 1,639,373 49,260 X X 28-13605 49260 3,328 100 X 28-13663 100 FAUQUIER BANKSHARES INC VA COM 312059108 22,760 2,000 X X 28-5284 2000 130,870 11,500 X X 28-13605 11500 FEDERAL AGRIC MTG CORP CL C 313148306 86,320 4,536 X 28-13605 4536 FEDERAL MOGUL CORP COM 313549404 870 59 X X 28-5284 59 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 742,102 9,005 X 28-5284 9005 2,243,612 27,225 X X 28-5284 26725 500 41,205 500 X 28-13605 500 16,482 200 X X 28-13605 200 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 15,000 1,000 X X 28-5284 1000 FEDERATED INVS INC PA CL B 314211103 3,257,670 185,834 X 28-5284 179409 6425 1,773,843 101,189 X X 28-5284 95111 6078 1,626,206 92,767 X 28-13605 90685 2082 597,370 34,077 X X 28-13605 33276 755 46 7,889 450 X 28-13663 450 26,207 1,495 X X 28-13663 1495 FEDEX CORP COM 31428X106 4,023,305 59,446 X 28-5284 53567 5879 1,530,651 22,616 X X 28-5284 21537 1079 628,003 9,279 X 28-13605 5521 3758 91,909 1,358 X X 28-13605 1038 320 13,536 200 X 28-13663 200 18,071 267 X X 28-13663 200 67 FEDFIRST FINL CORP NEW COM 31429C101 465,743 34,423 X 28-5284 24423 10000 FEMALE HEALTH CO COM 314462102 1,224 300 X 28-5284 300 1,020 250 X X 28-5284 250 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 25,805 1,300 X 28-5284 1300 11,910 600 X X 28-5284 600 136,092 6,856 X 28-13605 6856 COLUMN TOTAL 23,858,642
FILE NO. 28-1235 PAGE 96 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FERRO CORP COM 315405100 36,900 6,000 X 28-5284 6000 18,450 3,000 X X 28-5284 1000 2000 F5 NETWORKS INC COM 315616102 455,857 6,416 X 28-5284 43 6373 357,666 5,034 X X 28-5284 1019 4015 124,622 1,754 X 28-13605 788 966 14,778 208 X X 28-13605 13 195 33,394 470 X 28-13663 470 FIBERTOWER CORP COM NEW 31567R209 2,171 2,290 X X 28-5284 2290 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 151 20 X 28-5284 20 2,544 336 X X 28-5284 336 FIDELITY BANCORP INC COM 315831107 13,205 1,426 X 28-5284 1426 FIDELITY NATL INFORMATION SV COM 31620M106 372,291 15,308 X 28-5284 4776 10532 2,840,600 116,801 X X 28-5284 92307 24494 104,600 4,301 X 28-13605 1272 3029 40,785 1,677 X 28-13663 1677 FIDELITY NATIONAL FINANCIAL CL A 31620R105 2,663,149 175,438 X X 28-5284 175438 33,396 2,200 X 28-13605 2200 10,247 675 X X 28-13605 675 FIFTH THIRD BANCORP COM 316773100 1,045,431 103,508 X 28-5284 87724 15784 725,756 71,857 X X 28-5284 53175 18682 157,368 15,581 X 28-13605 4994 10587 5,050 500 X X 28-13605 500 FIFTH STREET FINANCE CORP COM 31678A103 49,023 5,260 X 28-5284 5260 18,640 2,000 X X 28-5284 2000 FINISAR CORP COM NEW 31787A507 9,154,793 521,938 X 28-5284 521938 1,102,810 62,874 X 28-13605 51777 11097 4,876 278 X X 28-13605 278 FINISH LINE INC CL A 317923100 75,962 3,800 X X 28-5284 3800 FIRST AMERN FINL CORP COM 31847R102 366,733 28,651 X X 28-5284 28651 FIRST BUSEY CORP COM 319383105 135,342 31,113 X 28-13605 31113 COLUMN TOTAL 19,966,590
FILE NO. 28-1235 PAGE 97 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FIRST CASH FINL SVCS INC COM 31942D107 143,972 3,432 X 28-5284 1533 1899 58,730 1,400 X X 28-5284 1400 372,894 8,889 X 28-13605 8889 FIRST CTZNS BANCSHARES INC N CL A 31946M103 7,177 50 X 28-5284 50 66,890 466 X X 28-5284 16 450 FIRST CLOVER LEAF FIN CORP COM 31969M105 15,625 2,500 X 28-5284 2500 FIRST COMWLTH FINL CORP PA COM 319829107 346,723 93,709 X 28-5284 93709 54,856 14,826 X X 28-5284 12476 2350 FIRST CMNTY BANCSHARES INC N COM 31983A103 25,500 2,500 X X 28-5284 2500 FIRST FINL BANCORP OH COM 320209109 13,800 1,000 X 28-5284 1000 FIRST HORIZON NATL CORP COM 320517105 33,388 5,602 X 28-5284 1124 4478 34,586 5,803 X X 28-5284 5303 500 22,839 3,832 X 28-13605 1208 2624 3,397 570 X 28-13663 570 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 8,000 1,000 X 28-5284 1000 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 14,994 1,400 X 28-5284 1400 FIRST MAJESTIC SILVER CORP COM 32076V103 7,605 500 X 28-5284 500 FIRST MIDWEST BANCORP DEL COM 320867104 23,871 3,261 X 28-5284 2761 500 FIRST NIAGARA FINL GP INC COM 33582V108 2,542,602 277,880 X 28-5284 277653 227 2,832,447 309,557 X X 28-5284 279723 29834 1,883,692 205,868 X 28-13605 204423 1445 618,192 67,562 X X 28-13605 65504 1940 118 22,875 2,500 X X 28-13663 2500 FIRST POTOMAC RLTY TR COM 33610F109 31,624 2,536 X 28-5284 2536 54,868 4,400 X X 28-5284 4400 1,796 144 X X 28-13605 144 FIRST REP BK SAN FRAN CALI N COM 33616C100 5,929 256 X X 28-5284 256 COLUMN TOTAL 9,248,872
FILE NO. 28-1235 PAGE 98 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FIRST SOLAR INC COM 336433107 104,297 1,650 X 28-5284 1650 125,598 1,987 X X 28-5284 1437 550 55,435 877 X 28-13605 261 616 1ST SOURCE CORP COM 336901103 2,047,881 98,314 X 28-5284 98314 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 9,672 600 X X 28-5284 600 FIRST TR ENHANCED EQTY INC F COM 337318109 8,160 800 X X 28-5284 800 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 175,980 6,000 X 28-5284 6000 FIRST TR VALUE LINE DIVID IN SHS 33734H106 98,301 6,800 X 28-5284 6800 FIRST TR ISE REVERE NAT GAS COM 33734J102 805,792 50,935 X 28-5284 50935 28,682 1,813 X X 28-5284 1813 181,930 11,500 X 28-13605 11500 31,640 2,000 X X 28-13605 2000 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 7,683 300 X 28-5284 300 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 23,910 1,500 X 28-5284 1500 271,777 17,050 X X 28-5284 17050 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 645 80 X 28-13605 80 FIRSTSERVICE CORP SUB VTG SH 33761N109 1,170,209 45,498 X 28-13605 38256 7242 6,327 246 X X 28-13605 246 FIRSTCITY FINL CORP COM 33761X107 33,200 5,000 X 28-5284 5000 FISERV INC COM 337738108 260,298 5,127 X 28-5284 3513 1614 1,400,338 27,582 X X 28-5284 25433 2149 134,134 2,642 X 28-13605 692 1950 52,039 1,025 X X 28-13605 1025 3,351 66 X 28-13663 66 FIRSTMERIT CORP COM 337915102 214,397 18,873 X 28-5284 10046 8827 138,285 12,173 X X 28-5284 12173 COLUMN TOTAL 7,389,961
FILE NO. 28-1235 PAGE 99 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP COM 337932107 3,268,280 72,774 X 28-5284 68299 4475 2,743,462 61,088 X X 28-5284 59069 480 1539 458,756 10,215 X 28-13605 4973 5242 109,625 2,441 X X 28-13605 2441 2,470 55 X 28-13663 55 1,572 35 X X 28-13663 35 FIVE STAR QUALITY CARE INC COM 33832D106 63 25 X 28-5284 25 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 3,312 207 X 28-5284 207 FLAHERTY & CRMRN CLYMRE T R COM 338479108 33,098 1,900 X X 28-5284 1900 FLAHERTY & CRUMRINE PFD INC COM 338480106 12,042 900 X X 28-5284 900 FLUOR CORP NEW COM 343412102 723,434 15,541 X 28-5284 14889 652 1,138,892 24,466 X X 28-5284 23252 1214 356,713 7,663 X 28-13605 5686 1977 53,998 1,160 X X 28-13605 1010 150 49,017 1,053 X 28-13663 1000 53 2,281 49 X X 28-13663 49 FLOW INTL CORP COM 343468104 4,420 2,000 X 28-5284 2000 FLOWERS FOODS INC COM 343498101 131,491 6,757 X 28-5284 6757 57,388 2,949 X X 28-5284 2949 2,919 150 X X 28-13605 150 FLOWSERVE CORP COM 34354P105 130,906 1,769 X 28-5284 1534 235 120,916 1,634 X X 28-5284 1634 66,156 894 X 28-13605 265 629 1,332 18 X X 28-13605 18 FLUIDIGM CORP DEL COM 34385P108 3,218 231 X 28-5284 231 FLY LEASING LTD SPONSORED ADR 34407D109 79,632 7,016 X 28-13605 7016 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 169,545 10,071 X 28-5284 589 9482 198,148 11,770 X X 28-5284 11770 10,101 600 X 28-13663 600 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 17,437 269 X 28-5284 269 COLUMN TOTAL 9,950,624
FILE NO. 28-1235 PAGE 100 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER INC COM 344849104 171,468 8,535 X 28-5284 1625 6910 677,676 33,732 X X 28-5284 13652 20080 24,108 1,200 X X 28-13605 1200 FORD MTR CO DEL COM PAR $0.01 345370860 6,240,931 645,391 X 28-5284 621054 24337 2,623,307 271,283 X X 28-5284 262111 9172 897,221 92,784 X 28-13605 48600 44184 260,790 26,969 X X 28-13605 26469 500 136,154 14,080 X 28-13663 13089 991 222,555 23,015 X X 28-13663 22430 585 FOREST CITY ENTERPRISES INC CL A 345550107 1,707,924 160,218 X 28-5284 156515 3703 57,511 5,395 X X 28-5284 5395 2,584,997 242,495 X 28-11439 242495 FOREST LABS INC COM 345838106 259,560 8,430 X 28-5284 7286 1144 132,643 4,308 X X 28-5284 4308 131,566 4,273 X 28-13605 1380 2893 164,727 5,350 X X 28-13605 5350 FOREST OIL CORP COM PAR $0.01 346091705 13,464 935 X 28-5284 935 10,598 736 X X 28-5284 736 FORESTAR GROUP INC COM 346233109 120 11 X 28-5284 11 FORMFACTOR INC COM 346375108 2,909 467 X 28-5284 467 FORTRESS INVESTMENT GROUP LL CL A 34958B106 5,268 1,750 X 28-5284 1750 FORTINET INC COM 34959E109 197,232 11,740 X X 28-5284 11740 25,200 1,500 X 28-13605 1500 142,800 8,500 X X 28-13605 8500 FORTUNE BRANDS INC COM 349631101 4,220,836 78,048 X 28-5284 77492 556 6,168,473 114,062 X X 28-5284 107128 6934 446,701 8,260 X 28-13605 6506 1754 357,144 6,604 X X 28-13605 6604 6,003 111 X 28-13663 100 11 5,408 100 X X 28-13663 100 FORWARD AIR CORP COM 349853101 353,551 13,892 X 28-5284 13892 11,987 471 X X 28-5284 471 14,990 589 X 28-13663 589 COLUMN TOTAL 28,275,822
FILE NO. 28-1235 PAGE 101 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FOSSIL INC COM 349882100 494,385 6,099 X 28-5284 5999 100 268,390 3,311 X X 28-5284 3311 2,788,383 34,399 X 28-13605 34134 265 399,707 4,931 X X 28-13605 4931 FOSTER L B CO COM 350060109 27,232 1,225 X X 28-5284 1225 FRANCE TELECOM SPONSORED ADR 35177Q105 32,069 1,959 X 28-5284 1959 47,620 2,909 X X 28-5284 2909 FRANCO NEVADA CORP COM 351858105 57,712 1,600 X 28-5284 1600 9,018 250 X 28-13605 250 FRANKLIN ELEC INC COM 353514102 383,516 10,571 X 28-5284 488 10083 12,335 340 X X 28-5284 340 1,959 54 X X 28-13605 54 15,528 428 X 28-13663 428 FRANKLIN RES INC COM 354613101 9,300,703 97,247 X 28-5284 93704 3543 5,561,944 58,155 X X 28-5284 51548 875 5732 3,420,278 35,762 X 28-13605 21102 14660 700,659 7,326 X X 28-13605 7326 72,591 759 X 28-13663 730 29 62,166 650 X X 28-13663 650 FRANKLIN UNVL TR SH BEN INT 355145103 6,240 1,000 X 28-5284 1000 56,628 9,075 X X 28-5284 9075 FREDS INC CL A 356108100 2,985 280 X 28-5284 280 FREEPORT-MCMORAN COPPER & GO COM 35671D857 16,356,400 537,156 X 28-5284 527635 9521 8,697,860 285,644 X X 28-5284 269727 15917 3,059,403 100,473 X 28-13605 89205 11268 3,467,372 113,871 X X 28-13605 102994 355 10522 123,566 4,058 X 28-13663 3920 138 70,005 2,299 X X 28-13663 1750 549 FREIGHTCAR AMER INC COM 357023100 1,441 100 X 28-5284 100 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2,471,193 36,594 X 28-5284 3537 33057 284,977 4,220 X X 28-5284 780 3440 17,625 261 X X 28-13605 261 58,076 860 X 28-13663 860 COLUMN TOTAL 58,329,966
FILE NO. 28-1235 PAGE 102 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- FRESH MKT INC COM 35804H106 17,783 466 X 28-5284 466 FRONTIER COMMUNICATIONS CORP COM 35906A108 1,605,415 262,752 X 28-5284 238568 24184 2,107,693 344,958 X X 28-5284 328446 60 16452 172,009 28,152 X 28-13605 17039 11113 114,184 18,688 X X 28-13605 17680 1008 4,253 696 X 28-13663 696 1,466 240 X X 28-13663 240 FUELCELL ENERGY INC COM 35952H106 840 1,000 X X 28-5284 1000 FUEL SYS SOLUTIONS INC COM 35952W103 15,368 800 X X 28-5284 800 FUEL TECH INC COM 359523107 17,460 3,000 X 28-5284 3000 FULTON FINL CORP PA COM 360271100 428,821 56,055 X 28-5284 54571 1484 949,702 124,144 X X 28-5284 72888 51256 62,355 8,151 X 28-13605 8130 21 62,026 8,108 X X 28-13605 8108 FURIEX PHARMACEUTICALS INC COM 36106P101 43 3 X 28-13605 3 527 37 X X 28-13605 37 FUSION-IO INC COM 36112J107 4,104 216 X 28-5284 216 FUSHI COPPERWELD INC COM 36113E107 1,980 400 X 28-13605 400 G & K SVCS INC CL A 361268105 15,579 610 X 28-5284 500 110 22,986 900 X X 28-5284 900 GAMCO INVESTORS INC COM 361438104 123,015 3,123 X 28-5284 3123 3,939 100 X 28-13663 100 GATX CORP COM 361448103 52,466 1,693 X 28-5284 1693 53,055 1,712 X X 28-5284 1712 GDL FUND COM SH BEN IT 361570104 12,444 1,044 X 28-5284 1044 GEO GROUP INC COM 36159R103 16,110 868 X 28-5284 868 180,960 9,750 X X 28-5284 9750 GNC HLDGS INC COM CL A 36191G107 15,412 766 X 28-5284 766 COLUMN TOTAL 6,061,995
FILE NO. 28-1235 PAGE 103 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GSV CAP CORP COM 36191J101 2,712 200 X X 28-5284 200 GT ADVANCED TECHNOLOGIES INC COM 36191U106 67,933 9,677 X 28-13605 9677 GP STRATEGIES CORP COM 36225V104 6,244 625 X 28-5284 625 G-III APPAREL GROUP LTD COM 36237H101 20,574 900 X X 28-5284 900 800 35 X 28-13605 35 GSI TECHNOLOGY COM 36241U106 2,460 500 X 28-5284 500 GABELLI DIVD & INCOME TR COM 36242H104 26,668 1,948 X 28-5284 1948 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 56,539 3,951 X 28-5284 3951 92,300 6,450 X X 28-5284 6450 GAIAM INC CL A 36268Q103 119 35 X 28-5284 35 13,560 4,000 X X 28-5284 4000 GALLAGHER ARTHUR J & CO COM 363576109 13,729 522 X 28-5284 521 1 19,462 740 X X 28-5284 740 GAMESTOP CORP NEW CL A 36467W109 57,796 2,502 X 28-5284 2005 497 107,230 4,642 X X 28-5284 4442 200 63,918 2,767 X 28-13605 1032 1735 1,733 75 X 28-13663 75 GANNETT INC COM 364730101 91,069 9,556 X 28-5284 4195 5361 236,239 24,789 X X 28-5284 24789 47,250 4,958 X 28-13605 1473 3485 13,342 1,400 X X 28-13605 1400 848 89 X 28-13663 89 3,774 396 X X 28-13663 396 GAP INC DEL COM 364760108 377,369 23,237 X 28-5284 19881 3356 99,519 6,128 X X 28-5284 3668 2460 114,443 7,047 X 28-13605 2280 4767 3,573 220 X X 28-13605 220 GARDNER DENVER INC COM 365558105 206,474 3,249 X X 28-5284 529 2720 9,533 150 X 28-13605 150 34,317 540 X X 28-13605 540 COLUMN TOTAL 1,791,527
FILE NO. 28-1235 PAGE 104 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GARTNER INC COM 366651107 32,359 928 X X 28-5284 928 1,813 52 X X 28-13605 52 GASTAR EXPL LTD COM NEW 367299203 3,000 1,000 X 28-5284 1000 GAYLORD ENTMT CO NEW COM 367905106 19,340 1,000 X 28-5284 1000 GEN-PROBE INC NEW COM 36866T103 108,832 1,901 X X 28-5284 1901 GENCORP INC COM 368682100 1,886 420 X 28-5284 420 7,633 1,700 X X 28-5284 1700 GENERAL AMERN INVS INC COM 368802104 124,604 5,427 X X 28-5284 5427 GENERAL CABLE CORP DEL NEW COM 369300108 8,359 358 X X 28-5284 358 GENERAL COMMUNICATION INC CL A 369385109 4,838 590 X 28-5284 300 290 GENERAL DYNAMICS CORP COM 369550108 10,679,505 187,722 X 28-5284 185243 2479 6,142,527 107,972 X X 28-5284 104814 3158 4,874,506 85,683 X 28-13605 82028 3655 709,817 12,477 X X 28-13605 5977 6500 9,956 175 X 28-13663 103 72 GENERAL ELECTRIC CO COM 369604103 166,434,688 10,935,262 X 28-5284 10758055 177207 195,600,713 12,851,558 X X 28-5284 11907578 12620 931360 49,942,619 3,281,381 X 28-13605 2861646 419735 23,546,116 1,547,051 X X 28-13605 1461253 2920 82878 995,890 65,433 X 28-13663 62337 3096 3,061,518 201,151 X X 28-13663 199110 2041 GENERAL GROWTH PPTYS INC NEW COM 370023103 19,372 1,601 X X 28-5284 1601 GENERAL MLS INC COM 370334104 44,004,847 1,143,280 X 28-5284 1128129 15151 41,239,264 1,071,428 X X 28-5284 1029355 3200 38873 7,330,921 190,463 X 28-13605 182504 7959 5,510,921 143,178 X X 28-13605 142878 300 622,037 16,161 X 28-13663 15734 427 650,866 16,910 X X 28-13663 16910 COLUMN TOTAL 561,688,747
FILE NO. 28-1235 PAGE 105 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GENERAL MTRS CO COM 37045V100 84,534 4,189 X 28-5284 4189 443,193 21,962 X X 28-5284 21962 109,598 5,431 X 28-13605 5431 105,138 5,210 X X 28-13663 5210 GENERAL MTRS CO *W EXP 07/10/2 37045V118 2,130 183 X 28-5284 183 3,387 291 X X 28-5284 291 55,348 4,755 X 28-13605 4755 GENERAL MTRS CO *W EXP 07/10/2 37045V126 1,451 183 X 28-5284 183 2,308 291 X X 28-5284 291 37,707 4,755 X 28-13605 4755 GENERAL STEEL HOLDINGS INC COM 370853103 29,750 25,000 X 28-5284 25000 GENESCO INC COM 371532102 46,841 909 X 28-5284 759 150 12,883 250 X X 28-5284 250 250,797 4,867 X 28-13605 4867 GENESEE & WYO INC CL A 371559105 23,260 500 X 28-5284 500 814,100 17,500 X X 28-5284 11500 6000 929,981 19,991 X 28-13605 17022 2969 3,675 79 X X 28-13605 79 GENTEX CORP COM 371901109 102,333 4,255 X 28-5284 4255 28,331 1,178 X X 28-5284 1178 GENESIS ENERGY L P UNIT LTD PARTN 371927104 12,105 500 X 28-5284 500 348,624 14,400 X X 28-5284 12400 2000 GENOMIC HEALTH INC COM 37244C101 219,800 10,000 X 28-5284 10000 GENON ENERGY INC COM 37244E107 22 8 X 28-5284 8 2,024 728 X X 28-5284 728 475 171 X 28-13605 171 53 19 X X 28-13605 19 GENVEC INC COM NEW 37246C307 702 243 X X 28-13605 243 COLUMN TOTAL 3,670,550
FILE NO. 28-1235 PAGE 106 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GENUINE PARTS CO COM 372460105 2,390,394 47,055 X 28-5284 44657 2398 3,017,164 59,393 X X 28-5284 54086 5307 159,309 3,136 X 28-13605 1138 1998 71,120 1,400 X X 28-13605 1400 209,753 4,129 X 28-13663 4000 129 15,342 302 X X 28-13663 302 GENTIVA HEALTH SERVICES INC COM 37247A102 442 80 X 28-13605 80 GENWORTH FINL INC COM CL A 37247D106 31,570 5,500 X 28-5284 5500 15,544 2,708 X X 28-5284 2708 45,616 7,947 X 28-13605 2362 5585 4,104 715 X 28-13663 715 GEOEYE INC COM 37250W108 8,505 300 X 28-13605 300 GERON CORP COM 374163103 742 350 X X 28-5284 350 GETTY RLTY CORP NEW COM 374297109 12,935 897 X 28-5284 897 103,564 7,182 X X 28-5284 7182 GIBRALTAR INDS INC COM 374689107 21,559 2,655 X X 28-5284 2655 GILEAD SCIENCES INC COM 375558103 9,024,453 232,589 X 28-5284 212058 20531 3,927,491 101,224 X X 28-5284 94540 6684 5,067,629 130,609 X 28-13605 120463 10146 1,971,350 50,808 X X 28-13605 50808 44,387 1,144 X 28-13663 900 244 7,178 185 X X 28-13663 50 135 GILDAN ACTIVEWEAR INC COM 375916103 829,903 32,117 X 28-13605 26773 5344 15,013 581 X X 28-13605 581 GLACIER BANCORP INC NEW COM 37637Q105 88,537 9,449 X 28-5284 300 9149 2,895 309 X X 28-5284 309 14,055 1,500 X X 28-13605 1500 3,673 392 X 28-13663 392 GLADSTONE COML CORP COM 376536108 10,976 700 X 28-5284 700 8,546 545 X X 28-5284 545 COLUMN TOTAL 27,123,749
FILE NO. 28-1235 PAGE 107 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GLATFELTER COM 377316104 4,024,228 304,635 X 28-5284 304235 400 14,403,471 1,090,346 X X 28-5284 1088146 2200 218,797 16,563 X 28-13605 16563 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 10,174,930 246,426 X 28-5284 242231 4195 15,903,752 385,172 X X 28-5284 347540 17000 20632 1,395,850 33,806 X 28-13605 33806 2,209,717 53,517 X X 28-13605 42137 11380 16,516 400 X X 28-13663 400 GLOBALSTAR INC COM 378973408 12,270 30,000 X X 28-13605 30000 GLOBALSCAPE INC COM 37940G109 7,750 5,000 X 28-13605 5000 GLOBAL PMTS INC COM 37940X102 554,635 13,732 X 28-5284 13732 31,464 779 X X 28-5284 779 245,935 6,089 X 28-13605 6089 5,533 137 X X 28-13605 137 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 105,276 13,209 X 28-5284 13209 3,579 449 X X 28-5284 449 4,511 566 X 28-13663 566 GLOBAL X FDS CHINA CONS ETF 37950E408 191,619 15,100 X X 28-5284 15100 GLOBAL X FDS SILVER MNR ETF 37950E853 3,644 175 X 28-5284 175 18,738 900 X X 28-5284 900 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 12,232 2,200 X X 28-5284 2200 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 156,157 10,193 X 28-5284 2875 7318 146,643 9,572 X X 28-5284 9572 2,666 174 X X 28-13605 174 GOLD RESOURCE CORP COM 38068T105 23,443 1,408 X 28-5284 1408 GOLDCORP INC NEW COM 380956409 512,948 11,239 X 28-5284 11239 452,475 9,914 X X 28-5284 9914 214,919 4,709 X 28-13605 4709 53,171 1,165 X X 28-13605 1165 GOLDEN ENTERPRISES INC COM 381010107 322 100 X 28-5284 100 COLUMN TOTAL 51,107,191
FILE NO. 28-1235 PAGE 108 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GOLDEN STAR RES LTD CDA COM 38119T104 1,860 1,000 X 28-5284 1000 GOLDMAN SACHS GROUP INC COM 38141G104 20,588,452 217,752 X 28-5284 196395 21357 11,318,959 119,714 X X 28-5284 97298 1100 21316 4,717,667 49,896 X 28-13605 34918 14978 837,524 8,858 X X 28-13605 8687 95 76 321,565 3,401 X 28-13663 1457 1944 215,858 2,283 X X 28-13663 2280 3 GOODRICH CORP COM 382388106 4,005,973 33,195 X 28-5284 32705 490 2,832,601 23,472 X X 28-5284 20686 2786 768,732 6,370 X 28-13605 4725 1645 185,485 1,537 X X 28-13605 1537 14,723 122 X 28-13663 100 22 52,979 439 X X 28-13663 400 39 GOODYEAR TIRE & RUBR CO COM 382550101 19,332 1,916 X 28-5284 1900 16 28,101 2,785 X X 28-5284 2673 112 36,627 3,630 X 28-13605 797 2833 23,207 2,300 X X 28-13605 2300 747 74 X 28-13663 74 GOOGLE INC CL A 38259P508 63,481,255 123,255 X 28-5284 114243 9012 26,599,241 51,645 X X 28-5284 44983 399 6263 41,395,825 80,374 X 28-13605 76155 4219 8,299,355 16,114 X X 28-13605 15402 712 989,392 1,921 X 28-13663 1255 666 411,002 798 X X 28-13663 776 22 GORMAN RUPP CO COM 383082104 126,536 5,125 X 28-5284 5125 149,671 6,062 X 28-13605 6062 GOVERNMENT PPTYS INCOME TR COM SHS BEN IN 38376A103 95,160 4,424 X 28-5284 4424 25,812 1,200 X X 28-5284 1200 43,020 2,000 X X 28-13663 2000 GRACE W R & CO DEL NEW COM 38388F108 40,027 1,202 X X 28-5284 544 658 282,684 8,489 X 28-13605 8489 7,326 220 X X 28-13605 220 COLUMN TOTAL 187,916,698
FILE NO. 28-1235 PAGE 109 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GRACO INC COM 384109104 191,696 5,615 X 28-5284 5615 1,301,144 38,112 X X 28-5284 36547 1565 126,659 3,710 X 28-13605 3710 368,712 10,800 X X 28-13605 10800 GRAFTECH INTL LTD COM 384313102 30,544 2,405 X 28-5284 2405 21,666 1,706 X X 28-5284 1706 GRAINGER W W INC COM 384802104 16,110,393 107,733 X 28-5284 103716 4017 4,317,668 28,873 X X 28-5284 22698 6175 1,270,492 8,496 X 28-13605 7778 718 516,661 3,455 X X 28-13605 3350 105 126,511 846 X 28-13663 570 276 GRAN TIERRA ENERGY INC COM 38500T101 954 200 X X 28-5284 200 GRAND CANYON ED INC COM 38526M106 389,909 24,143 X 28-5284 24143 13,308 824 X X 28-5284 824 16,651 1,031 X 28-13663 1031 GRANITE CONSTR INC COM 387328107 657 35 X X 28-13605 35 GREAT SOUTHN BANCORP INC COM 390905107 16,780 1,000 X 28-5284 1000 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 20,339 195 X 28-5284 195 4,694 45 X X 28-5284 45 GREAT PLAINS ENERGY INC COM 391164100 155,481 8,056 X 28-5284 8055 1 34,759 1,801 X X 28-5284 1801 26,055 1,350 X X 28-13605 1350 GREAT WOLF RESORTS INC COM 391523107 256 100 X X 28-5284 100 GREATBATCH INC COM 39153L106 260,470 13,017 X 28-13605 13017 GREATER CHINA FD INC COM 39167B102 35,858 3,674 X 28-5284 3674 GREEN DOT CORP CL A 39304D102 5,700 182 X X 28-5284 182 COLUMN TOTAL 25,364,017
FILE NO. 28-1235 PAGE 110 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- GREEN MTN COFFEE ROASTERS IN COM 393122106 1,859,172 20,004 X 28-5284 20004 376,314 4,049 X X 28-5284 4049 4,141,221 44,558 X 28-13605 44215 343 587,846 6,325 X X 28-13605 6325 65,058 700 X 28-13663 100 600 GREENBRIER COS INC COM 393657101 5,825 500 X X 28-5284 500 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 8,222 271 X 28-5284 271 30,340 1,000 X X 28-5284 1000 18,052 595 X X 28-13605 595 GREENHILL & CO INC COM 395259104 18,898 661 X 28-5284 661 GREIF INC CL A 397624107 51,468 1,200 X 28-5284 1200 107,225 2,500 X X 28-5284 2500 261,672 6,101 X 28-13605 6101 GRIFFON CORP COM 398433102 2,798 342 X 28-5284 2 340 267,192 32,664 X 28-13605 32664 GROUP 1 AUTOMOTIVE INC COM 398905109 4,977 140 X 28-5284 140 102,135 2,873 X 28-13605 2873 GROUPE CGI INC CL A SUB VTG 39945C109 1,994 106 X 28-5284 106 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 94,823 11,452 X 28-13605 11452 GRUBB & ELLIS CO COM PAR $0.01 400095204 1,692 4,000 X X 28-5284 4000 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 3,678 200 X X 28-13605 200 GRUPO TMM S A B SP ADR 5 A SHS 40051D303 5,400 3,000 X X 28-13605 3000 GUANWEI RECYCLING CORP COM 400685103 2,840 2,000 X 28-5284 2000 GUESS INC COM 401617105 16,325 573 X 28-5284 573 15,242 535 X X 28-5284 535 GULFMARK OFFSHORE INC CL A NEW 402629208 18,170 500 X X 28-5284 500 GULFPORT ENERGY CORP COM NEW 402635304 2,418 100 X X 28-5284 100 COLUMN TOTAL 8,070,997
FILE NO. 28-1235 PAGE 111 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- H & E EQUIPMENT SERVICES INC COM 404030108 8,753 1,061 X 28-5284 1061 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 7,127 542 X 28-5284 542 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 79,705 7,620 X 28-5284 7620 HCA HOLDINGS INC COM 40412C101 13,386 664 X X 28-5284 664 HCC INS HLDGS INC COM 404132102 283,673 10,487 X 28-5284 1826 8661 21,207 784 X X 28-5284 784 82,367 3,045 X X 28-13605 3000 45 HCP INC COM 40414L109 1,613,742 46,028 X 28-5284 44050 1978 2,342,218 66,806 X X 28-5284 57836 8970 327,776 9,349 X 28-13605 4058 5291 87,089 2,484 X X 28-13605 2484 5,154 147 X 28-13663 147 21,036 600 X X 28-13663 600 HDFC BANK LTD ADR REPS 3 SHS 40415F101 583 20 X X 28-5284 20 HMS HLDGS CORP COM 40425J101 433,313 17,766 X 28-13605 17766 951,210 39,000 X X 28-13605 39000 HNI CORP COM 404251100 83,005 4,339 X 28-5284 4339 19,130 1,000 X X 28-5284 1000 HSBC HLDGS PLC SPON ADR NEW 404280406 1,313,293 34,524 X 28-5284 12872 21652 534,918 14,062 X X 28-5284 11702 70 2290 15,216 400 X 28-13605 400 33,019 868 X X 28-13605 868 22,177 583 X 28-13663 583 152,160 4,000 X X 28-13663 4000 HSBC HLDGS PLC ADR A 1/40PF A 404280604 95,634 4,200 X 28-5284 4200 63,642 2,795 X X 28-5284 2795 31,878 1,400 X X 28-13605 1400 HSN INC COM 404303109 298 9 X 28-5284 9 398 12 X X 28-5284 12 2,120 64 X X 28-13605 64 COLUMN TOTAL 8,645,227
FILE NO. 28-1235 PAGE 112 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HAEMONETICS CORP COM 405024100 9,357 160 X 28-5284 160 11,696 200 X X 28-5284 200 109,942 1,880 X 28-13605 1880 HAIN CELESTIAL GROUP INC COM 405217100 1,100,411 36,020 X 28-5284 1410 34610 499,706 16,357 X X 28-5284 500 15857 87,679 2,870 X 28-13663 2870 HALLIBURTON CO COM 406216101 5,040,897 165,167 X 28-5284 103565 61602 5,449,621 178,559 X X 28-5284 151517 27042 1,310,895 42,952 X 28-13605 32290 10662 1,272,898 41,707 X X 28-13605 33879 7828 157,331 5,155 X 28-13663 5155 HAMPTON ROADS BANKSHARES INC COM NEW 409321502 1,692 360 X X 28-13605 360 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 31,175 2,500 X X 28-5284 2500 HANCOCK HLDG CO COM 410120109 28,928 1,079 X X 28-13605 1079 HANCOCK JOHN INCOME SECS TR COM 410123103 4,536 300 X 28-5284 300 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 359,272 30,115 X 28-5284 30115 2,386 200 X 28-13605 200 2,386 200 X X 28-13605 200 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 36,324 2,324 X 28-5284 2324 HANCOCK JOHN INVS TR COM 410142103 9,648 450 X 28-13605 450 HANESBRANDS INC COM 410345102 79,382 3,174 X 28-5284 3154 20 158,738 6,347 X X 28-5284 6316 31 6,253 250 X X 28-13605 250 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 1,530 81 X 28-13605 81 HANOVER INS GROUP INC COM 410867105 93,294 2,628 X 28-5284 2628 41,393 1,166 X X 28-5284 475 691 HANSEN NAT CORP COM 411310105 236,119 2,705 X 28-5284 2705 59,794 685 X X 28-5284 685 174,580 2,000 X 28-13605 2000 152,758 1,750 X X 28-13605 1750 COLUMN TOTAL 16,530,621
FILE NO. 28-1235 PAGE 113 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HARLEY DAVIDSON INC COM 412822108 511,242 14,892 X 28-5284 14022 870 1,430,600 41,672 X X 28-5284 34254 7418 148,580 4,328 X 28-13605 1745 2583 15,449 450 X X 28-13605 450 1,614 47 X 28-13663 47 3,845 112 X X 28-13663 112 HARLEYSVILLE GROUP INC COM 412824104 95,942 1,630 X 28-5284 1630 185,409 3,150 X X 28-5284 3150 HARMAN INTL INDS INC COM 413086109 273,453 9,568 X 28-5284 9568 135,469 4,740 X X 28-5284 3424 1316 32,238 1,128 X 28-13605 334 794 12,089 423 X 28-13663 423 HARMONIC INC COM 413160102 3,621 850 X 28-5284 850 26,412 6,200 X X 28-5284 2200 4000 469 110 X 28-13605 110 3,621 850 X X 28-13605 850 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 22,874 1,950 X 28-5284 1950 5,865 500 X X 28-5284 500 HARRIS & HARRIS GROUP INC COM 413833104 35,500 10,000 X X 28-5284 10000 10,650 3,000 X X 28-13605 3000 HARRIS CORP DEL COM 413875105 523,177 15,311 X 28-5284 14497 814 538,963 15,773 X X 28-5284 11898 3875 144,744 4,236 X 28-13605 2801 1435 153,765 4,500 X X 28-13605 4500 3,246 95 X X 28-13663 95 HARSCO CORP COM 415864107 228,337 11,776 X 28-5284 9596 2180 105,113 5,421 X X 28-5284 4571 850 45,547 2,349 X 28-13605 2349 14,077 726 X X 28-13605 726 HARTFORD FINL SVCS GROUP INC COM 416515104 155,170 9,614 X 28-5284 7082 2532 160,157 9,923 X X 28-5284 8299 1624 128,168 7,941 X 28-13605 2916 5025 87,866 5,444 X X 28-13605 1444 4000 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 5,778 300 X X 28-13605 300 COLUMN TOTAL 5,249,050
FILE NO. 28-1235 PAGE 114 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HASBRO INC COM 418056107 1,768,538 54,233 X 28-5284 53085 1148 611,014 18,737 X X 28-5284 16137 2600 115,015 3,527 X 28-13605 1991 1536 28,208 865 X X 28-13605 865 750 23 X 28-13663 23 107,613 3,300 X X 28-13663 3300 HATTERAS FINL CORP COM 41902R103 98,099 3,899 X 28-5284 3899 40,256 1,600 X X 28-5284 1600 263,274 10,464 X 28-13605 10464 5,032 200 X X 28-13605 200 HAWAIIAN ELEC INDUSTRIES COM 419870100 9,712 400 X 28-5284 400 275,068 11,329 X X 28-5284 10329 1000 19,424 800 X X 28-13605 800 HEALTHCARE SVCS GRP INC COM 421906108 254,205 15,750 X X 28-5284 3000 12750 24,210 1,500 X 28-13605 1500 159,705 9,895 X X 28-13605 9895 HEALTHSOUTH CORP COM NEW 421924309 1,090 73 X 28-5284 73 HEALTH MGMT ASSOC INC NEW CL A 421933102 229,197 33,121 X 28-5284 2080 31041 7,238 1,046 X X 28-5284 1046 500,268 72,293 X 28-13605 72293 9,183 1,327 X 28-13663 1327 HEALTHCARE RLTY TR COM 421946104 17,440 1,035 X 28-5284 1035 9,268 550 X X 28-5284 550 6,740 400 X 28-13605 400 HEALTH CARE REIT INC NOTE 4.750% 7 42217KAQ9 319,500 3,000 X 28-13605 3000 HEALTH CARE REIT INC COM 42217K106 13,247,255 283,061 X 28-5284 282242 819 9,831,838 210,082 X X 28-5284 202537 7545 3,803,717 81,276 X 28-13605 78880 2396 1,197,004 25,577 X X 28-13605 24424 685 468 334,292 7,143 X 28-13663 7100 43 289,458 6,185 X X 28-13663 6185 HEALTH NET INC COM 42222G108 9,816 414 X 28-5284 414 7,137 301 X X 28-5284 301 COLUMN TOTAL 33,600,564
FILE NO. 28-1235 PAGE 115 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HEALTHSTREAM INC COM 42222N103 84,409 6,579 X 28-13605 6579 HEALTHSPRING INC COM 42224N101 27,309 749 X X 28-5284 749 217,921 5,977 X 28-13605 5977 HEALTHWAYS INC COM 422245100 18,009 1,832 X 28-5284 1832 12,779 1,300 X X 28-5284 1300 1,543 157 X X 28-13605 157 HEARTLAND FINL USA INC COM 42234Q102 4,254 300 X 28-5284 300 HEARTLAND EXPRESS INC COM 422347104 5,600 413 X 28-5284 413 151,872 11,200 X X 28-5284 11200 HEARTLAND PMT SYS INC COM 42235N108 35,437 1,797 X X 28-5284 1797 HECKMANN CORP COM 422680108 21,160 4,000 X 28-5284 4000 HECLA MNG CO COM 422704106 5,692 1,062 X 28-5284 1062 5,494 1,025 X X 28-5284 1025 HECLA MNG CO PFD CV SER B 422704205 10,598 200 X X 28-5284 200 2,650 50 X 28-13605 50 HEICO CORP NEW COM 422806109 7,681 156 X X 28-5284 156 1,943,601 39,472 X 28-13605 36096 3376 7,632 155 X X 28-13605 155 HEIDRICK & STRUGGLES INTL IN COM 422819102 1,810 110 X 28-5284 110 HEINZ H J CO COM 423074103 27,936,238 553,412 X 28-5284 548918 4494 37,227,990 737,480 X X 28-5284 689152 48328 1,039,989 20,602 X 28-13605 16616 3986 1,441,204 28,550 X X 28-13605 7744 20806 610,657 12,097 X 28-13663 11975 122 366,182 7,254 X X 28-13663 7254 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 4,788 900 X X 28-5284 900 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 34,204 2,611 X 28-5284 2611 COLUMN TOTAL 71,226,703
FILE NO. 28-1235 PAGE 116 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE INC COM 423452101 445,666 10,977 X 28-5284 2619 8358 674,163 16,605 X X 28-5284 8805 7800 82,377 2,029 X 28-13605 596 1433 21,721 535 X 28-13663 535 HENRY JACK & ASSOC INC COM 426281101 667 23 X 28-5284 23 60,858 2,100 X X 28-5284 1500 600 HERCULES OFFSHORE INC COM 427093109 146 50 X X 28-5284 50 HERCULES TECH GROWTH CAP INC COM 427096508 9,892 1,161 X 28-5284 1161 HERSHEY CO COM 427866108 37,011,789 624,777 X 28-5284 616065 8712 7,884,962 133,102 X X 28-5284 124627 1800 6675 35,569,177 600,425 X 28-13605 588147 12278 7,937,390 133,987 X X 28-13605 128385 5602 142,828 2,411 X 28-13663 2390 21 130,328 2,200 X X 28-13663 2200 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1,193 134 X 28-5284 134 31,310 3,518 X X 28-5284 3518 1,255 141 X X 28-13605 141 HESS CORP COM 42809H107 3,085,540 58,817 X 28-5284 57830 987 2,149,076 40,966 X X 28-5284 37427 3539 395,916 7,547 X 28-13605 3963 3584 60,119 1,146 X X 28-13605 1146 11,751 224 X 28-13663 175 49 20,459 390 X X 28-13663 390 HEWLETT PACKARD CO COM 428236103 18,878,968 840,934 X 28-5284 822044 18890 19,601,320 873,110 X X 28-5284 808387 64723 3,592,359 160,016 X 28-13605 135500 24516 2,128,327 94,803 X X 28-13605 91184 3619 154,187 6,868 X 28-13663 6369 499 175,671 7,825 X X 28-13663 7825 HEXCEL CORP NEW COM 428291108 75,455 3,405 X 28-5284 3405 346,804 15,650 X X 28-5284 3000 12650 215,262 9,714 X 28-13605 9714 6,360 287 X X 28-13605 287 HIGHLAND CR STRATEGIES FD COM 43005Q107 20,150 3,250 X X 28-5284 3250 COLUMN TOTAL 140,923,446
FILE NO. 28-1235 PAGE 117 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HIGHWOODS PPTYS INC COM 431284108 203,472 7,200 X 28-5284 7200 254 9 X X 28-5284 9 HILL ROM HLDGS INC COM 431475102 6,194,897 206,359 X 28-5284 206359 9,885,256 329,289 X X 28-5284 248 329041 HILLENBRAND INC COM 431571108 5,687,606 309,109 X 28-5284 309109 9,042,827 491,458 X X 28-5284 491458 18,400 1,000 X X 28-13605 1000 HITACHI LIMITED ADR 10 COM 433578507 9,291 188 X 28-5284 188 7,413 150 X X 28-5284 150 HITTITE MICROWAVE CORP COM 43365Y104 34,090 700 X X 28-5284 700 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 19,676 400 X 28-5284 400 4,919 100 X X 28-5284 100 HOLLYFRONTIER CORP COM 436106108 148,615 5,668 X 28-5284 5668 45,675 1,742 X X 28-5284 1742 1,734,741 66,161 X 28-13605 66161 1,809 69 X X 28-13605 69 HOLOGIC INC COM 436440101 63,061 4,146 X 28-5284 4146 44,322 2,914 X X 28-5284 2914 HOME BANCSHARES INC COM 436893200 1,303,163 61,412 X 28-13605 50183 11229 5,729 270 X X 28-13605 270 HOME DEPOT INC COM 437076102 48,831,015 1,485,580 X 28-5284 1469574 16006 33,025,672 1,004,736 X X 28-5284 960385 2700 41651 4,590,657 139,661 X 28-13605 122908 16753 3,128,468 95,177 X X 28-13605 89975 495 4707 402,132 12,234 X 28-13663 9826 2408 121,323 3,691 X X 28-13663 3490 201 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 4,510 175 X 28-5284 175 HOME PROPERTIES INC COM 437306103 82,302 1,450 X 28-5284 100 1350 45,408 800 X X 28-5284 300 500 26,904 474 X 28-13605 474 COLUMN TOTAL 124,713,607
FILE NO. 28-1235 PAGE 118 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HONDA MOTOR LTD AMERN SHS 438128308 900,677 30,898 X 28-5284 30368 530 933,645 32,029 X X 28-5284 22929 9100 24,486 840 X 28-13605 840 7,579 260 X X 28-13605 260 14,575 500 X X 28-13663 500 HONEYWELL INTL INC COM 438516106 14,253,098 324,598 X 28-5284 314449 10149 12,951,913 294,965 X X 28-5284 253019 41946 2,490,268 56,713 X 28-13605 47318 9395 1,257,143 28,630 X X 28-13605 28630 167,297 3,810 X 28-13663 3550 260 279,707 6,370 X X 28-13663 6370 HORACE MANN EDUCATORS CORP N COM 440327104 112,731 9,880 X 28-13605 9880 HORIZON LINES INC COM 44044K101 514 1,200 X 28-5284 1200 321 750 X X 28-5284 750 HORIZON TECHNOLOGY FIN CORP COM 44045A102 106,681 7,277 X X 28-5284 5277 2000 HORMEL FOODS CORP COM 440452100 462,636 17,122 X 28-5284 15900 1222 1,572,240 58,188 X X 28-5284 58168 20 102,514 3,794 X 28-13605 2213 1581 1,648 61 X X 28-13605 61 61,984 2,294 X 28-13663 2000 294 HORNBECK OFFSHORE SVCS INC N COM 440543106 24,910 1,000 X X 28-5284 1000 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 13,800 650 X 28-5284 650 79,655 3,752 X X 28-5284 3665 87 7,685 362 X 28-13605 362 HOSPIRA INC COM 441060100 2,126,686 57,478 X 28-5284 55991 1487 2,395,935 64,755 X X 28-5284 60596 4159 150,775 4,075 X 28-13605 2228 1847 106,227 2,871 X X 28-13605 2695 176 3,774 102 X X 28-13663 102 COLUMN TOTAL 40,611,104
FILE NO. 28-1235 PAGE 119 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS INC COM 44107P104 74,228 6,785 X 28-5284 1222 5563 58,179 5,318 X X 28-5284 5050 268 123,403 11,280 X 28-13605 3710 7570 4,518 413 X X 28-13605 413 438 40 X 28-13663 40 3,938 360 X X 28-13663 360 HOT TOPIC INC COM 441339108 25,561 3,350 X 28-5284 3000 350 HOWARD HUGHES CORP COM 44267D107 5,599 133 X X 28-5284 133 HUANENG PWR INTL INC SPON ADR H SHS 443304100 8,415 500 X 28-5284 500 HUB GROUP INC CL A 443320106 121,985 4,315 X 28-13605 4315 HUBBELL INC CL A 443510102 44,231 984 X 28-5284 984 346,924 7,718 X X 28-5284 5068 2650 HUBBELL INC CL B 443510201 462,010 9,326 X 28-5284 9326 661,854 13,360 X X 28-5284 11960 1400 104,034 2,100 X X 28-13605 2100 HUDSON CITY BANCORP COM 443683107 1,305,071 230,578 X 28-5284 226489 4089 1,171,914 207,052 X X 28-5284 180468 26584 119,630 21,136 X 28-13605 13652 7484 9,758 1,724 X X 28-13605 1724 7,777 1,374 X 28-13663 600 774 HUGOTON RTY TR TEX UNIT BEN INT 444717102 21,282 1,000 X 28-5284 1000 173,023 8,130 X 28-13605 8130 HUMANA INC COM 444859102 1,886,907 25,944 X 28-5284 24767 1177 1,018,875 14,009 X X 28-5284 11580 2429 237,027 3,259 X 28-13605 1165 2094 796,321 10,949 X X 28-13605 10949 3,637 50 X 28-13663 50 85,094 1,170 X X 28-13663 1170 HUMAN GENOME SCIENCES INC COM 444903108 453,921 35,770 X 28-5284 2650 33120 164,970 13,000 X X 28-5284 500 12500 30,075 2,370 X 28-13663 2370 COLUMN TOTAL 9,530,599
FILE NO. 28-1235 PAGE 120 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- HUNT J B TRANS SVCS INC COM 445658107 72,096 1,996 X 28-5284 1996 24,634 682 X X 28-5284 682 HUNTINGTON BANCSHARES INC COM 446150104 269,112 56,065 X 28-5284 47345 8720 153,893 32,061 X X 28-5284 32061 74,558 15,533 X 28-13605 4574 10959 5,026 1,047 X 28-13663 1047 HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 46,200 44 X 28-5284 44 HUNTINGTON INGALLS INDS INC COM 446413106 133,207 5,475 X 28-5284 5414 61 144,472 5,938 X X 28-5284 5918 20 59,973 2,465 X 28-13605 2441 24 31,629 1,300 X X 28-13605 1300 8,102 333 X 28-13663 333 7,396 304 X X 28-13663 290 14 HUNTSMAN CORP COM 447011107 37,713 3,900 X 28-5284 3900 87,920 9,092 X X 28-5284 7192 1900 HURON CONSULTING GROUP INC COM 447462102 220,089 7,070 X X 28-5284 7070 HYATT HOTELS CORP COM CL A 448579102 49,565 1,580 X 28-5284 1580 235,306 7,501 X X 28-5284 131 7370 IDT CORP CL B NEW 448947507 194,494 9,534 X 28-13605 9534 IAC INTERACTIVECORP COM PAR $.001 44919P508 34,844 881 X 28-5284 881 68,975 1,744 X X 28-5284 944 800 275,861 6,975 X 28-13605 6975 ICF INTL INC COM 44925C103 18,302 973 X 28-5284 73 900 1,289,068 68,531 X 28-13605 57029 11502 5,737 305 X X 28-13605 305 ICG GROUP INC COM 44928D108 28 3 X X 28-5284 3 ING PRIME RATE TR SH BEN INT 44977W106 4,301 840 X 28-5284 840 IPG PHOTONICS CORP COM 44980X109 9,817 226 X X 28-5284 226 ING RISK MANAGED NAT RES FD COM 449810100 6,235 500 X 28-5284 500 COLUMN TOTAL 3,568,553
FILE NO. 28-1235 PAGE 121 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ING ASIA PAC HGH DIVID EQ IN COM 44983J107 49,735 3,604 X 28-5284 3604 IPC THE HOSPITALIST CO INC COM 44984A105 2,284 64 X 28-13605 64 ISTAR FINL INC COM 45031U101 5,820 1,000 X 28-5284 1000 5,820 1,000 X X 28-5284 1000 ITT EDUCATIONAL SERVICES INC COM 45068B109 14,740 256 X X 28-5284 256 5,758 100 X 28-13605 100 IXIA COM 45071R109 240,140 31,309 X 28-5284 31309 7,977 1,040 X X 28-5284 1040 9,917 1,293 X 28-13663 1293 IBERIABANK CORP COM 450828108 399,116 8,481 X 28-5284 50 8431 48,660 1,034 X X 28-5284 1034 17,036 362 X 28-13663 362 ITT CORP NEW COM 450911102 16,600,626 395,253 X 28-5284 393882 1371 9,900,198 235,719 X X 28-5284 218729 3290 13700 2,062,536 49,108 X 28-13605 46067 3041 804,930 19,165 X X 28-13605 18845 300 20 100,380 2,390 X 28-13663 2270 120 193,242 4,601 X X 28-13663 4601 IAMGOLD CORP COM 450913108 12,620 638 X 28-5284 638 ICON PUB LTD CO SPONSORED ADR 45103T107 45,233 2,813 X 28-5284 2813 212,256 13,200 X X 28-5284 13200 ICICI BK LTD ADR 45104G104 1,092,881 31,477 X 28-5284 5037 26440 123,603 3,560 X X 28-5284 800 2760 23,957 690 X 28-13663 690 ICONIX BRAND GROUP INC COM 451055107 2,607 165 X X 28-5284 165 281,651 17,826 X 28-13605 17826 IDACORP INC COM 451107106 21,232 562 X X 28-5284 262 300 IDENIX PHARMACEUTICALS INC COM 45166R204 77,744 15,580 X X 28-5284 15580 IDEX CORP COM 45167R104 70,733 2,270 X 28-5284 2270 49,544 1,590 X X 28-5284 390 1200 COLUMN TOTAL 32,482,976
FILE NO. 28-1235 PAGE 122 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- IDEXX LABS INC COM 45168D104 835,227 12,110 X 28-5284 4530 7580 917,025 13,296 X X 28-5284 2389 100 10807 214,704 3,113 X 28-13605 2863 250 726,944 10,540 X X 28-13605 10540 IGATE CORP COM 45169U105 1,016 88 X 28-13605 88 IHS INC CL A 451734107 374 5 X 28-5284 5 30,223 404 X X 28-5284 404 231,911 3,100 X 28-13605 3100 ILLINOIS TOOL WKS INC COM 452308109 22,401,558 538,499 X 28-5284 530072 8427 18,048,035 433,847 X X 28-5284 343692 90155 4,176,432 100,395 X 28-13605 94665 5730 1,918,384 46,115 X X 28-13605 40715 5400 237,037 5,698 X 28-13663 5679 19 189,197 4,548 X X 28-13663 4548 ILLUMINA INC COM 452327109 1,113,679 27,216 X 28-5284 4636 22580 655,661 16,023 X X 28-5284 3423 12600 54,178 1,324 X 28-13605 1324 17,596 430 X X 28-13605 430 70,587 1,725 X 28-13663 1725 IMATION CORP COM 45245A107 22 3 X 28-5284 3 2,076 284 X X 28-5284 284 2,222 304 X X 28-13605 304 IMAX CORP COM 45245E109 594 41 X 28-5284 41 22,806 1,575 X X 28-5284 1575 1,376 95 X 28-13605 95 IMMUNOGEN INC COM 45253H101 21,920 2,000 X 28-5284 2000 5,480 500 X X 28-5284 500 IMPAX LABORATORIES INC COM 45256B101 3,904 218 X 28-5284 218 41,694 2,328 X X 28-5284 928 1400 1,791 100 X 28-13605 100 IMPERIAL OIL LTD COM NEW 453038408 308,199 8,535 X 28-5284 8535 304,443 8,431 X X 28-5284 1531 6900 32,571 902 X 28-13605 902 415,265 11,500 X X 28-13605 4000 7500 COLUMN TOTAL 53,004,131
FILE NO. 28-1235 PAGE 123 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- IMPERIAL SUGAR CO NEW COM NEW 453096208 6,440 1,000 X 28-5284 1000 INCYTE CORP COM 45337C102 15,367 1,100 X 28-5284 1100 INDIA FD INC COM 454089103 12,227 533 X 28-5284 533 42,095 1,835 X X 28-5284 1835 INDEXIQ ETF TR GLB AGRI SM CP 45409B834 24,046 1,100 X 28-13605 1100 INERGY L P UNIT LTD PTNR 456615103 275,220 11,000 X 28-5284 11000 644,640 25,765 X X 28-5284 23305 2460 INFORMATICA CORP COM 45666Q102 1,788,655 43,679 X 28-5284 43479 200 1,553,848 37,945 X X 28-5284 37945 3,607,326 88,091 X 28-13605 87409 682 530,180 12,947 X X 28-13605 12947 57,330 1,400 X 28-13663 1400 40,950 1,000 X X 28-13663 1000 INFOSYS LTD SPONSORED ADR 456788108 22,215 435 X 28-5284 435 71,345 1,397 X X 28-5284 397 1000 ING GROEP N V SPONSORED ADR 456837103 58,797 8,340 X 28-5284 6076 2264 13,952 1,979 X X 28-5284 1979 ING GLOBAL EQTY DIV & PREM O COM 45684E107 116,704 12,603 X 28-5284 12603 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4 45687AAD4 320,000 2,000 X X 28-5284 2000 INGRAM MICRO INC CL A 457153104 13,033 808 X X 28-5284 808 775,063 48,051 X 28-13605 48051 91,247 5,657 X X 28-13605 5657 INLAND REAL ESTATE CORP COM NEW 457461200 1,460 200 X 28-5284 200 INSIGHT ENTERPRISES INC COM 45765U103 4,391 290 X 28-5284 290 INSITUFORM TECHNOLOGIES INC CL A 457667103 2,895 250 X 28-5284 250 535,378 46,233 X 28-13605 35241 10992 2,235 193 X X 28-13605 193 COLUMN TOTAL 10,627,039
FILE NO. 28-1235 PAGE 124 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- INNOSPEC INC COM 45768S105 19,126 790 X 28-5284 790 277,350 11,456 X 28-13605 11456 2,421 100 X X 28-13605 100 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 7,245 1,500 X 28-5284 1500 INNOPHOS HOLDINGS INC COM 45774N108 10,090 253 X 28-5284 253 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 379,162 10,600 X 28-5284 10600 10,731 300 X X 28-5284 300 INTEGRATED DEVICE TECHNOLOGY COM 458118106 25,750 5,000 X 28-5284 5000 94,760 18,400 X 28-13605 18400 INTEL CORP COM 458140100 138,208,066 6,477,997 X 28-5284 6364173 2000 111824 105,262,474 4,933,793 X X 28-5284 4557066 4500 372227 48,515,598 2,273,991 X 28-13605 1994511 279480 16,147,032 756,833 X X 28-13605 717698 1475 37660 1,288,314 60,385 X 28-13663 56817 3568 1,693,572 79,380 X X 28-13663 78081 1299 INTEGRYS ENERGY GROUP INC COM 45822P105 253,018 5,204 X 28-5284 2063 3141 203,134 4,178 X X 28-5284 4098 80 207,607 4,270 X 28-13605 3406 864 1,702 35 X X 28-13605 35 1,896 39 X 28-13663 39 97,240 2,000 X X 28-13663 2000 INTER PARFUMS INC COM 458334109 108,150 7,000 X 28-13605 7000 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 46,536 2,894 X 28-5284 2894 INTERCONTINENTALEXCHANGE INC COM 45865V100 774,366 6,548 X 28-5284 2140 4408 504,734 4,268 X X 28-5284 1418 2850 192,173 1,625 X 28-13605 805 820 16,438 139 X X 28-13605 139 44,939 380 X 28-13663 380 INTERFACE INC CL A 458665106 4,507 380 X 28-5284 380 59,300 5,000 X X 28-5284 5000 INTERDIGITAL INC COM 45867G101 158,791 3,409 X 28-5284 3409 8,431 181 X X 28-5284 181 COLUMN TOTAL 314,624,653
FILE NO. 28-1235 PAGE 125 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- INTERMUNE INC COM 45884X103 1,002,162 49,612 X 28-5284 5972 43640 440,158 21,790 X X 28-5284 6060 15730 61,812 3,060 X 28-13663 3060 INTERNATIONAL BANCSHARES COR COM 459044103 3,945 300 X 28-5284 300 INTERNATIONAL BUSINESS MACHS COM 459200101 255,421,242 1,460,635 X 28-5284 1436319 80 24236 247,536,879 1,415,548 X X 28-5284 1344848 1720 68980 73,605,756 420,917 X 28-13605 401691 19226 39,874,732 228,025 X X 28-13605 211100 16925 4,087,936 23,377 X 28-13663 21850 1527 8,197,206 46,876 X X 28-13663 46780 96 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 650,915 11,578 X 28-5284 11203 375 256,195 4,557 X X 28-5284 2028 2529 172,652 3,071 X 28-13605 2158 913 78,708 1,400 X X 28-13605 1400 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5 459902AQ5 460,000 4,000 X X 28-5284 4000 INTERNATIONAL GAME TECHNOLOG COM 459902102 45,610 3,139 X 28-5284 1975 1164 52,206 3,593 X X 28-5284 2653 940 66,765 4,595 X 28-13605 1637 2958 1,497 103 X 28-13663 103 INTL PAPER CO COM 460146103 2,097,313 90,207 X 28-5284 82554 7653 1,098,005 47,226 X X 28-5284 45902 1324 482,438 20,750 X 28-13605 15533 5217 322,036 13,851 X X 28-13605 13109 742 16,763 721 X 28-13663 360 361 31,829 1,369 X X 28-13663 1369 INTERNATIONAL RECTIFIER CORP COM 460254105 763 41 X 28-5284 41 6,629 356 X X 28-5284 356 1,862 100 X 28-13605 100 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 36,980 2,000 X 28-5284 2000 INTERNATIONAL SPEEDWAY CORP CL A 460335201 548 24 X X 28-5284 24 INTERSIL CORP CL A 46069S109 70,589 6,860 X 28-5284 6860 12,338 1,199 X X 28-5284 1199 COLUMN TOTAL 636,194,469
FILE NO. 28-1235 PAGE 126 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- INTERPUBLIC GROUP COS INC COM 460690100 50,155 6,966 X 28-5284 4277 2689 39,967 5,551 X X 28-5284 5551 57,233 7,949 X 28-13605 2349 5600 14 2 X X 28-13605 2 3,420 475 X X 28-13663 475 INTERSECTIONS INC COM 460981301 160,576 12,545 X 28-13605 12545 INTERVAL LEISURE GROUP INC COM 46113M108 120 9 X 28-5284 9 160 12 X X 28-5284 12 INTUITIVE SURGICAL INC COM NEW 46120E602 3,965,188 10,885 X 28-5284 5954 4931 1,696,088 4,656 X X 28-5284 3205 20 1431 538,406 1,478 X 28-13605 1015 463 21,857 60 X X 28-13605 60 54,642 150 X 28-13663 150 79,413 218 X X 28-13663 218 INTUIT COM 461202103 1,501,808 31,657 X 28-5284 30671 986 656,712 13,843 X X 28-5284 13491 352 286,585 6,041 X 28-13605 2681 3360 53,133 1,120 X X 28-13605 1120 33,920 715 X 28-13663 680 35 INVACARE CORP COM 461203101 1,068,687 46,384 X 28-5284 46184 200 1,840,366 79,877 X X 28-5284 79877 298,714 12,965 X 28-13605 12965 INTREPID POTASH INC COM 46121Y102 14,300 575 X 28-5284 575 25,740 1,035 X X 28-5284 1035 4,974 200 X X 28-13605 200 INVESCO MORTGAGE CAPITAL INC COM 46131B100 29,673 2,100 X 28-5284 2100 14,130 1,000 X X 28-5284 1000 INVESCO VAN KAMPEN SR INC TR COM 46131H107 203 48 X 28-5284 48 2,427 575 X 28-13605 575 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 23,614 1,744 X 28-5284 1744 INVESCO VAN KAMPEN TR INVT G COM 46131M106 21,585 1,500 X 28-5284 1500 INVESCO VAN KAMPEN TR INVT G COM 46131R105 19,648 1,242 X 28-5284 1242 COLUMN TOTAL 12,563,458
FILE NO. 28-1235 PAGE 127 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 27,022 2,224 X 28-5284 2224 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 47,440 4,000 X 28-5284 4000 INVESCO VAN KAMPEN PA VALUE COM 46132K109 681,902 50,103 X 28-5284 50103 572,137 42,038 X X 28-5284 41636 402 INVESCO INSRD MUNI INCM TRST COM 46132P108 208,845 13,500 X 28-5284 13500 232,050 15,000 X X 28-5284 15000 INVESCO MUNI PREM INC TRST COM 46133E102 7,980 1,000 X 28-5284 1000 43,890 5,500 X X 28-5284 1500 4000 INVESCO QUALITY MUNI INC TRS COM 46133G107 83,395 6,500 X X 28-5284 6500 INVESCO QUALITY MUN SECS COM 46133J101 57,080 4,000 X X 28-5284 4000 INVESCO HIGH YIELD INVST FD COM 46133K108 20,124 3,600 X X 28-5284 3600 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 83,244 8,503 X 28-13605 8503 3,094 316 X X 28-13605 316 INVESTORS BANCORP INC COM 46146P102 114,428 9,060 X 28-5284 6000 3060 224,814 17,800 X X 28-5284 17800 125,264 9,918 X 28-13605 9918 INVESTORS REAL ESTATE TR SH BEN INT 461730103 1,440 200 X X 28-5284 200 ION GEOPHYSICAL CORP COM 462044108 4,257 900 X 28-5284 900 IRON MTN INC COM 462846106 167,491 5,297 X 28-5284 5063 234 51,288 1,622 X X 28-5284 1465 157 97,737 3,091 X 28-13605 921 2170 ISHARES SILVER TRUST ISHARES 46428Q109 1,681,897 58,177 X 28-5284 58177 1,209,681 41,843 X X 28-5284 41843 71,379 2,469 X 28-13605 2469 16,623 575 X X 28-13605 575 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 283,786 9,400 X 28-5284 9400 293,477 9,721 X X 28-5284 6381 3340 50,357 1,668 X X 28-13663 1668 COLUMN TOTAL 6,462,122
FILE NO. 28-1235 PAGE 128 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES GOLD TRUST ISHARES 464285105 6,804,098 429,823 X 28-5284 429823 10,551,170 666,530 X X 28-5284 666530 239,603 15,136 X 28-13605 15136 12,664 800 X X 28-13605 800 ISHARES INC MSCI AUSTRALIA 464286103 413,637 20,620 X 28-5284 20620 306,216 15,265 X X 28-5284 15265 248,744 12,400 X X 28-13605 2400 10000 ISHARES INC MSCI BRAZIL 464286400 717,790 13,801 X 28-5284 13801 412,179 7,925 X X 28-5284 7925 31,206 600 X 28-13605 600 296,769 5,706 X X 28-13605 3056 2650 ISHARES INC MSCI CDA INDEX 464286509 705,563 27,680 X 28-5284 27680 1,238,865 48,602 X X 28-5284 48602 120,440 4,725 X X 28-13605 4725 ISHARES INC MSCI EMU INDEX 464286608 12,148,876 444,688 X 28-5284 444688 729,116 26,688 X X 28-5284 26688 21,310 780 X 28-13605 780 22,676 830 X X 28-13605 830 50,160 1,836 X 28-13663 1836 5,464 200 X X 28-13663 200 ISHARES INC MSCI ISRAEL FD 464286632 18,063 450 X 28-5284 450 ISHARES INC MSCI CHILE INV 464286640 297,122 5,585 X 28-5284 5585 63,361 1,191 X X 28-13605 1191 ISHARES INC MSCI BRIC INDX 464286657 137,038 4,046 X 28-5284 4046 406,508 12,002 X X 28-5284 12002 67,740 2,000 X 28-13605 2000 ISHARES INC MSCI PAC J IDX 464286665 34,109,139 927,635 X 28-5284 924680 2955 8,334,913 226,677 X X 28-5284 225394 1283 2,774,958 75,468 X 28-13605 75468 1,867,070 50,777 X X 28-13605 50777 754,704 20,525 X X 28-13663 20525 ISHARES INC MSCI SINGAPORE 464286673 85,800 7,800 X 28-5284 7800 154,550 14,050 X X 28-5284 12800 1250 COLUMN TOTAL 84,147,512
FILE NO. 28-1235 PAGE 129 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI FRANCE 464286707 12,497 656 X 28-5284 656 ISHARES INC MSCI TAIWAN 464286731 116,706 9,882 X 28-5284 9882 156,246 13,230 X X 28-5284 13230 ISHARES INC MSCI SWITZERLD 464286749 154,306 7,124 X 28-5284 7124 281,190 12,982 X X 28-5284 12882 100 ISHARES INC MSCI SWEDEN 464286756 22,990 1,000 X X 28-5284 1000 40,233 1,750 X X 28-13605 1750 ISHARES INC MSCI SPAIN 464286764 65,921 2,039 X 28-5284 2039 ISHARES INC MSCI S KOREA 464286772 102,920 2,210 X 28-5284 2210 372,933 8,008 X X 28-5284 7253 755 ISHARES INC MSCI GERMAN 464286806 225,434 12,339 X 28-5284 12339 4,933 270 X X 28-5284 270 ISHARES INC MSCI MALAYSIA 464286830 24,370 2,000 X 28-5284 2000 98,089 8,050 X X 28-5284 8050 ISHARES INC MSCI JAPAN 464286848 34,023,032 3,596,515 X 28-5284 3596515 3,508,478 370,875 X X 28-5284 370875 66,220 7,000 X 28-13605 7000 49,570 5,240 X X 28-13605 5240 1,333,860 141,000 X X 28-13663 141000 ISHARES INC MSCI HONG KONG 464286871 14,043 980 X 28-5284 980 ISHARES TR S&P 100 IDX FD 464287101 18,733,583 364,254 X 28-5284 349974 14280 6,582,680 127,993 X X 28-5284 127993 10,235 199 X 28-13605 199 17,435 339 X X 28-13605 339 ISHARES TR LRGE CORE INDX 464287127 98,822 1,540 X 28-5284 1540 ISHARES TR DJ SEL DIV INX 464287168 55,217,771 1,144,647 X 28-5284 1138739 5908 30,137,988 624,751 X X 28-5284 612298 12453 1,743,587 36,144 X 28-13605 36144 993,358 20,592 X X 28-13605 20592 476,225 9,872 X 28-13663 9872 477,576 9,900 X X 28-13663 9900 COLUMN TOTAL 155,163,231
FILE NO. 28-1235 PAGE 130 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR BARCLYS TIPS B 464287176 148,504,504 1,299,252 X 28-5284 1289754 9498 40,020,773 350,138 X X 28-5284 335559 8676 5903 6,472,466 56,627 X 28-13605 56387 240 6,356,566 55,613 X X 28-13605 30858 24755 856,107 7,490 X 28-13663 7490 233,744 2,045 X X 28-13663 1531 514 ISHARES TR FTSE CHINA25 I 464287184 270,441 8,772 X 28-5284 8772 792,948 25,720 X X 28-5284 25411 309 47,787 1,550 X 28-13605 1550 144,099 4,674 X X 28-13605 4299 375 ISHARES TR TRANSP AVE IDX 464287192 33,858 450 X 28-5284 450 ISHARES TR S&P 500 INDEX 464287200 290,136,425 2,551,996 X 28-5284 2489211 62785 52,569,233 462,391 X X 28-5284 412557 49834 38,681,886 340,240 X 28-13605 339466 774 20,817,662 183,109 X X 28-13605 183009 100 607,218 5,341 X 28-13663 5341 616,768 5,425 X X 28-13663 5425 ISHARES TR BARCLY USAGG B 464287226 99,746,997 905,885 X 28-5284 903075 2810 20,605,765 187,138 X X 28-5284 182271 4867 4,018,464 36,495 X 28-13605 36495 1,429,338 12,981 X X 28-13605 12051 930 248,078 2,253 X 28-13663 2253 119,249 1,083 X X 28-13663 1083 ISHARES TR MSCI EMERG MKT 464287234 159,483,823 4,544,346 X 28-5284 4519304 25042 61,243,021 1,745,064 X X 28-5284 1703185 2156 39723 13,487,009 384,300 X 28-13605 379650 4650 5,920,983 168,713 X X 28-13605 163261 5452 988,837 28,176 X 28-13663 28176 692,003 19,718 X X 28-13663 18535 1183 ISHARES TR IBOXX INV CPBD 464287242 192,899,837 1,717,566 X 28-5284 1709829 7737 51,400,132 457,663 X X 28-5284 435817 21846 8,183,805 72,868 X 28-13605 69672 3196 2,773,495 24,695 X X 28-13605 24395 300 959,015 8,539 X 28-13663 8539 2,879,516 25,639 X X 28-13663 24617 1022 COLUMN TOTAL 1,234,241,852
FILE NO. 28-1235 PAGE 131 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR S&P GBL TELCM 464287275 101,432 1,868 X 28-5284 1868 2,871,764 52,887 X X 28-5284 52887 18,734 345 X X 28-13663 345 ISHARES TR S&P GBL INF 464287291 16,395 300 X X 28-5284 300 ISHARES TR S&P500 GRW 464287309 60,003,258 979,805 X 28-5284 978038 1767 8,582,664 140,148 X X 28-5284 136766 3382 437,499 7,144 X 28-13605 7144 37,111 606 X X 28-13605 606 44,521 727 X X 28-13663 727 ISHARES TR S&P GBL HLTHCR 464287325 109,074 2,100 X X 28-5284 2100 ISHARES TR S&P GBL ENER 464287341 58,729 1,770 X 28-5284 1770 4,313 130 X X 28-5284 130 61,217 1,845 X 28-13605 1845 11,281 340 X X 28-13605 340 ISHARES TR S&P NA NAT RES 464287374 18,383,961 549,431 X 28-5284 546497 2934 8,003,297 239,190 X X 28-5284 239190 206,147 6,161 X 28-13605 6161 42,929 1,283 X X 28-13605 1283 89,305 2,669 X 28-13663 2669 1,716,230 51,292 X X 28-13663 51292 ISHARES TR S&P LTN AM 40 464287390 8,076,426 207,727 X 28-5284 203135 4592 2,571,756 66,146 X X 28-5284 65566 580 3,010,012 77,418 X 28-13605 77418 2,243,143 57,694 X X 28-13605 57359 335 164,424 4,229 X 28-13663 4229 23,561 606 X X 28-13663 606 ISHARES TR S&P 500 VALUE 464287408 61,933,189 1,200,721 X 28-5284 1199363 1358 6,364,044 123,382 X X 28-5284 117780 5602 1,161,891 22,526 X 28-13605 22526 478,766 9,282 X X 28-13605 9282 47,454 920 X X 28-13663 920 ISHARES TR BARCLYS 20+ YR 464287432 1,444,164 11,955 X 28-5284 11955 365,299 3,024 X X 28-5284 3024 COLUMN TOTAL 188,683,990
FILE NO. 28-1235 PAGE 132 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR BARCLYS 7-10 Y 464287440 12,024,001 114,438 X 28-5284 93567 20871 2,137,754 20,346 X X 28-5284 20346 762,913 7,261 X 28-13605 7261 60,941 580 X X 28-13605 580 ISHARES TR BARCLYS 1-3 YR 464287457 104,517,864 1,235,874 X 28-5284 1230971 4903 25,256,239 298,643 X X 28-5284 272570 26073 2,492,278 29,470 X 28-13605 29470 556,809 6,584 X X 28-13605 6584 6,471,296 76,520 X 28-13663 76520 482,049 5,700 X X 28-13663 5700 ISHARES TR MSCI EAFE INDE 464287465 236,133,586 4,942,101 X 28-5284 4891461 50640 134,713,417 2,819,452 X X 28-5284 2714286 11685 93481 32,037,350 670,518 X 28-13605 666115 4403 20,759,932 434,490 X X 28-13605 429111 5379 996,834 20,863 X 28-13663 20863 2,585,137 54,105 X X 28-13663 53158 947 ISHARES TR RUSSELL MCP VL 464287473 26,116,380 677,292 X 28-5284 643898 33394 7,189,512 186,450 X X 28-5284 185393 1057 1,147,661 29,763 X 28-13605 29763 832,472 21,589 X X 28-13605 21329 260 149,728 3,883 X 28-13663 3883 28,380 736 X X 28-13663 736 ISHARES TR RUSSELL MCP GR 464287481 40,770,672 821,327 X 28-5284 793309 28018 8,347,611 168,163 X X 28-5284 167585 578 2,457,974 49,516 X 28-13605 48816 700 727,425 14,654 X X 28-13605 14654 469,594 9,460 X 28-13663 9460 19,806 399 X X 28-13663 399 ISHARES TR RUSSELL MIDCAP 464287499 174,838,253 1,981,170 X 28-5284 1968380 12790 40,967,768 464,224 X X 28-5284 427968 370 35886 4,553,700 51,600 X 28-13605 51600 2,618,289 29,669 X X 28-13605 29669 1,505,545 17,060 X 28-13663 17060 1,065,884 12,078 X X 28-13663 12078 COLUMN TOTAL 895,795,054
FILE NO. 28-1235 PAGE 133 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR S&P MIDCAP 400 464287507 35,695,633 457,695 X 28-5284 445384 12311 27,476,423 352,307 X X 28-5284 337076 15231 17,733,834 227,386 X 28-13605 227233 153 5,678,842 72,815 X X 28-13605 72385 430 33,536 430 X 28-13663 430 2,334,163 29,929 X X 28-13663 29929 ISHARES TR S&P NA SOFTWR 464287515 135,381 2,595 X 28-5284 2595 104,340 2,000 X X 28-5284 2000 5,634 108 X 28-13605 108 ISHARES TR PHLX SOX SEMIC 464287523 66,860 1,456 X 28-5284 1456 43,624 950 X X 28-5284 950 ISHARES TR S&P NA TECH FD 464287549 16,052 290 X 28-5284 290 166,050 3,000 X X 28-5284 3000 ISHARES TR NASDQ BIO INDX 464287556 6,187,611 66,284 X 28-5284 66184 100 3,072,429 32,913 X X 28-5284 30050 2863 21,844 234 X 28-13605 234 51,343 550 X X 28-13605 550 18,670 200 X 28-13663 200 19,417 208 X X 28-13663 208 ISHARES TR COHEN&ST RLTY 464287564 11,366,695 185,246 X 28-5284 182829 2417 3,507,215 57,158 X X 28-5284 55083 2075 2,227,245 36,298 X 28-13605 36298 1,374,219 22,396 X X 28-13605 21760 636 13,561 221 X 28-13663 221 37,368 609 X X 28-13663 173 436 ISHARES TR CONS SRVC IDX 464287580 18,615 291 X 28-5284 291 ISHARES TR RUSSELL1000VAL 464287598 59,477,505 1,051,025 X 28-5284 1047787 3238 41,138,214 726,952 X X 28-5284 723908 3044 2,633,868 46,543 X 28-13605 46543 886,030 15,657 X X 28-13605 15657 77,641 1,372 X 28-13663 1372 155,170 2,742 X X 28-13663 1942 800 COLUMN TOTAL 221,775,032
FILE NO. 28-1235 PAGE 134 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR S&P MC 400 GRW 464287606 11,660,783 129,795 X 28-5284 126163 3632 3,337,915 37,154 X X 28-5284 33947 3207 290,183 3,230 X 28-13605 3230 331,330 3,688 X X 28-13605 3688 332,408 3,700 X 28-13663 3700 ISHARES TR RUSSELL1000GRW 464287614 82,246,898 1,564,224 X 28-5284 1521301 42923 27,085,430 515,128 X X 28-5284 509734 5394 4,514,256 85,855 X 28-13605 83855 2000 1,378,017 26,208 X X 28-13605 25921 287 763,567 14,522 X 28-13663 14522 161,578 3,073 X X 28-13663 3073 ISHARES TR RUSSELL 1000 464287622 106,864,600 1,708,740 X 28-5284 1701107 7633 30,576,369 488,909 X X 28-5284 459185 29724 1,102,768 17,633 X 28-13605 17633 474,866 7,593 X X 28-13605 7593 1,085,444 17,356 X 28-13663 17356 1,554,932 24,863 X X 28-13663 24863 ISHARES TR RUSL 2000 VALU 464287630 26,361,205 462,234 X 28-5284 456852 5382 10,296,310 180,542 X X 28-5284 177339 3203 1,212,515 21,261 X 28-13605 21211 50 221,904 3,891 X X 28-13605 3650 241 23,553 413 X 28-13663 413 93,073 1,632 X X 28-13663 1632 ISHARES TR RUSL 2000 GROW 464287648 22,184,781 301,957 X 28-5284 296427 5530 8,493,867 115,610 X X 28-5284 114308 1302 247,373 3,367 X 28-13605 3367 125,413 1,707 X X 28-13605 1707 135,920 1,850 X 28-13663 1850 7,567 103 X X 28-13663 103 ISHARES TR RUSSELL 2000 464287655 117,716,325 1,830,736 X 28-5284 1812486 18250 54,462,550 847,007 X X 28-5284 791436 480 55091 8,529,266 132,648 X 28-13605 132174 474 4,432,906 68,941 X X 28-13605 68941 1,478,836 22,999 X 28-13663 22999 599,469 9,323 X X 28-13663 9323 COLUMN TOTAL 530,384,177
FILE NO. 28-1235 PAGE 135 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR RUSL 3000 VALU 464287663 1,504,272 20,328 X 28-5284 20328 359,492 4,858 X X 28-5284 4858 48,840 660 X X 28-13605 660 ISHARES TR RUSL 3000 GROW 464287671 558,657 13,068 X 28-5284 13068 81,054 1,896 X X 28-5284 1540 356 53,395 1,249 X X 28-13605 1249 ISHARES TR RUSSELL 3000 464287689 13,525,037 202,683 X 28-5284 202520 163 1,583,436 23,729 X X 28-5284 23029 700 1,018,166 15,258 X 28-13605 15258 172,163 2,580 X X 28-13605 2580 ISHARES TR DJ US UTILS 464287697 4,741,010 57,994 X 28-5284 25551 32443 4,779,187 58,461 X X 28-5284 58461 4,169 51 X X 28-13663 51 ISHARES TR S&P MIDCP VALU 464287705 9,373,948 142,008 X 28-5284 138396 3612 2,421,577 36,685 X X 28-5284 33791 2894 123,373 1,869 X 28-13605 1869 33,401 506 X X 28-13605 506 ISHARES TR DJ US TELECOMM 464287713 2,550,626 125,092 X 28-5284 122457 2635 550,448 26,996 X X 28-5284 26996 10,909 535 X 28-13605 535 9,685 475 X X 28-13605 475 10,195 500 X 28-13663 500 6,668 327 X X 28-13663 327 ISHARES TR DJ US TECH SEC 464287721 4,859,770 82,174 X 28-5284 82174 4,164,580 70,419 X X 28-5284 69519 900 470,932 7,963 X 28-13605 7963 54,113 915 X X 28-13663 915 ISHARES TR DJ US REAL EST 464287739 6,204,534 122,692 X 28-5284 122692 3,125,529 61,806 X X 28-5284 61606 200 282,787 5,592 X 28-13605 5592 562,996 11,133 X X 28-13605 11133 45,513 900 X 28-13663 900 43,237 855 X X 28-13663 855 ISHARES TR DJ US INDUSTRL 464287754 92,904 1,691 X X 28-5284 1691 COLUMN TOTAL 63,426,603
FILE NO. 28-1235 PAGE 136 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR DJ US HEALTHCR 464287762 2,048,122 31,360 X 28-5284 31360 786,267 12,039 X X 28-5284 12039 19,593 300 X 28-13605 300 16,328 250 X 28-13663 250 25,340 388 X X 28-13663 388 ISHARES TR DJ US FINL SVC 464287770 251,306 6,116 X 28-5284 6116 53,417 1,300 X X 28-5284 1300 151,088 3,677 X 28-13605 3677 ISHARES TR DJ US FINL SEC 464287788 208,691 4,729 X 28-5284 4436 293 226,916 5,142 X X 28-5284 5142 9,797 222 X 28-13605 222 31,553 715 X X 28-13605 715 138,259 3,133 X X 28-13663 3133 ISHARES TR DJ US ENERGY 464287796 730,622 21,565 X 28-5284 21565 199,553 5,890 X X 28-5284 5590 300 84,700 2,500 X 28-13605 2500 203,280 6,000 X 28-13663 6000 ISHARES TR S&P SMLCAP 600 464287804 27,380,914 467,730 X 28-5284 455403 12327 15,102,793 257,991 X X 28-5284 255535 2456 4,535,445 77,476 X 28-13605 77476 501,337 8,564 X X 28-13605 8564 247,800 4,233 X 28-13663 4233 1,195,797 20,427 X X 28-13663 20427 ISHARES TR CONS GOODS IDX 464287812 264,222 4,200 X 28-5284 4200 119,214 1,895 X X 28-5284 1895 ISHARES TR DJ US BAS MATL 464287838 259,624 4,600 X 28-5284 4600 ISHARES TR DJ US INDEX FD 464287846 1,509,586 26,690 X 28-5284 25173 1517 1,174,072 20,758 X X 28-5284 20758 438,114 7,746 X 28-13605 7746 16,459 291 X X 28-13605 291 COLUMN TOTAL 57,930,209
FILE NO. 28-1235 PAGE 137 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR S&P EURO PLUS 464287861 1,748,356 54,859 X 28-5284 53259 1600 389,611 12,225 X X 28-5284 12225 117,664 3,692 X 28-13605 3692 104,024 3,264 X X 28-13605 3264 223,090 7,000 X 28-13663 7000 191,220 6,000 X X 28-13663 6000 ISHARES TR S&P SMLCP VALU 464287879 14,068,634 237,686 X 28-5284 237237 449 2,430,519 41,063 X X 28-5284 38217 2846 154,959 2,618 X 28-13605 2618 38,059 643 X X 28-13605 643 2,545 43 X 28-13663 43 20,598 348 X X 28-13663 348 ISHARES TR S&P SMLCP GROW 464287887 8,080,899 125,363 X 28-5284 124217 1146 3,155,768 48,957 X X 28-5284 46676 2281 231,154 3,586 X 28-13605 3586 52,213 810 X X 28-13605 810 ISHARES TR S&P SH NTL AMT 464288158 106,610 1,000 X X 28-5284 1000 ISHARES TR AGENCY BD FD 464288166 5,709,833 50,664 X 28-5284 49796 868 238,248 2,114 X X 28-5284 2114 241,967 2,147 X X 28-13663 2147 ISHARES TR MSCI ACJPN IDX 464288182 526,799 11,295 X 28-5284 11295 710,094 15,225 X X 28-5284 15225 ISHARES TR S&P EMRG INFRS 464288216 129,069 4,993 X X 28-5284 2145 2848 ISHARES TR S&P GLBIDX ETF 464288224 32,640 3,521 X 28-5284 3521 ISHARES TR S&P NUCIDX ETF 464288232 1,610 50 X 28-13605 50 ISHARES TR MSCI ACWI EX 464288240 64,317 1,835 X X 28-5284 1835 ISHARES TR MSCI SMALL CAP 464288273 154,540 4,423 X 28-5284 4423 247,760 7,091 X X 28-5284 7091 12,648 362 X X 28-13663 362 COLUMN TOTAL 39,185,448
FILE NO. 28-1235 PAGE 138 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR JPMORGAN USD 464288281 10,842,737 102,843 X 28-5284 101884 959 3,647,351 34,595 X X 28-5284 34344 251 521,773 4,949 X 28-13605 4949 263,470 2,499 X X 28-13605 2499 157,091 1,490 X 28-13663 1490 ISHARES TR MID GRWTH INDX 464288307 13,846 159 X X 28-5284 159 ISHARES TR S&P GLO INFRAS 464288372 2,365,313 74,171 X 28-5284 74171 335,547 10,522 X X 28-5284 10522 323,046 10,130 X 28-13605 10130 106,832 3,350 X X 28-13605 3350 4,209 132 X 28-13663 132 63,780 2,000 X X 28-13663 2000 ISHARES TR S&P NTL AMTFRE 464288414 121,011,169 1,134,657 X 28-5284 1109667 24990 35,170,184 329,772 X X 28-5284 307695 22077 6,780,274 63,575 X 28-13605 63575 5,881,001 55,143 X X 28-13605 55043 100 636,381 5,967 X 28-13663 5967 202,635 1,900 X X 28-13663 1900 ISHARES TR S&P ASIA 50 IN 464288430 43,488 1,206 X X 28-13605 1206 ISHARES TR DJ INTL SEL DI 464288448 84,990 3,000 X X 28-5284 3000 ISHARES TR SMLL CORE INDX 464288505 103,283 1,416 X 28-5284 1416 ISHARES TR HIGH YLD CORP 464288513 138,078 1,667 X 28-5284 1667 385,242 4,651 X X 28-5284 4651 339,189 4,095 X 28-13605 4095 117,867 1,423 X X 28-13605 1423 414,150 5,000 X X 28-13663 5000 ISHARES TR RESIDENT PLS C 464288562 155,120 4,000 X X 28-5284 4000 ISHARES TR MSCI KLD400 SO 464288570 292,215 6,900 X X 28-5284 6900 COLUMN TOTAL 190,400,261
FILE NO. 28-1235 PAGE 139 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR BARCLYS MBS BD 464288588 18,317,216 169,306 X 28-5284 168656 650 621,443 5,744 X X 28-5284 5744 666,342 6,159 X 28-13605 6159 278,156 2,571 X X 28-13605 2571 49,443 457 X 28-13663 457 292,113 2,700 X X 28-13663 2700 ISHARES TR BARCLYS INTER 464288612 13,918,039 125,196 X 28-5284 125113 83 1,770,605 15,927 X X 28-5284 15927 101,721 915 X 28-13605 915 52,028 468 X X 28-13605 468 ISHARES TR BARCLYS CR BD 464288620 31,897 296 X X 28-5284 296 ISHARES TR BARCLYS INTER 464288638 57,319,853 536,753 X 28-5284 516083 20670 12,833,595 120,176 X X 28-5284 109642 10534 867,562 8,124 X 28-13605 8124 77,530 726 X X 28-13605 726 1,008,525 9,444 X 28-13663 9444 1,446,150 13,542 X X 28-13663 12495 1047 ISHARES TR BARCLYS 1-3YR 464288646 143,055,580 1,375,799 X 28-5284 1366782 9017 44,832,329 431,163 X X 28-5284 400376 30787 6,917,893 66,531 X 28-13605 66436 95 2,513,301 24,171 X X 28-13605 24171 12,364,886 118,916 X 28-13663 118916 526,139 5,060 X X 28-13663 5060 ISHARES TR BARCLYS 10-20Y 464288653 66,095 500 X 28-13605 500 ISHARES TR BARCLYS 3-7 YR 464288661 5,320,703 43,799 X 28-5284 43799 2,544,520 20,946 X X 28-5284 12346 8600 431,011 3,548 X 28-13605 3548 260,332 2,143 X X 28-13605 2143 51,993 428 X 28-13663 428 ISHARES TR BARCLYS SH TRE 464288679 249,716 2,265 X X 28-5284 2265 ISHARES TR US PFD STK IDX 464288687 7,042,412 197,765 X 28-5284 133797 63968 6,228,830 174,918 X X 28-5284 173968 950 760,452 21,355 X 28-13605 21355 573,926 16,117 X X 28-13605 16117 COLUMN TOTAL 343,392,336
FILE NO. 28-1235 PAGE 140 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR S&P GLB MTRLS 464288695 24,134 450 X 28-5284 450 73,419 1,369 X X 28-5284 1369 23,222 433 X X 28-13605 433 ISHARES TR S&P GL INDUSTR 464288729 15,374 351 X 28-5284 351 ISHARES TR MSCI ESG SEL S 464288802 6,563,110 131,341 X 28-5284 131341 983,260 19,677 X X 28-5284 19335 342 17,390 348 X 28-13605 348 ISHARES TR DJ MED DEVICES 464288810 169,320 3,000 X X 28-5284 3000 ISHARES TR DJ PHARMA INDX 464288836 40,081 604 X X 28-5284 604 ISHARES TR DJ OIL EQUIP 464288844 15,606 360 X 28-5284 360 ISHARES TR DJ OIL&GAS EXP 464288851 203,441 3,975 X 28-5284 3975 ISHARES TR MSCI VAL IDX 464288877 5,319,723 128,217 X 28-5284 126163 2054 9,736,375 234,668 X X 28-5284 233781 887 1,636,863 39,452 X 28-13605 39112 340 1,146,659 27,637 X X 28-13605 27637 593,017 14,293 X X 28-13663 14293 ISHARES TR MSCI GRW IDX 464288885 10,950,346 219,710 X 28-5284 217851 1859 10,078,047 202,208 X X 28-5284 195116 7092 173,692 3,485 X 28-13605 3485 83,332 1,672 X X 28-13605 1672 31,100 624 X 28-13663 624 568,674 11,410 X X 28-13663 11410 ISHARES TR MSCI BRAZ SMCP 464289131 114,370 5,472 X 28-5284 5472 ISHARES TR S&P INDIA 50 464289529 22,350 1,000 X X 28-5284 1000 ISHARES TR MSCI PERU CAP 464289842 3,507 100 X X 28-5284 100 ISHARES TR POLND INVT MKT 46429B606 18,592 800 X X 28-5284 800 ISHARES TR HGH DIV EQT FD 46429B663 24,975 500 X 28-5284 500 ISIS PHARMACEUTICALS INC COM 464330109 33,900 5,000 X 28-5284 5000 25,086 3,700 X X 28-5284 2000 1700 COLUMN TOTAL 48,688,965
FILE NO. 28-1235 PAGE 141 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ITAU UNIBANCO HLDG SA SPON ADR REP P 465562106 54,149 3,489 X 28-5284 3169 320 39,809 2,565 X X 28-5284 2565 ITC HLDGS CORP COM 465685105 18,196 235 X 28-5284 235 373,367 4,822 X X 28-5284 322 4500 ITRON INC COM 465741106 12,390 420 X 28-5284 420 33,306 1,129 X X 28-5284 1129 12,538 425 X 28-13605 425 1,062 36 X X 28-13605 36 IVANHOE MINES LTD COM 46579N103 1,343 98 X 28-5284 98 15,755 1,150 X X 28-5284 1150 891 65 X X 28-13605 65 J & J SNACK FOODS CORP COM 466032109 23,545 490 X 28-5284 400 90 71,595 1,490 X X 28-5284 1490 JDS UNIPHASE CORP COM PAR $0.001 46612J507 37,607 3,772 X 28-5284 871 2901 15,653 1,570 X X 28-5284 1407 163 36,131 3,624 X 28-13605 1062 2562 19,940 2,000 X X 28-13605 2000 JDA SOFTWARE GROUP INC COM 46612K108 117 5 X 28-5284 5 150,133 6,405 X 28-13605 6405 JPMORGAN CHASE & CO COM 46625H100 99,392,115 3,299,871 X 28-5284 3240796 300 58775 60,124,821 1,996,176 X X 28-5284 1855057 5450 135669 50,597,925 1,679,878 X 28-13605 1471722 208156 12,396,699 411,577 X X 28-13605 393043 1420 17114 647,429 21,495 X 28-13663 17745 3750 577,882 19,186 X X 28-13663 18824 362 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 6,148,749 180,580 X 28-5284 180580 672,930 19,763 X X 28-5284 19763 628,223 18,450 X 28-13605 18450 85,125 2,500 X X 28-13605 2500 303,045 8,900 X X 28-13663 8900 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 10,760 400 X X 28-13605 400 COLUMN TOTAL 232,503,230
FILE NO. 28-1235 PAGE 142 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT INC COM 466313103 15,317 861 X 28-5284 115 746 33,570 1,887 X X 28-5284 1725 162 323,227 18,169 X 28-13605 16021 2148 22,682 1,275 X X 28-13605 1275 JACK IN THE BOX INC COM 466367109 6,175 310 X 28-5284 310 JACOBS ENGR GROUP INC DEL COM 469814107 1,701,651 52,699 X 28-5284 52495 204 2,120,549 65,672 X X 28-5284 48397 17275 145,370 4,502 X 28-13605 2577 1925 49,436 1,531 X X 28-13605 1531 743 23 X 28-13663 23 22,506 697 X X 28-13663 697 JAGUAR MNG INC COM 47009M103 3,760 800 X X 28-5284 800 JAKKS PAC INC COM 47012E106 3,222 170 X 28-5284 170 5,685 300 X X 28-5284 300 JAMES RIVER COAL CO COM NEW 470355207 134 21 X 28-5284 21 JANUS CAP GROUP INC COM 47102X105 10,842 1,807 X 28-5284 1807 7,758 1,293 X X 28-5284 1065 228 27,408 4,568 X 28-13605 1356 3212 2,100 350 X X 28-13605 350 JARDEN CORP COM 471109108 15,571 551 X X 28-5284 551 JAZZ PHARMACEUTICALS INC COM 472147107 142,096 3,424 X 28-13605 3424 JEFFERIES GROUP INC NEW DBCV 3.875%11 472319AG7 548,250 6,000 X X 28-5284 6000 JEFFERIES GROUP INC NEW COM 472319102 51,415 4,143 X 28-5284 942 3201 183,445 14,782 X X 28-5284 469 14313 2,395 193 X X 28-13605 193 JEFFERSON BANCSHARES INC TEN COM 472375104 9,415 3,500 X X 28-5284 3500 JETBLUE AIRWAYS CORP COM 477143101 6,184 1,512 X 28-5284 1512 JOHN BEAN TECHNOLOGIES CORP COM 477839104 485 34 X X 28-5284 34 COLUMN TOTAL 5,461,391
FILE NO. 28-1235 PAGE 143 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON COM 478160104 254,935,784 4,002,760 X 28-5284 3942813 800 59147 225,348,276 3,538,205 X X 28-5284 3226989 3600 307616 77,597,285 1,218,359 X 28-13605 1117476 100883 29,943,662 470,147 X X 28-13605 431031 485 38631 1,667,914 26,188 X 28-13663 22081 4107 5,112,014 80,264 X X 28-13663 79772 492 JOHNSON CTLS INC NOTE 6.500% 9 478366AS6 471,500 2,000 X 28-5284 2000 JOHNSON CTLS INC COM 478366107 23,034,881 873,526 X 28-5284 864688 8838 14,422,544 546,930 X X 28-5284 510392 2000 34538 2,636,183 99,969 X 28-13605 93549 6420 1,667,903 63,250 X X 28-13605 60405 465 2380 109,620 4,157 X 28-13663 4048 109 145,299 5,510 X X 28-13663 5510 JONES LANG LASALLE INC COM 48020Q107 11,398 220 X X 28-5284 220 1,554 30 X X 28-13605 30 JONES GROUP INC COM 48020T101 8,565 930 X X 28-13605 930 JOS A BANK CLOTHIERS INC COM 480838101 151,548 3,250 X 28-5284 3250 125,901 2,700 X X 28-5284 2700 JOY GLOBAL INC COM 481165108 11,302,570 181,189 X 28-5284 177607 3582 3,357,604 53,825 X X 28-5284 41588 12237 15,923,680 255,269 X 28-13605 248938 6331 3,081,946 49,406 X X 28-13605 47071 2335 22,769 365 X 28-13663 365 36,180 580 X X 28-13663 580 JUNIPER NETWORKS INC COM 48203R104 210,330 12,186 X 28-5284 11084 1102 31,551 1,828 X X 28-5284 1497 331 188,531 10,923 X 28-13605 4050 6873 17,001 985 X X 28-13605 985 4,073 236 X 28-13663 236 KAR AUCTION SVCS INC COM 48238T109 2,313 191 X X 28-5284 191 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 31,220 953 X 28-5284 953 131 4 X X 28-5284 4 COLUMN TOTAL 671,601,730
FILE NO. 28-1235 PAGE 144 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- KBR INC COM 48242W106 2,013,394 85,205 X 28-5284 82725 2480 1,066,847 45,148 X X 28-5284 45148 2,658,895 112,522 X 28-13605 111630 892 487,841 20,645 X X 28-13605 18645 2000 11,815 500 X 28-13663 500 KKR FINANCIAL HLDGS LLC COM 48248A306 4,941 665 X 28-5284 665 18,575 2,500 X X 28-5284 2500 KKR & CO L P DEL COM UNITS 48248M102 31,200 3,000 X 28-5284 3000 KLA-TENCOR CORP COM 482480100 63,813 1,667 X 28-5284 1400 267 561,836 14,677 X X 28-5284 4577 10100 102,705 2,683 X 28-13605 786 1897 2,680 70 X 28-13663 70 KMG CHEMICALS INC COM 482564101 49,280 4,000 X 28-5284 4000 K-SWISS INC CL A 482686102 1,020 240 X 28-5284 240 K12 INC COM 48273U102 209,587 8,232 X X 28-5284 8232 10,184 400 X 28-13605 400 171,855 6,750 X X 28-13605 6750 KVH INDS INC COM 482738101 19,182 2,425 X X 28-5284 2425 KADANT INC COM 48282T104 18 1 X 28-5284 1 KAISER ALUMINUM CORP COM PAR $0.01 483007704 64,649 1,460 X 28-5284 1460 322,358 7,280 X X 28-5284 300 6980 KAMAN CORP COM 483548103 4,735 170 X 28-5284 170 179,633 6,450 X 28-13605 6450 KANSAS CITY SOUTHERN COM NEW 485170302 244,105 4,886 X 28-5284 4886 3,957,082 79,205 X X 28-5284 72205 7000 13,989 280 X 28-13605 280 4,996 100 X X 28-13605 100 KAPSTONE PAPER & PACKAGING C COM 48562P103 191,265 13,770 X X 28-5284 13770 KAYDON CORP COM 486587108 78,354 2,732 X 28-5284 2732 COLUMN TOTAL 12,546,834
FILE NO. 28-1235 PAGE 145 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON ENRGY TTL RT COM 48660P104 74,118 3,064 X 28-5284 3064 4,838 200 X X 28-5284 200 KAYNE ANDERSON MLP INVSMNT C COM 486606106 259,338 9,322 X 28-5284 9322 97,926 3,520 X X 28-5284 3520 KELLOGG CO COM 487836108 2,886,621 54,270 X 28-5284 49819 4451 2,670,032 50,198 X X 28-5284 48581 1617 356,001 6,693 X 28-13605 3643 3050 297,598 5,595 X X 28-13605 5495 100 138,932 2,612 X 28-13663 2500 112 132,975 2,500 X X 28-13663 2500 KELLY SVCS INC CL A 488152208 650 57 X 28-13605 57 KEMET CORP COM NEW 488360207 88,624 12,395 X 28-13605 12395 KEMPER CORP DEL COM 488401100 46,938 1,959 X 28-5284 639 1320 8,314 347 X X 28-5284 347 KENNAMETAL INC COM 489170100 156,334 4,775 X 28-5284 4775 359,911 10,993 X X 28-5284 5688 5305 82,767 2,528 X 28-13605 2528 KENSEY NASH CORP COM 490057106 24,500 1,000 X X 28-5284 1000 KEY ENERGY SVCS INC COM 492914106 7,592 800 X 28-5284 800 341,327 35,967 X 28-13605 35967 KEYCORP NEW COM 493267108 244,986 41,313 X 28-5284 30879 10434 291,720 49,194 X X 28-5284 22074 27120 101,000 17,032 X 28-13605 5113 11919 1,394 235 X X 28-13605 235 1,512 255 X 28-13663 255 11,202 1,889 X X 28-13663 1889 KEYCORP NEW PFD 7.75% SR A 493267405 29,067 285 X 28-5284 285 15,299 150 X X 28-5284 150 KILROY RLTY CORP COM 49427F108 10,955 350 X 28-5284 350 COLUMN TOTAL 8,742,471
FILE NO. 28-1235 PAGE 146 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- KIMBERLY CLARK CORP COM 494368103 47,519,182 669,190 X 28-5284 662115 7075 44,158,776 621,867 X X 28-5284 603158 1000 17709 4,998,891 70,397 X 28-13605 65507 4890 2,644,696 37,244 X X 28-13605 36879 345 20 358,814 5,053 X 28-13663 4717 336 478,181 6,734 X X 28-13663 6382 352 KIMCO RLTY CORP COM 49446R109 78,276 5,208 X 28-5284 775 4433 101,272 6,738 X X 28-5284 5815 923 115,641 7,694 X 28-13605 2982 4712 90,180 6,000 X X 28-13605 6000 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 141,795 2,416 X 28-5284 2416 1,362,547 23,216 X X 28-5284 23216 6,515 111 X 28-13605 111 12,149 207 X 28-13663 207 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 15,085,654 220,615 X 28-5284 219815 800 13,735,354 200,868 X X 28-5284 196218 4650 1,045,872 15,295 X 28-13605 15295 700,485 10,244 X X 28-13605 10244 34,190 500 X 28-13663 500 283,093 4,140 X X 28-13663 4140 KINDER MORGAN INC DEL COM 49456B101 8,518 329 X 28-5284 329 137,398 5,307 X X 28-5284 5307 KINDRED HEALTHCARE INC COM 494580103 6,034 700 X 28-5284 700 65,796 7,633 X X 28-5284 7633 KINETIC CONCEPTS INC COM NEW 49460W208 13,178 200 X 28-5284 200 52,053 790 X X 28-5284 790 307,970 4,674 X 28-13605 4674 18,449 280 X X 28-13605 280 KINROSS GOLD CORP COM NO PAR 496902404 140,558 9,510 X 28-5284 2232 7278 199,944 13,528 X X 28-5284 2200 11328 10,849 734 X 28-13605 734 2,779 188 X X 28-13605 188 KIRBY CORP COM 497266106 26,373 501 X 28-5284 501 34,111 648 X X 28-5284 648 COLUMN TOTAL 133,975,573
FILE NO. 28-1235 PAGE 147 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- KNOLL INC COM NEW 498904200 3,589 262 X 28-5284 262 KNIGHT CAP GROUP INC CL A COM 499005106 41,295 3,396 X 28-5284 3396 KNIGHT TRANSN INC COM 499064103 246,368 18,510 X X 28-5284 14700 3810 KNOLOGY INC COM 499183804 65 5 X 28-5284 5 KOHLS CORP COM 500255104 3,416,427 69,581 X 28-5284 60681 8900 2,029,401 41,332 X X 28-5284 29516 11816 611,344 12,451 X 28-13605 9069 3382 163,503 3,330 X X 28-13605 3330 26,809 546 X 28-13663 200 346 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 57,247 3,191 X 28-5284 3191 140,775 7,847 X X 28-5284 1822 6025 8,970 500 X 28-13605 500 14,352 800 X X 28-13605 800 KOPPERS HOLDINGS INC COM 50060P106 523,110 20,426 X 28-5284 20426 171,331 6,690 X X 28-5284 6690 KOPIN CORP COM 500600101 1,406 410 X 28-5284 410 KOREA ELECTRIC PWR SPONSORED ADR 500631106 32,360 3,807 X 28-5284 3807 34,000 4,000 X X 28-5284 4000 KOREA FD COM NEW 500634209 223,020 6,000 X X 28-5284 6000 KORN FERRY INTL COM NEW 500643200 1,341 110 X 28-13605 110 KRAFT FOODS INC CL A 50075N104 58,114,320 1,730,623 X 28-5284 1695839 34784 48,426,188 1,442,114 X X 28-5284 1277152 10400 154562 23,396,227 696,731 X 28-13605 588844 107887 6,204,677 184,773 X X 28-13605 178333 6440 224,717 6,692 X 28-13663 1700 4992 335,196 9,982 X X 28-13663 9769 213 KRATON PERFORMANCE POLYMERS COM 50077C106 5,534 342 X 28-5284 342 170,699 10,550 X X 28-5284 10550 KRISPY KREME DOUGHNUTS INC COM 501014104 682 100 X X 28-5284 100 3,410 500 X X 28-13605 500 COLUMN TOTAL 144,628,363
FILE NO. 28-1235 PAGE 148 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- KROGER CO COM 501044101 1,485,792 67,659 X 28-5284 66881 778 717,894 32,691 X X 28-5284 32091 600 215,450 9,811 X 28-13605 2985 6826 5,907 269 X X 28-13663 269 KRONOS WORLDWIDE INC COM 50105F105 2,894 180 X X 28-5284 180 KUBOTA CORP ADR 501173207 599 15 X X 28-5284 15 KULICKE & SOFFA INDS INC COM 501242101 7,311 980 X 28-5284 500 480 1,775 238 X 28-13605 238 KYOCERA CORP ADR 501556203 41,645 500 X X 28-5284 500 LDK SOLAR CO LTD SPONSORED ADR 50183L107 368 118 X 28-5284 118 480 154 X 28-13605 154 LKQ CORP COM 501889208 1,063 44 X 28-5284 44 264,383 10,943 X X 28-5284 1593 9350 28,992 1,200 X 28-13605 1200 227,950 9,435 X X 28-13605 9435 LMI AEROSPACE INC COM 502079106 8,530 500 X 28-5284 500 66,432 3,894 X 28-13605 3894 LMP REAL ESTATE INCOME FD IN COM 50208C108 217,250 25,000 X X 28-5284 25000 LPL INVT HLDGS INC COM 50213H100 26,411 1,039 X X 28-5284 239 800 LSI INDS INC COM 50216C108 83,906 13,468 X X 28-5284 10000 3468 LSB INDS INC COM 502160104 2,179 76 X 28-13605 76 LSI CORPORATION COM 502161102 18,151 3,504 X 28-5284 2112 1392 75,353 14,547 X X 28-5284 14547 50,837 9,814 X 28-13605 2915 6899 13,515 2,609 X X 28-13605 2584 25 LTC PPTYS INC COM 502175102 516,832 20,412 X 28-13605 20412 L-3 COMMUNICATIONS CORP DEBT 3.000% 8 502413AW7 190,000 2,000 X 28-13605 2000 COLUMN TOTAL 4,271,899
FILE NO. 28-1235 PAGE 149 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- L-3 COMMUNICATIONS HLDGS INC COM 502424104 596,895 9,632 X 28-5284 9153 479 623,914 10,068 X X 28-5284 9568 500 145,072 2,341 X 28-13605 1070 1271 5,887 95 X X 28-13605 95 1,549 25 X 28-13663 25 LA Z BOY INC COM 505336107 2,668 360 X 28-5284 360 LABORATORY CORP AMER HLDGS COM NEW 50540R409 795,006 10,057 X 28-5284 9753 304 937,691 11,862 X X 28-5284 8782 3080 582,994 7,375 X 28-13605 6123 1252 313,829 3,970 X X 28-13605 3970 1,265 16 X 28-13663 16 71,145 900 X X 28-13663 900 LACLEDE GROUP INC COM 505597104 44,175 1,140 X 28-5284 1000 140 112,375 2,900 X X 28-5284 2000 900 123,186 3,179 X 28-13605 3179 LADENBURG THALMAN FIN SVCS I COM 50575Q102 1,550 1,000 X 28-5284 1000 LAKE SHORE GOLD CORP COM 510728108 61,035 41,240 X X 28-13605 41240 LAKELAND BANCORP INC COM 511637100 144,623 18,494 X 28-5284 18494 14,897 1,905 X X 28-5284 1905 LAM RESEARCH CORP COM 512807108 647,825 17,057 X 28-5284 5266 11791 399,094 10,508 X X 28-5284 3133 7375 253,441 6,673 X 28-13605 6673 83,936 2,210 X X 28-13605 2210 15,382 405 X 28-13663 405 LAMAR ADVERTISING CO CL A 512815101 92,694 5,443 X X 28-5284 5443 LANDAUER INC COM 51476K103 7,431 150 X 28-5284 150 28,486 575 X X 28-5284 575 LANDSTAR SYS INC COM 515098101 25,674 649 X 28-5284 649 16,101 407 X X 28-5284 407 COLUMN TOTAL 6,149,820
FILE NO. 28-1235 PAGE 150 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP COM 517834107 740,039 19,302 X 28-5284 8482 10820 407,401 10,626 X X 28-5284 3236 7390 63,874 1,666 X 28-13605 1666 14,071 367 X X 28-13605 367 32,589 850 X 28-13663 850 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 436,589 22,739 X 28-5284 22739 108,134 5,632 X X 28-5284 5632 16,819 876 X 28-13663 876 LATIN AMERN DISCOVERY FD INC COM 51828C106 75,712 5,600 X X 28-5284 5600 LATTICE SEMICONDUCTOR CORP COM 518415104 295,097 56,209 X 28-13605 56209 LAUDER ESTEE COS INC CL A 518439104 14,779,519 168,255 X 28-5284 164046 4209 3,701,578 42,140 X X 28-5284 41861 279 26,486,395 301,530 X 28-13605 294867 6663 5,278,920 60,097 X X 28-13605 57198 2899 80,549 917 X 28-13663 875 42 127,368 1,450 X X 28-13663 1450 LAWSON PRODS INC COM 520776105 406 30 X 28-5284 30 11,830 875 X X 28-5284 875 LAYNE CHRISTENSEN CO COM 521050104 47,355 2,050 X 28-5284 2050 1,617 70 X X 28-5284 70 2,079 90 X 28-13663 90 LEAPFROG ENTERPRISES INC CL A 52186N106 14,828 4,400 X X 28-5284 4400 LEAR CORP COM NEW 521865204 26,598 620 X 28-5284 190 430 36,722 856 X X 28-5284 856 LEE ENTERPRISES INC COM 523768109 2,223 2,850 X X 28-5284 2850 LEGGETT & PLATT INC COM 524660107 5,002,417 252,775 X 28-5284 244191 8584 3,430,953 173,368 X X 28-5284 159241 14127 1,708,589 86,336 X 28-13605 84346 1990 497,798 25,154 X X 28-13605 24437 675 42 74,470 3,763 X 28-13663 3043 720 77,913 3,937 X X 28-13663 3937 LEGACY RESERVES LP UNIT LP INT 524707304 41,520 1,600 X X 28-5284 1600 COLUMN TOTAL 63,621,972
FILE NO. 28-1235 PAGE 151 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- LEGG MASON INC COM 524901105 115,412 4,489 X 28-5284 3287 1202 172,514 6,710 X X 28-5284 6569 141 499,262 19,419 X 28-13605 18191 1228 144,233 5,610 X X 28-13605 5610 3,779 147 X 28-13663 147 LENDER PROCESSING SVCS INC COM 52602E102 8,214 600 X 28-5284 600 581,099 42,447 X X 28-5284 42447 LENNAR CORP CL A 526057104 16,830 1,243 X 28-5284 451 792 6,499 480 X X 28-5284 480 35,827 2,646 X 28-13605 773 1873 LENNOX INTL INC COM 526107107 11,472 445 X X 28-5284 445 57,257 2,221 X 28-13605 2221 LEUCADIA NATL CORP COM 527288104 222,468 9,809 X 28-5284 6655 3154 814,053 35,893 X X 28-5284 24643 11250 83,281 3,672 X 28-13605 1455 2217 1,461,272 64,430 X X 28-13605 64430 LEVEL 3 COMMUNICATIONS INC COM 52729N100 34,224 22,969 X 28-5284 16143 6826 25,567 17,159 X X 28-5284 17159 29,800 20,000 X X 28-13605 20000 LEXINGTON REALTY TRUST COM 529043101 17,619 2,694 X 28-5284 2694 LEXMARK INTL NEW CL A 529771107 16,002 592 X 28-5284 592 44,708 1,654 X X 28-5284 1500 154 30,814 1,140 X 28-13605 373 767 1,216 45 X 28-13663 45 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 201 49 X 28-5284 49 LIBERTY GLOBAL INC COM SER A 530555101 495,413 13,693 X 28-5284 424 13269 637,202 17,612 X X 28-5284 10745 6867 16,281 450 X 28-13605 450 1,229,794 33,991 X X 28-13605 33991 COLUMN TOTAL 6,812,313
FILE NO. 28-1235 PAGE 152 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY GLOBAL INC COM SER C 530555309 1,291,957 37,329 X 28-5284 410 36919 1,596,871 46,139 X X 28-5284 10735 35404 15,575 450 X 28-13605 450 1,176,429 33,991 X X 28-13605 33991 96,908 2,800 X 28-13663 2800 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 64,708 4,384 X 28-5284 4384 74,361 5,038 X X 28-5284 4538 500 5,387 365 X X 28-13605 365 LIBERTY MEDIA CORP NEW DEB 3.125% 3 530718AF2 214,750 2,000 X 28-13605 2000 LIBERTY PPTY TR SH BEN INT 531172104 77,607 2,666 X 28-5284 2666 80,955 2,781 X X 28-5284 2781 LIFE PARTNERS HOLDINGS INC COM 53215T106 30,250 5,000 X 28-5284 5000 LIFE TIME FITNESS INC COM 53217R207 40,572 1,101 X 28-5284 824 277 6,928 188 X X 28-13605 188 LIFE TECHNOLOGIES CORP COM 53217V109 1,624,129 42,262 X 28-5284 6478 35784 1,456,266 37,894 X X 28-5284 18848 19046 108,065 2,812 X 28-13605 833 1979 27,170 707 X X 28-13605 707 125,282 3,260 X 28-13663 3260 3,881 101 X X 28-13663 101 LIFEPOINT HOSPITALS INC COM 53219L109 106,769 2,914 X 28-5284 2914 8,684 237 X X 28-5284 237 LILLY ELI & CO COM 532457108 18,994,964 513,794 X 28-5284 496544 17250 13,353,453 361,197 X X 28-5284 325736 3076 32385 4,426,529 119,733 X 28-13605 106733 13000 2,088,694 56,497 X X 28-13605 55332 650 515 33,532 907 X 28-13663 603 304 565,789 15,304 X X 28-13663 15304 LIMITED BRANDS INC COM 532716107 26,698,867 693,297 X 28-5284 684605 8692 6,366,011 165,308 X X 28-5284 156910 1000 7398 28,844,144 749,004 X 28-13605 683500 65504 5,744,845 149,178 X X 28-13605 143157 720 5301 152,307 3,955 X 28-13663 3919 36 34,659 900 X X 28-13663 900 COLUMN TOTAL 115,537,298
FILE NO. 28-1235 PAGE 153 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- LINCARE HLDGS INC COM 532791100 212,423 9,441 X X 28-5284 2141 7300 LINCOLN EDL SVCS CORP COM 533535100 8,090 1,000 X 28-5284 1000 LINCOLN ELEC HLDGS INC COM 533900106 212,643 7,330 X 28-5284 7330 3,172,534 109,360 X X 28-5284 109360 LINCOLN NATL CORP IND COM 534187109 235,669 15,078 X 28-5284 14955 123 840,753 53,791 X X 28-5284 53791 2,053,923 131,409 X 28-13605 127852 3557 133,637 8,550 X X 28-13605 8550 4,251 272 X 28-13663 272 LINDSAY CORP COM 535555106 3,766 70 X 28-5284 70 67,250 1,250 X X 28-5284 1000 250 LINEAR TECHNOLOGY CORP COM 535678106 8,364,457 302,512 X 28-5284 297884 4628 2,005,703 72,539 X X 28-5284 69869 2670 295,883 10,701 X 28-13605 8173 2528 6,913 250 X X 28-13605 250 83,531 3,021 X 28-13663 2956 65 164,103 5,935 X X 28-13663 5935 LINKEDIN CORP COM CL A 53578A108 3,279 42 X X 28-5284 42 LIONS GATE ENTMNT CORP COM NEW 535919203 69,000 10,000 X 28-13605 10000 LINN ENERGY LLC UNIT LTD LIAB 536020100 15,745,138 441,535 X 28-5284 437035 4500 12,944,865 363,008 X X 28-5284 343561 19447 4,875,293 136,716 X 28-13605 135727 989 3,348,438 93,899 X X 28-13605 92461 600 838 147,989 4,150 X 28-13663 4150 LIQUIDITY SERVICES INC COM 53635B107 109,679 3,420 X X 28-5284 1150 2270 1,813,975 56,563 X 28-13605 46250 10313 8,018 250 X X 28-13605 250 LITHIA MTRS INC CL A 536797103 177,622 12,352 X 28-13605 12352 LITTELFUSE INC COM 537008104 4,021 100 X X 28-5284 100 1,488,011 37,006 X 28-13605 30929 6077 5,911 147 X X 28-13605 147 COLUMN TOTAL 58,606,768
FILE NO. 28-1235 PAGE 154 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT IN COM 538034109 200 25 X 28-5284 25 136 17 X X 28-5284 17 LIZ CLAIBORNE INC COM 539320101 3,760 752 X 28-5284 752 14,575 2,915 X X 28-5284 2915 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1,302 623 X 28-5284 623 21,983 10,518 X X 28-5284 10518 LOCKHEED MARTIN CORP COM 539830109 9,097,797 125,245 X 28-5284 120743 4502 3,538,367 48,711 X X 28-5284 44064 4647 1,003,812 13,819 X 28-13605 11152 2667 1,886,170 25,966 X X 28-13605 21466 4500 13,220 182 X 28-13663 182 LOEWS CORP COM 540424108 722,130 20,901 X 28-5284 7394 13507 1,817,606 52,608 X X 28-5284 20843 31765 210,548 6,094 X 28-13605 2501 3593 1,451 42 X X 28-13605 42 71,899 2,081 X 28-13663 2081 LOGMEIN INC COM 54142L109 3,321 100 X X 28-5284 100 LORAL SPACE & COMMUNICATNS I COM 543881106 1,152 23 X 28-5284 23 LORILLARD INC COM 544147101 408,815 3,693 X 28-5284 3426 267 306,528 2,769 X X 28-5284 2637 132 380,033 3,433 X 28-13605 1708 1725 5,646 51 X 28-13663 51 51,365 464 X X 28-13663 464 LOUISIANA PAC CORP COM 546347105 7,395 1,450 X 28-5284 1450 7,104 1,393 X X 28-5284 1393 1,591 312 X X 28-13605 312 LOWES COS INC COM 548661107 9,202,262 475,815 X 28-5284 465742 10073 5,458,386 282,233 X X 28-5284 272962 9271 4,148,179 214,487 X 28-13605 199079 15408 181,448 9,382 X X 28-13605 9382 104,378 5,397 X 28-13663 5100 297 49,472 2,558 X X 28-13663 2540 18 LUCENT TECHNOLOGIES INC DBCV 2.875% 6 549463AH0 831,375 9,000 X X 28-13605 9000 COLUMN TOTAL 39,553,406
FILE NO. 28-1235 PAGE 155 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- LUFKIN INDS INC COM 549764108 103,866 1,952 X 28-5284 1112 840 53,210 1,000 X X 28-5284 1000 2,873 54 X X 28-13605 54 LULULEMON ATHLETICA INC COM 550021109 206,640 4,244 X 28-5284 4244 35,982 739 X X 28-5284 739 1,802 37 X 28-13605 37 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 184,192 7,315 X X 28-5284 3000 4315 LYDALL INC DEL COM 550819106 1,157 130 X 28-5284 130 M & T BK CORP COM 55261F104 5,947,721 85,089 X 28-5284 83662 1427 4,166,879 59,612 X X 28-5284 57399 2213 7,738,070 110,702 X 28-13605 79377 31325 1,289,026 18,441 X X 28-13605 18085 335 21 33,203 475 X 28-13663 404 71 76,401 1,093 X X 28-13663 1093 MBIA INC COM 55262C100 11,770 1,619 X 28-5284 875 744 11,378 1,565 X X 28-5284 1565 MB FINANCIAL INC NEW COM 55264U108 221 15 X X 28-13605 15 M D C HLDGS INC COM 552676108 10,604 626 X 28-5284 626 10,164 600 X X 28-5284 600 MDU RES GROUP INC COM 552690109 138,206 7,202 X 28-5284 7002 200 4,781,764 249,180 X X 28-5284 236580 12600 277,123 14,441 X 28-13605 14441 27,826 1,450 X X 28-13605 1450 MEMC ELECTR MATLS INC COM 552715104 68,607 13,093 X 28-5284 10465 2628 19,681 3,756 X X 28-5284 2886 870 29,622 5,653 X 28-13605 1103 4550 MFA FINANCIAL INC COM 55272X102 56,160 8,000 X 28-5284 8000 MFS INTER INCOME TR SH BEN INT 55273C107 32,400 5,400 X 28-5284 5400 5,400 900 X X 28-5284 900 MFS MUN INCOME TR SH BEN INT 552738106 45,225 6,700 X 28-5284 6700 COLUMN TOTAL 25,367,173
FILE NO. 28-1235 PAGE 156 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MF GLOBAL HLDGS LTD COM 55277J108 21,476 5,200 X X 28-5284 5200 MGE ENERGY INC COM 55277P104 67,106 1,650 X X 28-5284 1050 600 14,235 350 X X 28-13605 350 MELA SCIENCES INC COM 55277R100 2,215 500 X 28-13605 500 MGIC INVT CORP WIS COM 552848103 281 150 X X 28-13605 150 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 127 19 X X 28-5284 19 MGM RESORTS INTERNATIONAL COM 552953101 343,303 36,954 X 28-5284 36954 11,259 1,212 X X 28-5284 1212 16,258 1,750 X 28-13605 1750 MKS INSTRUMENT INC COM 55306N104 15,197 700 X X 28-5284 700 MPG OFFICE TR INC COM 553274101 2,110 1,000 X X 28-5284 1000 MSC INDL DIRECT INC CL A 553530106 20,213 358 X X 28-5284 358 162,153 2,872 X 28-13605 2872 MSCI INC CL A 55354G100 16,469 543 X X 28-5284 543 MTS SYS CORP COM 553777103 82,728 2,700 X 28-5284 2700 578,790 18,890 X X 28-5284 18890 MVC CAPITAL INC COM 553829102 21,139 2,019 X X 28-5284 2019 MV OIL TR TR UNITS 553859109 22,161 597 X X 28-5284 597 MWI VETERINARY SUPPLY INC COM 55402X105 51,615 750 X 28-5284 750 1,947,262 28,295 X 28-13605 23112 5183 8,534 124 X X 28-13605 124 MYR GROUP INC DEL COM 55405W104 47,628 2,700 X 28-5284 2700 MACERICH CO COM 554382101 23,063 541 X 28-5284 21 520 44,932 1,054 X X 28-5284 1054 MACK CALI RLTY CORP COM 554489104 15,649 585 X 28-5284 585 260,625 9,743 X X 28-5284 5443 4300 COLUMN TOTAL 3,796,528
FILE NO. 28-1235 PAGE 157 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MACKINAC FINL CORP COM 554571109 136,500 25,000 X X 28-5284 25000 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 56,100 2,500 X 28-5284 2500 112,200 5,000 X X 28-5284 5000 190,426 8,486 X 28-13605 8486 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 15 1 X X 28-5284 1 MACYS INC COM 55616P104 16,498,903 626,858 X 28-5284 608595 18263 3,678,404 139,757 X X 28-5284 119422 20335 28,576,493 1,085,733 X 28-13605 1062219 23514 5,815,378 220,949 X X 28-13605 210497 10452 75,223 2,858 X 28-13663 2500 358 14,476 550 X X 28-13663 550 MADDEN STEVEN LTD COM 556269108 13,876 461 X 28-5284 461 36,120 1,200 X X 28-5284 100 1100 80,969 2,690 X 28-13605 2690 MADISON SQUARE GARDEN CO CL A 55826P100 76,631 3,361 X 28-5284 3361 9,895 434 X X 28-5284 434 1,212,686 53,188 X 28-13605 43643 9545 5,677 249 X X 28-13605 249 MAG SILVER CORP COM 55903Q104 3,920 500 X 28-5284 500 588,000 75,000 X 28-13605 75000 1,783,600 227,500 X X 28-13605 227500 MAGELLAN HEALTH SVCS INC COM NEW 559079207 86,747 1,796 X 28-13605 1796 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2,696,860 44,650 X 28-5284 44450 200 2,283,905 37,813 X X 28-5284 31991 5822 567,760 9,400 X 28-13605 9400 15,100 250 X 28-13663 250 MAGNA INTL INC COM 559222401 6,594 200 X 28-5284 200 5,011 152 X X 28-5284 152 1,583 48 X X 28-13605 48 MAGNUM HUNTER RES CORP DEL COM 55973B102 3 1 X 28-5284 1 MAKITA CORP ADR NEW 560877300 259,208 7,275 X X 28-5284 7275 COLUMN TOTAL 64,888,263
FILE NO. 28-1235 PAGE 158 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MAKO SURGICAL CORP COM 560879108 5,133 150 X 28-5284 150 MALAYSIA FD INC COM 560905101 47,663 5,255 X X 28-5284 5255 MANHATTAN ASSOCS INC COM 562750109 54,549 1,649 X 28-5284 1519 130 MANITOWOC INC COM 563571108 34,979 5,213 X 28-5284 4949 264 123,947 18,472 X X 28-5284 200 18272 MANNKIND CORP COM 56400P201 3,790 1,000 X 28-5284 1000 MANPOWERGROUP INC COM 56418H100 83,512 2,484 X 28-5284 2484 MANULIFE FINL CORP COM 56501R106 929,638 82,051 X 28-5284 82051 639,205 56,417 X X 28-5284 55996 421 3,444 304 X 28-13605 304 81,055 7,154 X X 28-13605 2154 5000 MAP PHARMACEUTICALS INC COM 56509R108 12,369 846 X 28-13605 846 MARATHON OIL CORP COM 565849106 9,050,026 419,371 X 28-5284 406297 13074 3,817,286 176,890 X X 28-5284 158571 18319 307,709 14,259 X 28-13605 7722 6537 116,403 5,394 X X 28-13605 5394 77,774 3,604 X 28-13663 3312 292 28,054 1,300 X X 28-13663 1300 MARATHON PETE CORP COM 56585A102 4,990,324 184,417 X 28-5284 181277 3140 2,045,411 75,588 X X 28-5284 66481 9107 186,335 6,886 X 28-13605 2773 4113 78,907 2,916 X X 28-13605 2916 48,519 1,793 X 28-13663 1661 132 19,510 721 X X 28-13663 721 MARINE PETE TR UNIT BEN INT 568423107 10,361 500 X 28-5284 500 MARINE PRODS CORP COM 568427108 9,234 2,700 X 28-5284 2700 MARKEL CORP COM 570535104 1,429 4 X 28-5284 4 645,691 1,808 X X 28-5284 67 1741 42,856 120 X 28-13605 70 50 156,066 437 X X 28-13605 437 COLUMN TOTAL 23,651,179
FILE NO. 28-1235 PAGE 159 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 806,712 14,617 X 28-5284 14617 3,448,658 62,487 X X 28-5284 59352 3135 220,760 4,000 X X 28-13663 4000 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 2,448 200 X X 28-13605 200 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 3,036 120 X X 28-5284 120 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 49,180 2,000 X X 28-5284 2000 MARKET VECTORS ETF TR JR GOLD MINERS 57060U589 25,898 920 X 28-5284 920 251,943 8,950 X X 28-5284 8950 2,815 100 X X 28-13605 100 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 325,954 7,540 X 28-5284 7540 573,446 13,265 X X 28-5284 13265 110,020 2,545 X 28-13605 2545 82,137 1,900 X X 28-13605 1900 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 101,332 2,585 X 28-5284 2585 44,806 1,143 X X 28-5284 1143 19,600 500 X 28-13605 500 MARKET VECTORS ETF TR URAN NUCLR ENR 57060U704 68,160 4,000 X 28-5284 4000 59,146 3,471 X X 28-5284 3471 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 62,744 2,480 X 28-5284 2480 17,659 698 X X 28-5284 698 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 8,159 473 X 28-5284 473 863 50 X X 28-5284 50 9,488 550 X X 28-13605 550 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 24,600 791 X X 28-5284 791 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 275 60 X 28-13605 60 MARKET VECTORS ETF TR GAMING ETF 57060U829 111,120 4,000 X 28-5284 4000 MARKET VECTORS ETF TR COAL ETF 57060U837 94,875 3,125 X 28-5284 3125 30,360 1,000 X X 28-5284 1000 COLUMN TOTAL 6,556,194
FILE NO. 28-1235 PAGE 160 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 569,918 12,403 X 28-5284 12403 188,625 4,105 X X 28-5284 4105 66,719 1,452 X 28-13605 1452 14,934 325 X X 28-13605 325 MARSH & MCLENNAN COS INC COM 571748102 3,855,750 145,226 X 28-5284 142455 2771 2,539,985 95,668 X X 28-5284 95541 127 301,475 11,355 X 28-13605 4773 6582 24,559 925 X X 28-13605 925 3,531 133 X 28-13663 133 74,340 2,800 X X 28-13663 2800 MARRIOTT INTL INC NEW CL A 571903202 3,180,406 116,755 X 28-5284 112327 4428 2,009,004 73,752 X X 28-5284 71369 2383 288,281 10,583 X 28-13605 7308 3275 105,991 3,891 X X 28-13605 3891 113,564 4,169 X 28-13663 4042 127 43,584 1,600 X X 28-13663 1600 MARTHA STEWART LIVING OMNIME CL A 573083102 312 100 X X 28-5284 100 MARTIN MARIETTA MATLS INC COM 573284106 100,330 1,587 X 28-5284 1587 341,578 5,403 X X 28-5284 5403 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 32,490 1,000 X X 28-5284 1000 MASCO CORP COM 574599106 228,317 32,067 X 28-5284 22670 9397 262,486 36,866 X X 28-5284 36866 50,794 7,134 X 28-13605 3988 3146 16,198 2,275 X X 28-13605 2075 200 MASIMO CORP COM 574795100 8,652 400 X 28-5284 400 158,764 7,340 X X 28-5284 7340 MASTEC INC COM 576323109 296,306 16,826 X 28-13605 16826 MASTERCARD INC CL A 57636Q104 13,436,166 42,364 X 28-5284 38785 3579 12,299,465 38,780 X X 28-5284 36870 400 1510 3,687,619 11,627 X 28-13605 10383 1244 136,062 429 X X 28-13605 429 205,837 649 X 28-13663 451 198 78,021 246 X X 28-13663 246 COLUMN TOTAL 44,720,063
FILE NO. 28-1235 PAGE 161 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MATERION CORP COM 576690101 499 22 X 28-13605 22 45,360 2,000 X X 28-13605 2000 MATTEL INC COM 577081102 22,856,184 882,819 X 28-5284 865950 16869 5,362,052 207,109 X X 28-5284 201986 5123 22,995,653 888,206 X 28-13605 867490 20716 4,986,310 192,596 X X 28-13605 181417 11179 128,389 4,959 X 28-13663 4239 720 242,175 9,354 X X 28-13663 9354 MATTHEWS INTL CORP CL A 577128101 56,082 1,825 X 28-5284 1825 93,757 3,051 X X 28-5284 3051 MAUI LD & PINEAPPLE INC COM 577345101 4,900 1,115 X 28-5284 1115 MAXIM INTEGRATED PRODS INC COM 57772K101 839,203 35,971 X 28-5284 6710 29261 818,463 35,082 X X 28-5284 4044 31038 56,459 2,420 X 28-13605 2420 19,761 847 X X 28-13605 847 21,230 910 X 28-13663 910 MAXIMUS INC COM 577933104 7,678 220 X 28-5284 220 MCCORMICK & CO INC COM VTG 579780107 311,536 6,774 X X 28-13605 6774 MCCORMICK & CO INC COM NON VTG 579780206 9,190,918 199,110 X 28-5284 198025 1085 5,884,384 127,478 X X 28-5284 123678 3800 1,549,130 33,560 X 28-13605 31660 1900 3,123,463 67,666 X X 28-13605 63866 3800 13,479 292 X 28-13663 199 93 68,871 1,492 X X 28-13663 1492 MCDERMOTT INTL INC COM 580037109 14,548 1,352 X 28-5284 1352 29,160 2,710 X X 28-5284 2710 9,275 862 X 28-13605 862 7,532 700 X X 28-13605 700 MCDONALDS CORP COM 580135101 168,050,508 1,913,579 X 28-5284 1876698 36881 118,786,035 1,352,608 X X 28-5284 1281506 2040 69062 39,216,899 446,560 X 28-13605 427003 19557 12,598,130 143,454 X X 28-13605 136372 215 6867 1,109,606 12,635 X 28-13663 11108 1527 1,951,185 22,218 X X 28-13663 21542 676 COLUMN TOTAL 420,448,814
FILE NO. 28-1235 PAGE 162 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MCG CAPITAL CORP COM 58047P107 15,840 4,000 X X 28-5284 4000 MCGRAW HILL COS INC COM 580645109 13,608,966 331,926 X 28-5284 329144 2782 14,966,476 365,036 X X 28-5284 341149 23887 321,563 7,843 X 28-13605 3118 4725 46,576 1,136 X X 28-13605 1136 161,089 3,929 X 28-13663 3896 33 128,986 3,146 X X 28-13663 3146 MCKESSON CORP COM 58155Q103 5,372,457 73,899 X 28-5284 73108 791 2,327,418 32,014 X X 28-5284 31740 200 74 686,724 9,446 X 28-13605 6301 3145 207,559 2,855 X X 28-13605 2555 300 88,912 1,223 X 28-13663 1210 13 215,919 2,970 X X 28-13663 2970 MCMORAN EXPLORATION CO COM 582411104 129,090 13,000 X 28-5284 13000 14,895 1,500 X X 28-5284 1500 MEAD JOHNSON NUTRITION CO COM 582839106 483,187 7,020 X 28-5284 6923 97 646,245 9,389 X X 28-5284 8574 815 339,263 4,929 X 28-13605 2459 2470 35,516 516 X X 28-13605 516 4,612 67 X 28-13663 67 MEADOWBROOK INS GROUP INC COM 58319P108 191,538 21,497 X 28-13605 21497 MEADWESTVACO CORP COM 583334107 517,823 21,084 X 28-5284 18358 2726 177,151 7,213 X X 28-5284 7213 831,086 33,839 X 28-13605 31902 1937 91,412 3,722 X X 28-13605 3722 982 40 X 28-13663 40 3,316 135 X X 28-13663 135 MECHEL OAO SPONSORED ADR 583840103 1,712 168 X 28-5284 168 MEDALLION FINL CORP COM 583928106 8,370 900 X 28-5284 900 MEDASSETS INC COM 584045108 7,419 772 X 28-5284 772 COLUMN TOTAL 41,632,102
FILE NO. 28-1235 PAGE 163 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC COM 58405U102 23,327,916 497,503 X 28-5284 495689 1814 23,626,886 503,879 X X 28-5284 477509 2000 24370 2,149,250 45,836 X 28-13605 40423 5413 2,954,351 63,006 X X 28-13605 60873 2133 163,787 3,493 X 28-13663 3387 106 16,974 362 X X 28-13663 325 37 MEDICAL PPTYS TRUST INC COM 58463J304 20,030 2,238 X 28-5284 2238 35,800 4,000 X X 28-5284 4000 2,417 270 X X 28-13605 270 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 25,536 700 X 28-5284 700 74,784 2,050 X X 28-5284 2050 272,797 7,478 X 28-13605 7478 MEDIFAST INC COM 58470H101 8,075 500 X X 28-5284 500 MEDIDATA SOLUTIONS INC COM 58471A105 12,100 736 X 28-5284 736 MEDNAX INC COM 58502B106 31,007 495 X 28-5284 495 304,681 4,864 X X 28-5284 374 4490 97,468 1,556 X 28-13605 1556 7,329 117 X X 28-13605 117 3,758 60 X 28-13663 60 MEDTRONIC INC NOTE 1.625% 4 585055AM8 300,375 3,000 X 28-5284 3000 200,250 2,000 X X 28-5284 2000 100,125 1,000 X 28-13605 1000 MEDTRONIC INC COM 585055106 14,631,384 440,174 X 28-5284 424356 15818 12,031,949 361,972 X X 28-5284 329183 32789 770,736 23,187 X 28-13605 10098 13089 175,640 5,284 X X 28-13605 4284 1000 57,705 1,736 X 28-13663 1469 267 1,928 58 X X 28-13663 58 MENS WEARHOUSE INC COM 587118100 63,635 2,440 X 28-5284 2440 204,989 7,860 X X 28-5284 7860 MENTOR GRAPHICS CORP COM 587200106 1,164 121 X X 28-5284 121 MERCADOLIBRE INC COM 58733R102 45,311 843 X 28-5284 804 39 28,541 531 X X 28-5284 531 COLUMN TOTAL 81,748,678
FILE NO. 28-1235 PAGE 164 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MERCER INTL INC COM 588056101 88,400 13,000 X X 28-5284 13000 MERCHANTS BANCSHARES COM 588448100 26,780 1,000 X X 28-5284 1000 MERCK & CO INC NEW COM 58933Y105 96,508,066 2,951,317 X 28-5284 2916823 34494 138,136,703 4,224,364 X X 28-5284 3975792 9520 239052 38,054,004 1,163,731 X 28-13605 1040845 122886 10,211,393 312,275 X X 28-13605 302942 1600 7733 257,905 7,887 X 28-13663 7045 842 900,525 27,539 X X 28-13663 26635 904 MERCURY COMPUTER SYS COM 589378108 2,300 200 X 28-5284 200 MERCURY GENL CORP NEW COM 589400100 156,468 4,080 X 28-5284 4080 6,098 159 X X 28-5284 159 MEREDITH CORP COM 589433101 39,711 1,754 X 28-5284 1650 104 MERGE HEALTHCARE INC COM 589499102 68,513 11,250 X 28-5284 11250 88,025 14,454 X 28-13605 14454 MERIDIAN BIOSCIENCE INC COM 589584101 1,204,346 76,515 X 28-5284 76515 76,969 4,890 X X 28-5284 1500 3390 MERIT MED SYS INC COM 589889104 6,570 500 X 28-5284 500 MERITAGE HOMES CORP COM 59001A102 8,372 553 X 28-5284 553 1,090 72 X X 28-13605 72 MERITOR INC COM 59001K100 8,867 1,256 X 28-5284 1256 6,975 988 X X 28-5284 988 MERU NETWORKS INC COM 59047Q103 141,329 17,341 X 28-5284 17341 13,154 1,614 X X 28-5284 1000 614 6,292 772 X 28-13663 772 MESA LABS INC COM 59064R109 35,342 1,000 X X 28-5284 1000 METABOLIX INC COM 591018809 82,300 18,790 X X 28-5284 18790 METHANEX CORP COM 59151K108 10,420 500 X 28-13605 500 METHODE ELECTRS INC COM 591520200 2,378 320 X 28-5284 320 COLUMN TOTAL 286,149,295
FILE NO. 28-1235 PAGE 165 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- METLIFE INC COM 59156R108 10,788,948 385,182 X 28-5284 368730 16452 5,147,230 183,764 X X 28-5284 173396 10368 2,025,067 72,298 X 28-13605 59446 12852 562,077 20,067 X X 28-13605 19594 445 28 191,953 6,853 X 28-13663 3982 2871 17,142 612 X X 28-13663 600 12 METROPCS COMMUNICATIONS INC COM 591708102 281,755 32,367 X 28-5284 23730 8637 321,589 36,943 X X 28-5284 36943 47,286 5,432 X 28-13605 1923 3509 7,835 900 X X 28-13605 900 10,281 1,181 X 28-13663 1000 181 36,500 4,193 X X 28-13663 4000 193 METTLER TOLEDO INTERNATIONAL COM 592688105 15,116 108 X 28-5284 108 121,905 871 X X 28-5284 871 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 53,908 12,224 X X 28-5284 12224 MICREL INC COM 594793101 7,500 792 X 28-5284 792 MICROS SYS INC COM 594901100 8,786 200 X 28-5284 200 28,247 643 X X 28-5284 643 MICROSOFT CORP COM 594918104 143,771,609 5,776,280 X 28-5284 5454641 600 321039 91,791,607 3,687,891 X X 28-5284 3394363 6580 286948 60,914,317 2,447,341 X 28-13605 2262114 185227 15,306,728 614,975 X X 28-13605 585842 480 28653 1,080,326 43,404 X 28-13663 28839 14565 948,782 38,119 X X 28-13663 37733 386 MICROSTRATEGY INC CL A NEW 594972408 12,091 106 X 28-5284 100 6 MICROCHIP TECHNOLOGY INC COM 595017104 551,798 17,737 X 28-5284 12817 4920 934,544 30,040 X X 28-5284 19873 10167 158,163 5,084 X 28-13605 2951 2133 27,003 868 X X 28-13605 868 MICRON TECHNOLOGY INC COM 595112103 14,112 2,800 X 28-5284 2000 800 28,990 5,752 X X 28-5284 5752 83,140 16,496 X 28-13605 4961 11535 3,200 635 X X 28-13605 635 368 73 X 28-13663 73 COLUMN TOTAL 335,299,903
FILE NO. 28-1235 PAGE 166 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MICROSEMI CORP COM 595137100 8,629 540 X 28-5284 540 MID-AMER APT CMNTYS INC COM 59522J103 3,011 50 X X 28-13605 50 MID PENN BANCORP INC COM 59540G107 2,400 300 X X 28-5284 300 MIDAS GROUP INC COM 595626102 1,148 140 X 28-5284 140 MIDDLEBURG FINANCIAL CORP COM 596094102 454,500 30,300 X X 28-5284 30300 MIDDLEBY CORP COM 596278101 71,587 1,016 X X 28-5284 1016 MIDDLESEX WATER CO COM 596680108 56,348 3,301 X 28-5284 3301 108,104 6,333 X X 28-5284 6333 MILLER HERMAN INC COM 600544100 75,369 4,220 X 28-5284 3110 1110 MILLER INDS INC TENN COM NEW 600551204 69,660 4,015 X 28-13605 4015 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 793,815 33,622 X 28-5284 1960 31662 89,482 3,790 X X 28-5284 400 3390 18,912 801 X 28-13663 801 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 52 10 X X 28-5284 10 MINE SAFETY APPLIANCES CO COM 602720104 1,312,440 48,681 X 28-5284 48681 33,426,653 1,239,861 X X 28-5284 17492 1222369 MINEFINDERS LTD COM 602900102 44,544 3,200 X 28-5284 3200 MINERALS TECHNOLOGIES INC COM 603158106 7,391 150 X X 28-5284 150 MISSION WEST PPTYS INC COM 605203108 18,975 2,500 X X 28-5284 2500 80,279 10,577 X 28-13605 10577 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 18,494 4,156 X 28-5284 3211 945 12,936 2,907 X X 28-5284 2907 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 5,857 2,055 X 28-5284 2055 MOBILE MINI INC COM 60740F105 3,781 230 X 28-5284 230 MODINE MFG CO COM 607828100 843 93 X 28-13605 93 COLUMN TOTAL 36,685,210
FILE NO. 28-1235 PAGE 167 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MOHAWK INDS INC COM 608190104 97,492 2,272 X 28-5284 2272 7,295 170 X X 28-5284 170 MOLEX INC COM 608554101 30,942 1,519 X 28-5284 1519 68,219 3,349 X X 28-5284 3349 45,262 2,222 X 28-13605 652 1570 14,687 721 X X 28-13663 705 16 MOLEX INC CL A 608554200 122,329 7,247 X 28-5284 2646 4601 411,231 24,362 X X 28-5284 9357 15005 MOLSON COORS BREWING CO NOTE 2.500% 7 60871RAA8 841,000 8,000 X X 28-5284 8000 315,375 3,000 X 28-13605 3000 MOLSON COORS BREWING CO CL B 60871R209 444,068 11,211 X 28-5284 10241 970 176,463 4,455 X X 28-5284 4419 36 939,945 23,730 X 28-13605 21983 1747 89,162 2,251 X X 28-13605 2251 238 6 X 28-13663 6 MOLYCORP INC DEL COM 608753109 9,236 281 X 28-5284 281 122,539 3,728 X X 28-5284 3728 MONEYGRAM INTL INC COM 60935Y109 4,432 1,902 X 28-5284 1902 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1,586 200 X X 28-5284 200 MONOLITHIC PWR SYS INC COM 609839105 845 83 X 28-5284 83 769,934 75,632 X 28-13605 62356 13276 3,420 336 X X 28-13605 336 MONRO MUFFLER BRAKE INC COM 610236101 79,128 2,400 X X 28-5284 200 2200 2,506 76 X 28-13605 76 MONSANTO CO NEW COM 61166W101 12,434,884 207,110 X 28-5284 186927 20183 23,820,750 396,748 X X 28-5284 105061 1010 290677 801,054 13,342 X 28-13605 6968 6374 914,890 15,238 X X 28-13605 15238 98,766 1,645 X 28-13663 1645 MONSTER WORLDWIDE INC COM 611742107 21,648 3,015 X 28-5284 2150 865 2,944 410 X X 28-5284 282 128 14,439 2,011 X 28-13605 598 1413 COLUMN TOTAL 42,706,709
FILE NO. 28-1235 PAGE 168 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MOODYS CORP COM 615369105 9,688,368 318,173 X 28-5284 310144 8029 3,826,438 125,663 X X 28-5284 115491 10172 13,059,579 428,886 X 28-13605 418369 10517 2,924,418 96,040 X X 28-13605 91258 4782 27,892 916 X 28-13663 850 66 3,045 100 X X 28-13663 100 MOOG INC CL A 615394202 21,692 665 X 28-5284 665 67,523 2,070 X X 28-5284 2070 84,845 2,601 X X 28-13605 101 2500 MORGAN STANLEY ASIA PAC FD I COM 61744U106 22,701 1,618 X X 28-5284 1618 MORGAN STANLEY COM NEW 617446448 2,105,939 155,880 X 28-5284 146828 9052 2,357,833 174,525 X X 28-5284 173686 839 1,375,183 101,790 X 28-13605 87943 13847 123,238 9,122 X X 28-13605 8372 750 52,824 3,910 X X 28-13663 3820 90 MORGAN STANLEY CHINA A SH FD COM 617468103 1,060 50 X X 28-5284 50 MORNINGSTAR INC COM 617700109 483,634 8,569 X 28-5284 24 8545 83,588 1,481 X X 28-5284 1187 294 11,288 200 X X 28-13605 200 20,713 367 X 28-13663 367 MOSAIC CO NEW COM 61945C103 1,671,003 34,123 X 28-5284 33953 170 843,557 17,226 X X 28-5284 11201 6025 799,386 16,324 X 28-13605 12841 3483 217,917 4,450 X X 28-13605 2350 2100 29,382 600 X X 28-13663 600 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,353,580 32,305 X 28-5284 30531 1774 861,883 20,570 X X 28-5284 19978 592 233,593 5,575 X 28-13605 1909 3666 360,633 8,607 X X 28-13605 8607 6,117 146 X 28-13663 146 MOTOROLA MOBILITY HLDGS INC COM 620097105 995,163 26,341 X 28-5284 24910 1431 638,822 16,909 X X 28-5284 16520 389 175,601 4,648 X 28-13605 1467 3181 287,430 7,608 X X 28-13605 7608 COLUMN TOTAL 44,815,868
FILE NO. 28-1235 PAGE 169 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- MOTRICITY INC COM 620107102 6,760 4,000 X 28-5284 4000 MUELLER INDS INC COM 624756102 8,876 230 X 28-5284 230 50,167 1,300 X X 28-5284 1300 MUELLER WTR PRODS INC COM SER A 624758108 2,480 1,000 X 28-5284 1000 MULTI COLOR CORP COM 625383104 60,022 2,657 X 28-5284 2657 MURPHY OIL CORP COM 626717102 458,822 10,390 X 28-5284 8599 1791 336,234 7,614 X X 28-5284 7272 342 566,220 12,822 X 28-13605 10303 2519 1,019,610 23,089 X X 28-13605 23089 751 17 X 28-13663 17 2,296 52 X X 28-13663 52 MYERS INDS INC COM 628464109 21,467 2,115 X 28-5284 1857 258 2,585,043 254,684 X X 28-5284 1663 253021 MYLAN INC COM 628530107 163,495 9,623 X 28-5284 8360 1263 216,317 12,732 X X 28-5284 9174 3558 126,525 7,447 X 28-13605 2144 5303 289 17 X 28-13663 17 3,398 200 X X 28-13663 200 MYRIAD GENETICS INC COM 62855J104 16,960 905 X 28-5284 905 10,607 566 X X 28-5284 566 101,983 5,442 X 28-13605 5442 MYREXIS INC COM 62856H107 685 250 X 28-5284 250 NBT BANCORP INC COM 628778102 290,621 15,608 X 28-5284 15608 128,255 6,888 X X 28-5284 6888 NCR CORP NEW COM 62886E108 11,299 669 X 28-5284 669 53,001 3,138 X X 28-5284 2978 160 3,378 200 X 28-13605 200 2,905 172 X X 28-13605 136 36 NII HLDGS INC CL B NEW 62913F201 216,543 8,035 X 28-5284 8035 126,719 4,702 X X 28-5284 4702 NN INC COM 629337106 12,120 2,400 X X 28-5284 2400 COLUMN TOTAL 6,603,848
FILE NO. 28-1235 PAGE 170 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NRG ENERGY INC COM NEW 629377508 60,427 2,849 X 28-5284 2740 109 49,653 2,341 X X 28-5284 2199 142 1,152,424 54,334 X 28-13605 51508 2826 NTT DOCOMO INC SPONS ADR 62942M201 1,698 93 X 28-5284 93 8,765 480 X X 28-5284 480 NVR INC COM 62944T105 7,248 12 X 28-5284 12 145,559 241 X X 28-5284 25 216 NYSE EURONEXT COM 629491101 6,098,339 262,407 X 28-5284 259090 3317 1,531,353 65,893 X X 28-5284 64930 963 253,688 10,916 X 28-13605 7922 2994 94,471 4,065 X X 28-13605 4055 10 12,410 534 X 28-13663 534 84,013 3,615 X X 28-13663 3615 NACCO INDS INC CL A 629579103 4,057,600 64,000 X 28-5284 64000 6,465,849 101,985 X X 28-5284 71985 30000 NALCO HOLDING COMPANY COM 62985Q101 166,295 4,754 X 28-5284 3754 1000 320,942 9,175 X X 28-5284 5575 3600 80,454 2,300 X 28-13663 2300 NAM TAI ELECTRS INC COM PAR $0.02 629865205 3,437 700 X X 28-5284 700 NANOMETRICS INC COM 630077105 1,610 111 X 28-13605 111 NASDAQ PREM INCM & GRW FD IN COM 63110R105 17,960 1,389 X 28-5284 1389 NASDAQ OMX GROUP INC COM 631103108 20,988 907 X 28-5284 245 662 30,568 1,321 X X 28-5284 1041 280 41,328 1,786 X 28-13605 584 1202 2,083 90 X X 28-13605 90 301 13 X 28-13663 13 NASH FINCH CO COM 631158102 1,885 70 X 28-5284 70 NATHANS FAMOUS INC NEW COM 632347100 62,681 3,299 X 28-5284 3299 NATIONAL AMERN UNIV HLDGS IN COM 63245Q105 62,471 8,725 X X 28-5284 8725 13,604 1,900 X 28-13605 1900 164,580 22,986 X X 28-13605 22986 COLUMN TOTAL 21,014,684
FILE NO. 28-1235 PAGE 171 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NATIONAL FUEL GAS CO N J COM 636180101 1,507,035 30,958 X 28-5284 30076 882 538,839 11,069 X X 28-5284 10369 700 18,012 370 X 28-13605 370 NATIONAL GRID PLC SPON ADR NEW 636274300 532,158 10,729 X 28-5284 10729 96,125 1,938 X X 28-5284 1798 140 15,178 306 X 28-13605 306 148,800 3,000 X X 28-13663 3000 NATIONAL HEALTH INVS INC COM 63633D104 2,107 50 X 28-5284 50 30,755 730 X X 28-5284 730 146,949 3,488 X 28-13605 3488 NATIONAL INSTRS CORP COM 636518102 24,872 1,088 X 28-5284 128 960 15,888 695 X X 28-5284 695 NATIONAL OILWELL VARCO INC COM 637071101 29,421,639 574,417 X 28-5284 538056 36361 6,910,602 134,920 X X 28-5284 110197 2300 22423 27,725,591 541,304 X 28-13605 489643 51661 5,184,898 101,228 X X 28-13605 96714 250 4264 448,636 8,759 X 28-13663 6899 1860 198,273 3,871 X X 28-13663 3871 NATIONAL PENN BANCSHARES INC COM 637138108 70,675 10,082 X 28-5284 10082 9,260 1,321 X X 28-5284 1321 30,444 4,343 X X 28-13605 4343 NATIONAL PRESTO INDS INC COM 637215104 113,852 1,310 X 28-5284 1280 30 13,037 150 X X 28-5284 150 NATIONAL RETAIL PROPERTIES I COM 637417106 41,595 1,548 X 28-5284 1548 37,618 1,400 X X 28-5284 1400 110,597 4,116 X 28-13605 4116 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 697,045 27,486 X 28-5284 27486 772,212 30,450 X X 28-5284 28050 2400 48,184 1,900 X 28-13605 1900 50,847 2,005 X X 28-13605 2005 NATUS MEDICAL INC DEL COM 639050103 4,755 500 X X 28-5284 500 NAVISTAR INTL CORP NEW COM 63934E108 56,114 1,747 X 28-5284 1577 170 22,966 715 X X 28-5284 715 COLUMN TOTAL 75,045,558
FILE NO. 28-1235 PAGE 172 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING INC COM 63935N107 5,284 570 X 28-5284 570 NEENAH PAPER INC COM 640079109 766 54 X 28-5284 54 NEKTAR THERAPEUTICS COM 640268108 5,063 1,044 X 28-5284 1044 16,975 3,500 X X 28-5284 3500 NEOGEN CORP COM 640491106 979,216 28,187 X 28-13605 22895 5292 3,752 108 X X 28-13605 108 NESS TECHNOLOGIES INC COM 64104X108 21,448 2,800 X X 28-5284 2800 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 53,651 8,254 X X 28-5284 8254 NETAPP INC COM 64110D104 2,317,249 68,295 X 28-5284 50018 18277 1,382,139 40,735 X X 28-5284 28164 155 12416 2,944,174 86,772 X 28-13605 81808 4964 358,335 10,561 X X 28-13605 10561 4,173 123 X 28-13663 123 4,038 119 X X 28-13663 119 NETFLIX INC COM 64110L106 460,782 4,068 X 28-5284 1678 2390 283,402 2,502 X X 28-5284 822 1680 137,623 1,215 X 28-13605 569 646 15,745 139 X X 28-13605 59 80 21,521 190 X 28-13663 190 NETEASE COM INC SPONSORED ADR 64110W102 395,605 10,367 X 28-5284 395 9972 154,739 4,055 X X 28-5284 4055 16,218 425 X 28-13663 425 NETGEAR INC COM 64111Q104 387,004 14,948 X 28-5284 14948 13,256 512 X X 28-5284 512 10,434 403 X 28-13605 403 16,595 641 X 28-13663 641 NETLOGIC MICROSYSTEMS INC COM 64118B100 19,489 405 X 28-5284 405 NETSUITE INC COM 64118Q107 2,701 100 X X 28-5284 100 NETWORK EQUIP TECHNOLOGIES COM 641208103 407 210 X 28-5284 210 COLUMN TOTAL 10,031,784
FILE NO. 28-1235 PAGE 173 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NEUSTAR INC CL A 64126X201 15,134 602 X X 28-5284 602 129,949 5,169 X 28-13605 5169 NEUTRAL TANDEM INC COM 64128B108 968 100 X 28-5284 100 NEUBERGER BERMAN HGH YLD FD COM 64128C106 4,115 322 X 28-5284 322 43,452 3,400 X 28-13605 3400 NEVSUN RES LTD COM 64156L101 3,773 750 X X 28-5284 750 NEUBERGER BERMAN RE ES SEC F COM 64190A103 6,382 1,813 X X 28-5284 1813 NEW GERMANY FD INC COM 644465106 50,353 3,940 X X 28-5284 3940 NEW GOLD INC CDA COM 644535106 32,928 3,200 X 28-5284 3200 NEW JERSEY RES COM 646025106 403,734 9,484 X 28-5284 9219 265 205,911 4,837 X X 28-5284 2537 2300 395,901 9,300 X X 28-13605 9300 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 30,343 1,321 X 28-5284 1200 121 6,133 267 X X 28-5284 267 NEW YORK CMNTY BANCORP INC COM 649445103 1,795,627 150,893 X 28-5284 146031 4862 1,050,639 88,289 X X 28-5284 85166 3123 98,294 8,260 X 28-13605 8260 10,710 900 X X 28-13605 900 23,800 2,000 X X 28-13663 2000 NEW YORK TIMES CO CL A 650111107 668 115 X 28-5284 115 16,837 2,898 X 28-13605 482 2416 NEWCASTLE INVT CORP COM 65105M108 103,394 25,404 X 28-13605 25404 NEWELL RUBBERMAID INC COM 651229106 292,346 24,629 X 28-5284 22223 2406 239,667 20,191 X X 28-5284 19991 200 54,175 4,564 X 28-13605 1356 3208 14,244 1,200 X X 28-13605 1200 2,540 214 X 28-13663 214 COLUMN TOTAL 5,032,017
FILE NO. 28-1235 PAGE 174 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NEWFIELD EXPL CO COM 651290108 1,139,222 28,703 X 28-5284 11923 16780 872,307 21,978 X X 28-5284 7878 14100 154,077 3,882 X 28-13605 2369 1513 52,827 1,331 X 28-13663 66 1265 27,783 700 X X 28-13663 700 NEWMARKET CORP COM 651587107 16,402 108 X 28-5284 108 18,376 121 X 28-13605 121 NEWMONT MINING CORP NOTE 1.250% 7 651639AH9 436,875 3,000 X 28-13605 3000 NEWMONT MINING CORP NOTE 1.625% 7 651639AJ5 448,500 3,000 X 28-5284 3000 NEWMONT MINING CORP NOTE 3.000% 2 651639AK2 552,500 4,000 X X 28-5284 4000 NEWMONT MINING CORP COM 651639106 11,976,867 190,260 X 28-5284 186662 3598 1,756,368 27,901 X X 28-5284 27365 536 589,527 9,365 X 28-13605 3455 5910 70,567 1,121 X X 28-13605 1071 50 67,986 1,080 X 28-13663 800 280 169,965 2,700 X X 28-13663 2700 NEWS CORP CL A 65248E104 4,460,964 288,176 X 28-5284 172560 115616 1,989,505 128,521 X X 28-5284 63862 64659 660,005 42,636 X 28-13605 15794 26842 34,118 2,204 X X 28-13605 2204 91,347 5,901 X 28-13663 5901 5,542 358 X X 28-13663 358 NEWS CORP CL B 65248E203 280,332 17,970 X 28-5284 3470 14500 109,200 7,000 X X 28-5284 700 6300 67,080 4,300 X 28-13663 4300 NEXEN INC COM 65334H102 157,533 10,170 X 28-5284 4098 6072 172,543 11,139 X X 28-5284 2000 9139 1,998 129 X X 28-13605 129 NEXTERA ENERGY INC COM 65339F101 51,910,465 960,949 X 28-5284 953874 7075 40,930,630 757,694 X X 28-5284 732858 300 24536 5,241,561 97,030 X 28-13605 91882 5148 2,377,420 44,010 X X 28-13605 40332 255 3423 486,450 9,005 X 28-13663 8693 312 1,030,215 19,071 X X 28-13663 19071 COLUMN TOTAL 128,357,057
FILE NO. 28-1235 PAGE 175 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NICE SYS LTD SPONSORED ADR 653656108 47,346 1,560 X 28-5284 1560 NICOR INC COM 654086107 87,026 1,582 X 28-5284 1400 182 129,934 2,362 X X 28-5284 1632 730 412,740 7,503 X 28-13605 6992 511 60,511 1,100 X X 28-13605 1100 NIDEC CORP SPONSORED ADR 654090109 421 21 X 28-5284 21 NIKE INC CL B 654106103 45,675,509 534,154 X 28-5284 519630 14524 26,105,262 305,289 X X 28-5284 288474 1500 15315 3,591,762 42,004 X 28-13605 36919 5085 3,000,802 35,093 X X 28-13605 33418 1675 345,631 4,042 X 28-13663 3440 602 74,223 868 X X 28-13663 805 63 99 CENTS ONLY STORES COM 65440K106 3,684 200 X 28-5284 200 1,934 105 X 28-13605 105 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 209,131 8,732 X 28-5284 944 7788 316,236 13,204 X X 28-5284 23 13181 4,718 197 X X 28-13605 197 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 35,944 3,088 X 28-5284 3088 19,788 1,700 X X 28-5284 1700 NISOURCE INC COM 65473P105 222,224 10,394 X 28-5284 6159 4235 138,414 6,474 X X 28-5284 6449 25 304,815 14,257 X 28-13605 10868 3389 8,873 415 X 28-13663 400 15 3,742 175 X X 28-13663 175 NOAH HLDGS LTD SPONSORED ADS 65487X102 26,220 2,850 X X 28-5284 2850 NOKIA CORP SPONSORED ADR 654902204 873,972 154,412 X 28-5284 138070 16342 974,573 172,186 X X 28-5284 133297 38889 12,594 2,225 X 28-13605 2225 2,830 500 X X 28-13605 500 27,168 4,800 X 28-13663 4800 COLUMN TOTAL 82,718,027
FILE NO. 28-1235 PAGE 176 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NOBLE ENERGY INC COM 655044105 1,196,308 16,897 X 28-5284 2786 14111 1,241,761 17,539 X X 28-5284 7337 10202 236,401 3,339 X 28-13605 1151 2188 67,260 950 X 28-13663 950 NOMURA HLDGS INC SPONSORED ADR 65535H208 9,509 2,671 X 28-5284 2671 10,762 3,023 X X 28-5284 3023 NORANDA ALUM HLDG CORP COM 65542W107 9,185 1,100 X X 28-5284 1100 NORDSON CORP COM 655663102 84,606 2,129 X X 28-5284 2129 NORDSTROM INC COM 655664100 1,715,512 37,555 X 28-5284 35578 1977 2,453,336 53,707 X X 28-5284 52207 1500 123,610 2,706 X 28-13605 794 1912 29,007 635 X X 28-13605 635 9,136 200 X X 28-13663 200 NORFOLK SOUTHERN CORP COM 655844108 18,144,541 297,354 X 28-5284 293928 3426 24,641,829 403,832 X X 28-5284 393930 9902 4,869,884 79,808 X 28-13605 75621 4187 4,302,398 70,508 X X 28-13605 69208 1300 89,211 1,462 X 28-13663 1320 142 12,204 200 X X 28-13663 200 NORTEL INVERSORA S A SPON ADR PFD B 656567401 87,641 3,794 X 28-13605 3794 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 231,842 7,400 X 28-5284 7400 86,158 2,750 X X 28-5284 1750 1000 NORTHEAST CMNTY BANCORP INC COM 664112109 10,854 1,800 X X 28-5284 1800 NORTHEAST UTILS COM 664397106 11,024,312 327,617 X 28-5284 318628 8989 2,243,042 66,658 X X 28-5284 59358 7300 19,096,510 567,504 X 28-13605 514504 53000 3,585,307 106,547 X X 28-13605 101233 5314 22,041 655 X 28-13663 655 56,330 1,674 X X 28-13663 1674 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 536 100 X X 28-5284 100 COLUMN TOTAL 95,691,033
FILE NO. 28-1235 PAGE 177 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NORTHERN TR CORP COM 665859104 4,431,371 126,683 X 28-5284 125377 1306 2,780,140 79,478 X X 28-5284 78703 290 485 4,060,094 116,069 X 28-13605 113154 2915 1,209,434 34,575 X X 28-13605 33275 1300 490 14 X 28-13663 14 NORTHROP GRUMMAN CORP COM 666807102 5,371,528 102,962 X 28-5284 100061 2901 5,084,697 97,464 X X 28-5284 95604 1860 1,413,494 27,094 X 28-13605 23405 3689 730,067 13,994 X X 28-13605 10494 3500 185,308 3,552 X 28-13663 3498 54 13,616 261 X X 28-13663 250 11 NORTHSTAR RLTY FIN CORP COM 66704R100 2,066 626 X X 28-5284 626 NORTHWEST BANCSHARES INC MD COM 667340103 256,279 21,518 X 28-5284 21518 26,202 2,200 X X 28-5284 2200 NORTHWEST NAT GAS CO COM 667655104 60,417 1,370 X 28-5284 1200 170 219,398 4,975 X X 28-5284 3100 1875 NORTHWEST PIPE CO COM 667746101 6,736 332 X 28-5284 332 NORTHWESTERN CORP COM NEW 668074305 92,626 2,900 X X 28-5284 2900 316,430 9,907 X 28-13605 9907 799 25 X X 28-13605 25 NORWOOD FINANCIAL CORP COM 669549107 113,807 4,738 X 28-5284 4738 128,003 5,329 X X 28-5284 5329 NOVAGOLD RES INC COM NEW 66987E206 44,860 6,955 X 28-5284 6955 4,515 700 X X 28-5284 700 NOVABAY PHARMACEUTICALS INC COM 66987P102 13,984 16,000 X X 28-5284 16000 NOVARTIS A G SPONSORED ADR 66987V109 20,959,816 375,826 X 28-5284 327745 48081 10,612,585 190,292 X X 28-5284 170766 19526 4,047,173 72,569 X 28-13605 47419 25150 2,602,340 46,662 X X 28-13605 40456 6206 219,232 3,931 X 28-13663 2821 1110 117,117 2,100 X X 28-13663 2100 COLUMN TOTAL 65,124,624
FILE NO. 28-1235 PAGE 178 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NOVELLUS SYS INC COM 670008101 5,861 215 X 28-5284 215 19,736 724 X X 28-5284 705 19 27,832 1,021 X 28-13605 334 687 NOVO-NORDISK A S ADR 670100205 1,797,928 18,066 X 28-5284 17714 352 4,941,268 49,651 X X 28-5284 45076 4575 2,886 29 X 28-13605 29 3,782 38 X X 28-13605 38 NU SKIN ENTERPRISES INC CL A 67018T105 16,289 402 X 28-5284 402 32,821 810 X X 28-5284 810 NSTAR COM 67019E107 10,084,535 225,051 X 28-5284 223861 1190 2,973,905 66,367 X X 28-5284 62589 3778 2,600,638 58,037 X 28-13605 57783 254 702,621 15,680 X X 28-13605 15217 435 28 61,748 1,378 X 28-13663 1378 NUANCE COMMUNICATIONS INC COM 67020Y100 8,604 423 X 28-5284 423 158,693 7,802 X X 28-5284 7802 10,170 500 X 28-13605 500 NUCOR CORP COM 670346105 903,164 28,545 X 28-5284 27801 744 505,291 15,970 X X 28-5284 15770 200 252,392 7,977 X 28-13605 4329 3648 166,078 5,249 X X 28-13605 5249 NUMEREX CORP PA CL A 67053A102 20,572 3,700 X X 28-5284 3700 NUSTAR ENERGY LP UNIT COM 67058H102 1,198,624 22,927 X 28-5284 22927 2,470,230 47,250 X X 28-5284 43750 3500 26,140 500 X 28-13605 500 52,280 1,000 X X 28-13605 1000 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 53,655 1,750 X X 28-5284 325 1425 NUVEEN INSD PREM INCOME MUN COM 6706D8104 19,545 1,500 X X 28-5284 1500 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 32,610 3,000 X 28-13605 3000 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 36,540 3,500 X X 28-5284 3500 31,320 3,000 X 28-13605 3000 COLUMN TOTAL 29,217,758
FILE NO. 28-1235 PAGE 179 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 37,088 3,800 X X 28-5284 3800 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 6,942 650 X 28-5284 650 NUVEEN PA PREM INCOME MUN FD COM 67061F101 245,165 18,545 X 28-5284 18545 424,732 32,128 X X 28-5284 26681 5447 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 39,928 2,800 X 28-13605 2800 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 61,166 4,442 X X 28-5284 4442 NUVEEN INVT QUALITY MUN FD I COM 67062E103 26,622 1,800 X 28-5284 1800 43,704 2,955 X X 28-5284 2955 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 195,236 13,446 X 28-5284 13446 62,421 4,299 X X 28-5284 4299 NUVEEN MUN INCOME FD INC COM 67062J102 87,829 7,970 X X 28-5284 7970 NUVEEN INSD QUALITY MUN FD I COM 67062N103 2,856 200 X X 28-5284 200 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 52,051 3,570 X X 28-13605 3570 NUVEEN PREM INCOME MUN FD COM 67062T100 20,685 1,500 X X 28-5284 1500 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 1,350 100 X 28-5284 100 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 8,658 667 X 28-5284 667 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 28,860 2,000 X 28-5284 2000 209,538 14,521 X X 28-5284 14521 49,495 3,430 X 28-13605 3430 NUVEEN TAX FREE ADV MUN FD COM 670657105 73,065 5,131 X 28-5284 5131 31,556 2,216 X X 28-5284 2216 NVIDIA CORP COM 67066G104 97,866 7,823 X 28-5284 5153 2670 87,495 6,994 X X 28-5284 6913 81 126,726 10,130 X 28-13605 3318 6812 5,717 457 X X 28-13605 457 5,004 400 X 28-13663 100 300 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 38,502 2,758 X 28-5284 2758 COLUMN TOTAL 2,070,257
FILE NO. 28-1235 PAGE 180 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- NUVEEN SR INCOME FD COM 67067Y104 20,190 3,000 X X 28-5284 3000 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 14,060 1,000 X 28-5284 1000 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 93,210 6,665 X X 28-5284 6665 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 38,965 2,882 X 28-5284 2882 55,094 4,075 X X 28-5284 4075 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 38,528 2,800 X 28-5284 2800 27,520 2,000 X X 28-5284 2000 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 95,509 6,665 X X 28-5284 6665 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 28,780 2,000 X X 28-5284 2000 NUVEEN QUALITY PFD INCOME FD COM 67071S101 45,127 5,993 X X 28-5284 5993 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 23,907 1,666 X 28-5284 1666 18,655 1,300 X X 28-5284 1300 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 53,840 4,000 X X 28-5284 2000 2000 NUVEEN QUALITY PFD INCOME FD COM 67072C105 10,157 1,340 X 28-5284 1340 40,583 5,354 X X 28-5284 5354 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 8,880 1,200 X 28-5284 1200 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 2,462 169 X 28-5284 169 43,783 3,005 X X 28-5284 3005 NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 7,860 1,000 X X 28-5284 1000 11,122 1,415 X X 28-13605 1415 NV ENERGY INC COM 67073Y106 61,047 4,150 X 28-5284 4150 22,992 1,563 X X 28-5284 1563 NUVEEN BUILD AMER BD FD COM 67074C103 71,820 3,600 X X 28-5284 3600 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 42,280 2,000 X X 28-5284 2000 O CHARLEYS INC COM 670823103 1,010 170 X 28-5284 170 COLUMN TOTAL 877,381
FILE NO. 28-1235 PAGE 181 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- OGE ENERGY CORP COM 670837103 9,004,879 188,426 X 28-5284 184056 4370 1,786,151 37,375 X X 28-5284 32633 4742 23,451,365 490,717 X 28-13605 424387 66330 4,331,017 90,626 X X 28-13605 86709 385 3532 24,899 521 X 28-13663 521 4,779 100 X X 28-13663 100 OM GROUP INC COM 670872100 75,183 2,895 X 28-5284 2705 190 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 15,106 1,300 X 28-5284 1300 NUVEEN MUN VALUE FD INC COM 670928100 139,947 14,383 X 28-5284 14383 232,313 23,876 X X 28-5284 23876 9,399 966 X 28-13605 966 NUVEEN NJ INVT QUALITY MUN F COM 670971100 17,050 1,250 X 28-5284 1250 NUVEEN PA INVT QUALITY MUN F COM 670972108 227,321 15,602 X 28-5284 15602 1,225,424 84,106 X X 28-5284 80135 3971 NUVEEN QUALITY INCOME MUN FD COM 670977107 11,892 850 X 28-5284 850 37,297 2,666 X X 28-5284 2666 1,413 101 X X 28-13605 101 NUVEEN MICH QUALITY INCOME M COM 670979103 14,766 1,060 X 28-5284 1060 NUVEEN OHIO QUALITY INCOME M COM 670980101 24,012 1,497 X 28-5284 1497 75,308 4,695 X X 28-5284 4695 NUVEEN INSD MUN OPPORTUNITY COM 670984103 225,966 15,703 X 28-5284 15703 34,881 2,424 X X 28-5284 2424 NUVEEN PREMIER INSD MUN INCO COM 670987106 223,200 15,000 X X 28-5284 15000 O REILLY AUTOMOTIVE INC NEW COM 67103H107 1,753,901 26,323 X 28-5284 25859 464 1,301,817 19,538 X X 28-5284 15675 3863 3,520,063 52,830 X 28-13605 50877 1953 483,534 7,257 X X 28-13605 7257 2,798 42 X 28-13663 42 OSI SYSTEMS INC COM 671044105 2,438,815 72,757 X 28-13605 60354 12403 10,425 311 X X 28-13605 311 COLUMN TOTAL 50,704,921
FILE NO. 28-1235 PAGE 182 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 20,850 5,000 X 28-5284 5000 2,919 700 X X 28-5284 700 OYO GEOSPACE CORP COM 671074102 16,662 296 X 28-5284 296 84,435 1,500 X X 28-5284 1500 732 13 X 28-13605 13 OASIS PETE INC NEW COM 674215108 75,431 3,378 X 28-5284 228 3150 OBAGI MEDICAL PRODUCTS INC COM 67423R108 45,350 5,000 X 28-5284 5000 OCCIDENTAL PETE CORP DEL COM 674599105 32,179,719 450,066 X 28-5284 440863 9203 10,880,084 152,169 X X 28-5284 140055 250 11864 1,871,084 26,169 X 28-13605 16351 9818 158,444 2,216 X X 28-13605 2216 331,117 4,631 X 28-13663 4494 137 404,833 5,662 X X 28-13663 5565 97 OCEANEERING INTL INC COM 675232102 73,260 2,073 X 28-5284 2073 166,628 4,715 X X 28-5284 3915 800 212,040 6,000 X 28-13605 6000 OCWEN FINL CORP COM NEW 675746309 448,413 33,945 X 28-13605 33945 OFFICEMAX INC DEL COM 67622P101 1,620 334 X 28-5284 334 OFFICE DEPOT INC COM 676220106 1,339 650 X 28-5284 650 OIL DRI CORP AMER COM 677864100 34,559 1,860 X 28-5284 1860 3,716 200 X X 28-5284 200 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 127,650 1,238 X 28-5284 1238 20,622 200 X X 28-5284 200 OIL STS INTL INC COM 678026105 130,406 2,561 X 28-5284 150 2411 267,024 5,244 X X 28-5284 507 4737 1,511,407 29,682 X 28-13605 25748 3934 89,008 1,748 X X 28-13605 1748 OLD DOMINION FGHT LINES INC COM 679580100 12,080 417 X 28-5284 417 5,794 200 X X 28-5284 200 347,061 11,980 X 28-13605 11980 COLUMN TOTAL 49,524,287
FILE NO. 28-1235 PAGE 183 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- OLD LINE BANCSHARES INC COM 67984M100 204,900 30,000 X X 28-5284 30000 OLD NATL BANCORP IND COM 680033107 105,008 11,267 X 28-5284 11267 OLD REP INTL CORP COM 680223104 270,214 30,293 X 28-5284 9072 21221 180,193 20,201 X X 28-5284 20201 2,341,322 262,480 X X 28-13605 137500 124980 OLIN CORP COM PAR $1 680665205 30,797 1,710 X 28-5284 1710 177,543 9,858 X X 28-5284 9858 1,729 96 X 28-13605 96 18,010 1,000 X X 28-13605 1000 OMNICARE INC COM 681904108 11,342 446 X 28-5284 446 20,725 815 X X 28-5284 815 216,892 8,529 X 28-13605 8529 16,530 650 X X 28-13605 650 OMNICOM GROUP INC COM 681919106 4,802,720 130,367 X 28-5284 125833 4534 6,367,941 172,854 X X 28-5284 157913 14941 205,972 5,591 X 28-13605 2104 3487 3,684 100 X X 28-13605 100 68,154 1,850 X 28-13663 1850 11,052 300 X X 28-13663 300 OMEGA HEALTHCARE INVS INC COM 681936100 11,151 700 X 28-5284 700 1,593 100 X X 28-13605 100 OMEGA FLEX INC COM 682095104 1,995 150 X X 28-5284 150 OMEGA PROTEIN CORP COM 68210P107 3,405 375 X 28-13605 375 OMNIVISION TECHNOLOGIES INC COM 682128103 730 52 X 28-5284 52 26,690 1,901 X X 28-5284 1101 800 132,369 9,428 X 28-13605 9428 OMNOVA SOLUTIONS INC COM 682129101 9,666 2,700 X X 28-5284 2700 OMNICELL INC COM 68213N109 34,450 2,500 X X 28-5284 2500 ON ASSIGNMENT INC COM 682159108 1,909 270 X 28-5284 270 21,917 3,100 X X 28-5284 3100 COLUMN TOTAL 15,300,603
FILE NO. 28-1235 PAGE 184 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORP COM 682189105 11,445 1,594 X 28-5284 1594 17,720 2,468 X X 28-5284 2468 36 5 X X 28-13605 5 ONCOTHYREON INC COM 682324108 993 166 X 28-5284 166 ONE LIBERTY PPTYS INC COM 682406103 8,268 564 X 28-5284 564 2,932 200 X X 28-5284 200 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 3,835,148 82,264 X 28-5284 82264 4,506,849 96,672 X X 28-5284 93072 3600 93,240 2,000 X 28-13605 2000 156,270 3,352 X X 28-13605 3352 652,680 14,000 X X 28-13663 14000 ONEOK INC NEW COM 682680103 115,900 1,755 X 28-5284 669 1086 541,924 8,206 X X 28-5284 2876 5330 338,587 5,127 X 28-13605 3843 1284 290,510 4,399 X X 28-13605 4399 4,161 63 X 28-13663 63 ONLINE RES CORP COM 68273G101 1,165 457 X 28-5284 457 ONYX PHARMACEUTICALS INC COM 683399109 21,007 700 X 28-5284 700 15,005 500 X 28-13605 500 OPEN TEXT CORP COM 683715106 1,564 30 X 28-5284 30 1,740,026 33,385 X 28-13605 27125 6260 8,079 155 X X 28-13605 155 OPENTABLE INC COM 68372A104 127,678 2,775 X 28-5284 2775 89,720 1,950 X X 28-5284 1950 8,742 190 X 28-13605 190 4,141 90 X X 28-13605 90 10,352 225 X 28-13663 225 OPNET TECHNOLOGIES INC COM 683757108 6,982 200 X 28-5284 200 COLUMN TOTAL 12,611,124
FILE NO. 28-1235 PAGE 185 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ORACLE CORP COM 68389X105 117,745,452 4,096,919 X 28-5284 4017803 79116 55,474,494 1,930,219 X X 28-5284 1813426 6340 110453 45,117,776 1,569,860 X 28-13605 1498058 71802 10,687,026 371,852 X X 28-13605 354764 17088 1,107,812 38,546 X 28-13663 33166 5380 1,050,619 36,556 X X 28-13663 36187 369 ORASURE TECHNOLOGIES INC COM 68554V108 39,800 5,000 X 28-5284 5000 198,713 24,964 X 28-13605 24964 ORBITAL SCIENCES CORP COM 685564106 3,840 300 X 28-5284 300 ORION ENERGY SYSTEMS INC COM 686275108 2,650 1,000 X X 28-5284 1000 ORITANI FINL CORP DEL COM 68633D103 12,860 1,000 X X 28-5284 1000 ORIX CORP SPONSORED ADR 686330101 2,285 59 X 28-5284 59 155 4 X X 28-5284 4 ORMAT TECHNOLOGIES INC COM 686688102 7,718 480 X 28-5284 480 ORRSTOWN FINL SVCS INC COM 687380105 27,628 2,150 X 28-5284 2000 150 OSHKOSH CORP COM 688239201 52,005 3,304 X 28-5284 3155 149 1,574 100 X X 28-5284 100 2,725,538 173,160 X 28-13605 173160 359,785 22,858 X X 28-13605 4358 18500 OTTER TAIL CORP COM 689648103 14,640 800 X 28-5284 800 OVERSEAS SHIPHOLDING GROUP I COM 690368105 100,000 7,278 X 28-5284 7278 13,795 1,004 X X 28-5284 760 244 4,259 310 X 28-13663 310 OWENS & MINOR INC NEW COM 690732102 16,604 583 X 28-5284 583 56,960 2,000 X X 28-5284 2000 6,750 237 X 28-13663 237 OWENS CORNING NEW COM 690742101 3,252 150 X 28-5284 150 11,599 535 X X 28-5284 535 4,553 210 X 28-13605 210 COLUMN TOTAL 234,850,142
FILE NO. 28-1235 PAGE 186 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- OWENS ILL INC COM NEW 690768403 166,305 10,999 X 28-5284 10373 626 562,902 37,229 X X 28-5284 37051 178 48,066 3,179 X 28-13605 1370 1809 12,096 800 X X 28-13605 800 OXFORD INDS INC COM 691497309 2,744 80 X 28-5284 80 41,160 1,200 X X 28-5284 1200 PC-TEL INC COM 69325Q105 861 140 X 28-5284 140 PDL BIOPHARMA INC COM 69329Y104 42,735 7,700 X 28-5284 7700 PG&E CORP COM 69331C108 729,844 17,254 X 28-5284 14873 2381 140,351 3,318 X X 28-5284 3305 13 387,341 9,157 X 28-13605 4583 4574 102,958 2,434 X X 28-13605 2434 1,396 33 X 28-13663 33 PHH CORP COM NEW 693320202 804 50 X 28-13605 50 3,216 200 X X 28-13605 200 P F CHANGS CHINA BISTRO INC COM 69333Y108 3,541 130 X 28-5284 130 8,172 300 X X 28-5284 300 PGT INC COM 69336V101 1,650,271 1,320,217 X 28-5284 1320217 PICO HLDGS INC COM NEW 693366205 4,205 205 X 28-5284 67 138 PMC COML TR SH BEN INT 693434102 12,737 1,633 X 28-5284 1633 PMC-SIERRA INC COM 69344F106 449 75 X 28-5284 75 3,654 611 X X 28-5284 611 PNC FINL SVCS GROUP INC COM 693475105 65,472,910 1,358,641 X 28-5284 1348123 10518 47,878,548 993,537 X X 28-5284 883929 109608 9,131,812 189,496 X 28-13605 178360 11136 6,397,945 132,765 X X 28-13605 132565 200 162,641 3,375 X 28-13663 3375 148,618 3,084 X X 28-13663 2326 758 POSCO SPONSORED ADR 693483109 23,639 311 X 28-5284 311 55,031 724 X X 28-5284 724 COLUMN TOTAL 133,196,952
FILE NO. 28-1235 PAGE 187 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PPG INDS INC COM 693506107 54,142,660 766,242 X 28-5284 753363 12879 41,684,383 589,929 X X 28-5284 547397 50 42482 17,693,688 250,406 X 28-13605 244402 6004 4,664,408 66,012 X X 28-13605 61273 4739 259,464 3,672 X 28-13663 3441 231 837,745 11,856 X X 28-13663 11800 56 PPL CORP COM 69351T106 10,421,609 365,158 X 28-5284 355854 9304 11,463,348 401,659 X X 28-5284 390831 10828 475,334 16,655 X 28-13605 9795 6860 538,122 18,855 X X 28-13605 18555 300 6,507 228 X 28-13663 228 PVH CORP COM 693656100 377,337 6,479 X 28-5284 6479 440,702 7,567 X X 28-5284 6967 600 2,840,714 48,776 X 28-13605 48397 379 409,777 7,036 X X 28-13605 7036 PSS WORLD MED INC COM 69366A100 10,278 522 X X 28-5284 522 148,069 7,520 X 28-13605 7520 PACCAR INC COM 693718108 41,632 1,231 X 28-5284 854 377 135,145 3,996 X X 28-5284 3996 198,997 5,884 X 28-13605 1720 4164 5,377 159 X 28-13663 159 PACIFIC ETHANOL INC COM NEW 69423U206 1 3 X 28-5284 3 PACKAGING CORP AMER COM 695156109 123,560 5,303 X 28-5284 724 4579 160,817 6,902 X X 28-5284 6902 PALL CORP COM 696429307 761,080 17,950 X 28-5284 16354 1596 488,278 11,516 X X 28-5284 11462 54 209,202 4,934 X 28-13605 3624 1310 36,464 860 X X 28-13605 860 12,720 300 X 28-13663 300 42,400 1,000 X X 28-13663 1000 PAN AMERICAN SILVER CORP COM 697900108 16,410 613 X 28-5284 613 49,069 1,833 X X 28-5284 1833 PANASONIC CORP ADR 69832A205 67,240 7,063 X 28-5284 7063 101,893 10,703 X X 28-5284 16 10687 COLUMN TOTAL 148,864,430
FILE NO. 28-1235 PAGE 188 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PANERA BREAD CO CL A 69840W108 126,807 1,220 X 28-5284 1220 141,047 1,357 X X 28-5284 1332 25 228,044 2,194 X 28-13605 2194 64,963 625 X X 28-13605 625 PANHANDLE OIL AND GAS INC CL A 698477106 36,881 1,300 X X 28-5284 1300 PAPA JOHNS INTL INC COM 698813102 80,438 2,646 X 28-5284 2646 338,109 11,122 X 28-13605 11122 PARAGON SHIPPING INC CL A 69913R309 1,975 2,500 X X 28-5284 2500 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,538 100 X 28-5284 100 PARAMOUNT GOLD & SILVER CORP COM 69924P102 23,600 10,000 X 28-5284 10000 PAREXEL INTL CORP COM 699462107 12,929 683 X 28-5284 313 370 621,945 32,855 X X 28-5284 444 32411 1,695,958 89,591 X 28-13605 73399 16192 7,534 398 X X 28-13605 398 PARK ELECTROCHEMICAL CORP COM 700416209 2,564 120 X 28-5284 120 19,233 900 X X 28-5284 900 PARK NATL CORP COM 700658107 10,576 200 X 28-5284 200 PARK OHIO HLDGS CORP COM 700666100 93,270 7,766 X 28-13605 7766 PARKE BANCORP INC COM 700885106 1,968 278 X 28-5284 278 184,130 26,007 X X 28-5284 26007 PARKER DRILLING CO COM 701081101 439 100 X X 28-5284 100 PARKER HANNIFIN CORP COM 701094104 3,485,155 55,206 X 28-5284 54380 826 10,582,798 167,635 X X 28-5284 166557 1078 754,972 11,959 X 28-13605 10117 1842 70,390 1,115 X X 28-13605 1115 17,929 284 X 28-13663 175 109 16,098 255 X X 28-13663 200 55 PARKWAY PPTYS INC COM 70159Q104 7,157 650 X X 28-5284 650 PARTNER COMMUNICATIONS CO LT ADR 70211M109 898 95 X 28-5284 95 COLUMN TOTAL 18,629,345
FILE NO. 28-1235 PAGE 189 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PATRICK INDS INC COM 703343103 3,999 2,150 X 28-5284 2150 PATRIOT COAL CORP COM 70336T104 23,519 2,780 X 28-5284 2780 84,854 10,030 X X 28-5284 10030 8,714 1,030 X X 28-13605 1030 PATTERSON COMPANIES INC COM 703395103 141,776 4,952 X 28-5284 4691 261 858,642 29,991 X X 28-5284 29991 154,115 5,383 X 28-13605 4341 1042 PATTERSON UTI ENERGY INC COM 703481101 29,062 1,676 X 28-5284 236 1440 37,541 2,165 X X 28-5284 1665 500 PAYCHEX INC COM 704326107 703,842 26,691 X 28-5284 16382 10309 1,516,776 57,519 X X 28-5284 36584 20935 133,300 5,055 X 28-13605 1501 3554 91,952 3,487 X X 28-13605 3487 1,028 39 X 28-13663 39 7,806 296 X X 28-13663 170 126 PEABODY ENERGY CORP SDCV 4.750%12 704549AG9 310,500 3,000 X 28-5284 3000 PEABODY ENERGY CORP COM 704549104 1,634,337 48,239 X 28-5284 46734 1505 956,094 28,220 X X 28-5284 26811 1409 246,409 7,273 X 28-13605 4110 3163 334,565 9,875 X X 28-13605 8250 1625 17,177 507 X 28-13663 400 107 7,454 220 X X 28-13663 220 PEAPACK-GLADSTONE FINL CORP COM 704699107 11,991 1,210 X X 28-5284 1210 PEARSON PLC SPONSORED ADR 705015105 11,487 656 X 28-5284 656 11,819 675 X X 28-5284 675 PEBBLEBROOK HOTEL TR COM 70509V100 156,500 10,000 X 28-5284 10000 PEETS COFFEE & TEA INC COM 705560100 99,707 1,792 X 28-13605 1792 PENDRELL CORP COM 70686R104 3,904 1,735 X 28-5284 1735 PENGROWTH ENERGY CORP COM 70706P104 222,745 24,777 X 28-5284 24777 48,609 5,407 X X 28-5284 5407 11,813 1,314 X 28-13605 1314 COLUMN TOTAL 7,882,037
FILE NO. 28-1235 PAGE 190 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PENN NATL GAMING INC COM 707569109 36,619 1,100 X 28-5284 1100 131,529 3,951 X X 28-5284 451 3500 1,421,450 42,699 X 28-13605 35976 6723 85,722 2,575 X X 28-13605 2575 PENN VA CORP COM 707882106 86,892 15,600 X X 28-5284 600 15000 PENN VA RESOURCES PARTNERS L COM 707884102 124,201 5,310 X 28-5284 5310 645,400 27,593 X X 28-5284 25603 1990 4,678 200 X X 28-13605 200 PENN WEST PETE LTD NEW COM 707887105 126,579 8,570 X 28-5284 8570 90,127 6,102 X X 28-5284 6102 10,989 744 X 28-13605 744 2,954 200 X X 28-13605 200 PENNEY J C INC COM 708160106 362,200 13,525 X 28-5284 8525 5000 499,715 18,660 X X 28-5284 5252 13408 189,281 7,068 X 28-13605 5661 1407 151,012 5,639 X X 28-13605 5639 PENNS WOODS BANCORP INC COM 708430103 6,550 200 X 28-5284 200 23,580 720 X X 28-5284 720 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 91,361 11,819 X 28-5284 11819 40,049 5,181 X X 28-5284 5181 PENTAIR INC COM 709631105 284,889 8,900 X 28-5284 8900 1,069,262 33,404 X X 28-5284 33404 387,321 12,100 X 28-13605 12100 PEOPLES UNITED FINANCIAL INC COM 712704105 36,571 3,208 X 28-5284 3157 51 62,689 5,499 X X 28-5284 5271 228 98,553 8,645 X 28-13605 4483 4162 2,086 183 X X 28-13605 183 251 22 X 28-13663 22 PEP BOYS MANNY MOE & JACK COM 713278109 3,455 350 X 28-5284 350 COLUMN TOTAL 6,075,965
FILE NO. 28-1235 PAGE 191 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PEPCO HOLDINGS INC COM 713291102 698,564 36,922 X 28-5284 29374 7548 354,769 18,751 X X 28-5284 15824 2927 124,361 6,573 X 28-13605 3909 2664 409,315 21,634 X X 28-13605 21634 341 18 X X 28-13663 18 PEPSICO INC COM 713448108 165,175,879 2,668,431 X 28-5284 2635158 33273 136,285,911 2,201,711 X X 28-5284 1982264 6840 212607 16,082,053 259,807 X 28-13605 237964 21843 9,897,624 159,897 X X 28-13605 144658 240 14999 1,073,532 17,343 X 28-13663 15624 1719 1,291,234 20,860 X X 28-13663 20734 126 PERICOM SEMICONDUCTOR CORP COM 713831105 1,704 230 X 28-5284 230 PERKINELMER INC COM 714046109 156,312 8,137 X 28-5284 7699 438 112,455 5,854 X X 28-5284 3554 2300 33,137 1,725 X 28-13605 547 1178 519 27 X 28-13663 27 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 6,138 300 X 28-5284 300 70,055 3,424 X X 28-5284 3424 363,963 17,789 X 28-13605 17789 PERRIGO CO COM 714290103 664,232 6,840 X 28-5284 3570 3270 120,805 1,244 X X 28-5284 664 580 252,292 2,598 X 28-13605 2598 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 52,846 1,598 X 28-5284 12 1586 79,070 2,391 X X 28-5284 11 2380 PETROCHINA CO LTD SPONSORED ADR 71646E100 218,087 1,810 X 28-5284 1810 220,015 1,826 X X 28-5284 1626 200 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 2,750 200 X X 28-5284 200 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 103,144 4,978 X 28-5284 4978 622 30 X X 28-5284 30 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 218,528 9,734 X 28-5284 9734 332,260 14,800 X X 28-5284 14600 200 4,490 200 X 28-13605 200 2,806 125 X X 28-13605 125 COLUMN TOTAL 334,409,813
FILE NO. 28-1235 PAGE 192 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PETROLEUM & RES CORP COM 716549100 68,787 3,041 X 28-5284 3041 4,524 200 X 28-13605 200 35,061 1,550 X X 28-13605 1550 PETSMART INC COM 716768106 64,615 1,515 X 28-5284 1515 469,107 10,999 X X 28-5284 5699 5300 25,590 600 X 28-13605 600 PFIZER INC COM 717081103 132,821,265 7,512,515 X 28-5284 7324916 187599 110,272,388 6,237,126 X X 28-5284 5830770 21020 385336 54,596,088 3,088,014 X 28-13605 2769945 318069 19,191,446 1,085,489 X X 28-13605 1057965 2055 25469 706,670 39,970 X 28-13663 34430 5540 1,293,982 73,189 X X 28-13663 72497 692 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 67,599 1,036 X 28-13605 1036 PHARMACEUTICAL PROD DEV INC COM 717124101 30,664 1,195 X 28-5284 1195 25,942 1,011 X X 28-5284 1011 28,611 1,115 X 28-13605 1115 20,220 788 X X 28-13605 788 PHARMERICA CORP COM 71714F104 12,358 866 X 28-5284 866 232,858 16,318 X 28-13605 16318 PHARMASSET INC COM 71715N106 50,246 610 X X 28-5284 610 PHILIP MORRIS INTL INC COM 718172109 156,919,073 2,515,535 X 28-5284 2497167 18368 129,778,596 2,080,452 X X 28-5284 1899606 4800 176046 22,605,389 362,382 X 28-13605 311153 51229 9,148,526 146,658 X X 28-13605 143677 265 2716 662,288 10,617 X 28-13663 9716 901 1,609,092 25,795 X X 28-13663 25654 141 PHOENIX COS INC NEW COM 71902E109 378 310 X X 28-5284 310 PIEDMONT NAT GAS INC COM 720186105 127,838 4,425 X 28-5284 3955 470 66,447 2,300 X X 28-5284 300 2000 170,220 5,892 X 28-13605 5892 28,890 1,000 X X 28-13605 1000 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,598,696 98,868 X 28-5284 98868 18,175 1,124 X X 28-5284 224 900 COLUMN TOTAL 642,751,629
FILE NO. 28-1235 PAGE 193 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS INC COM 720279108 2,201 225 X 28-13605 225 PIMCO CORPORATE INCOME FD COM 72200U100 22,067 1,565 X 28-5284 1565 80,370 5,700 X X 28-5284 5700 PIMCO MUN INCOME FD II COM 72200W106 24,863 2,250 X 28-5284 2250 160,435 14,519 X X 28-5284 14519 14,730 1,333 X X 28-13605 1333 PIMCO MUN INCOME FD III COM 72201A103 45,150 4,200 X 28-5284 4200 161,465 15,020 X X 28-5284 15020 PIMCO CORPORATE OPP FD COM 72201B101 63,183 3,820 X 28-5284 3820 8,270 500 X X 28-5284 500 82,700 5,000 X X 28-13663 5000 PIMCO CALIF MUN INCOME FD II COM 72201C109 95,300 10,000 X X 28-13663 10000 PIMCO INCOME STRATEGY FUND COM 72201H108 382,223 38,108 X 28-5284 500 37608 60,180 6,000 X X 28-5284 6000 PIMCO INCOME STRATEGY FUND I COM 72201J104 4,385 500 X 28-5284 500 PIMCO ETF TR 1-5 US TIP IDX 72201R205 50,369 950 X X 28-5284 950 268,281 5,060 X 28-13605 5060 PIMCO ETF TR BLD AMER BD FD 72201R825 145,172 2,611 X X 28-5284 611 2000 PIMCO ETF TR 25YR+ ZERO U S 72201R882 5,177 47 X 28-5284 47 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 1,783 100 X X 28-5284 100 PIMCO HIGH INCOME FD COM SHS 722014107 2,030,564 178,276 X 28-5284 147581 30695 21,072 1,850 X X 28-5284 1850 PINNACLE WEST CAP CORP COM 723484101 104,516 2,434 X 28-5284 2100 334 253,561 5,905 X X 28-5284 5825 80 80,985 1,886 X 28-13605 554 1332 35,211 820 X X 28-13605 820 1,159 27 X 28-13663 27 PIONEER MUN HIGH INCOME ADV COM 723762100 10,395 750 X 28-5284 750 COLUMN TOTAL 4,215,767
FILE NO. 28-1235 PAGE 194 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PIONEER MUN HIGH INCOME TR COM SHS 723763108 26,999 1,862 X 28-5284 1862 PIONEER NAT RES CO COM 723787107 29,860 454 X 28-5284 135 319 669,802 10,184 X X 28-5284 8702 1482 130,422 1,983 X 28-13605 591 1392 2,499 38 X 28-13663 38 3,486 53 X X 28-13663 53 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 111,182 4,600 X 28-5284 4600 174,024 7,200 X X 28-5284 7200 PIPER JAFFRAY COS COM 724078100 5,809 324 X 28-5284 324 28,060 1,565 X X 28-5284 765 800 PITNEY BOWES INC COM 724479100 4,690,337 249,486 X 28-5284 231214 18272 5,730,240 304,800 X X 28-5284 303660 1140 59,972 3,190 X 28-13605 1071 2119 106,652 5,673 X X 28-13605 5673 1,448 77 X 28-13663 77 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 8,772,658 148,891 X 28-5284 148191 700 9,400,863 159,553 X X 28-5284 156967 2586 269,795 4,579 X 28-13605 4579 176,760 3,000 X X 28-13605 2500 500 88,380 1,500 X 28-13663 1500 PLAINS EXPL& PRODTN CO COM 726505100 13,104 577 X 28-5284 577 13,671 602 X X 28-5284 602 101,446 4,467 X 28-13605 4467 PLANTRONICS INC NEW COM 727493108 73,316 2,577 X 28-5284 2577 4,580 161 X X 28-5284 161 1,679 59 X 28-13605 59 PLATINUM GROUP METALS LTD COM NEW 72765Q205 12,175 11,820 X 28-5284 11820 PLEXUS CORP COM 729132100 43,295 1,914 X 28-5284 1914 PLUG POWER INC COM NEW 72919P202 273 150 X 28-5284 150 309 170 X X 28-5284 170 COLUMN TOTAL 30,743,096
FILE NO. 28-1235 PAGE 195 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PLUM CREEK TIMBER CO INC COM 729251108 615,304 17,727 X 28-5284 15188 2539 2,592,247 74,683 X X 28-5284 49513 25170 108,226 3,118 X 28-13605 1291 1827 203,539 5,864 X X 28-13605 5864 937 27 X 28-13663 27 69,420 2,000 X X 28-13663 2000 POLARIS INDS INC COM 731068102 1,167,099 23,356 X 28-5284 23356 131,321 2,628 X X 28-5284 2468 160 3,328,552 66,611 X 28-13605 66083 528 480,112 9,608 X X 28-13605 9608 POLYCOM INC COM 73172K104 75,244 4,096 X 28-5284 4096 211,182 11,496 X X 28-5284 2238 9258 78,440 4,270 X 28-13605 4270 POLYONE CORP COM 73179P106 6,533 610 X 28-5284 610 26,775 2,500 X X 28-5284 2500 132,654 12,386 X 28-13605 12386 POLYPORE INTL INC COM 73179V103 676,657 11,972 X X 28-5284 11972 76,302 1,350 X 28-13605 1350 POOL CORPORATION COM 73278L105 39,270 1,500 X X 28-5284 1500 POPULAR INC COM 733174106 5,345 3,563 X X 28-5284 3563 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 14,248 229 X X 28-5284 229 2,719,947 43,715 X 28-13605 36799 6916 10,453 168 X X 28-13605 168 PORTLAND GEN ELEC CO COM NEW 736508847 14,214 600 X 28-5284 600 126,054 5,321 X 28-13605 5321 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 7,344 1,013 X 28-5284 1013 POTASH CORP SASK INC COM 73755L107 398,532 9,221 X 28-5284 7666 1555 1,346,562 31,156 X X 28-5284 10770 20386 81,470 1,885 X 28-13605 1285 600 297,613 6,886 X X 28-13605 3586 3300 POTLATCH CORP NEW COM 737630103 114,985 3,648 X 28-5284 3648 18,912 600 X X 28-5284 600 COLUMN TOTAL 15,175,493
FILE NO. 28-1235 PAGE 196 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- POWER ONE INC NEW COM 73930R102 4,500 1,000 X 28-5284 1000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11,276,689 214,835 X 28-5284 214835 3,522,184 67,102 X X 28-5284 66702 400 2,067,161 39,382 X 28-13605 39382 1,432,820 27,297 X X 28-13605 27297 62,306 1,187 X X 28-13663 1187 POWERSHARES ACTIVE MNG ETF T US REAL EST FD 73935B508 88,980 2,000 X X 28-5284 2000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,363,282 52,943 X 28-5284 52943 831,081 32,275 X X 28-5284 31975 300 48,925 1,900 X X 28-13605 1900 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 12,300 615 X X 28-5284 615 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 318,930 19,748 X 28-5284 19748 80,750 5,000 X X 28-5284 5000 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 6,240 300 X 28-5284 300 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 382,105 40,011 X 28-5284 40011 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 2,725 500 X 28-5284 500 41,017 7,526 X X 28-5284 7526 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 849,195 56,500 X 28-5284 56500 42,084 2,800 X X 28-5284 2800 5,711 380 X 28-13605 380 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 4,211,102 86,099 X 28-5284 77352 8747 3,019,165 61,729 X X 28-5284 61729 272,527 5,572 X 28-13663 5572 660,578 13,506 X X 28-13663 13506 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 15,426 1,072 X X 28-5284 1072 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 587 100 X X 28-13605 100 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 13,750 1,000 X X 28-5284 1000 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 9,828 400 X X 28-5284 400 COLUMN TOTAL 30,641,948
FILE NO. 28-1235 PAGE 197 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- POWERSHARES ETF TRUST FND PR MIDGRT 73935X807 15,220 829 X X 28-5284 829 POWERSHARES ETF TRUST FND PUR SMGRT 73935X872 15,880 1,112 X X 28-5284 1112 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 366,599 14,259 X 28-5284 7565 6694 55,277 2,150 X X 28-5284 2150 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 92,740 1,642 X 28-5284 1642 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 15,495 300 X 28-5284 300 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 19,041,726 641,892 X 28-5284 637004 4888 1,754,388 59,140 X X 28-5284 59140 839,312 28,293 X 28-13605 28293 242,600 8,178 X X 28-13605 7178 1000 191,755 6,464 X 28-13663 6464 281,818 9,500 X X 28-13663 9500 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1,152 50 X X 28-5284 50 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 74,015 3,990 X 28-5284 3990 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 8,148 300 X 28-5284 300 POWERSECURE INTL INC COM 73936N105 24,123 5,100 X X 28-5284 5100 POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 69,680 6,500 X X 28-5284 6500 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 22,860 1,000 X X 28-5284 1000 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 82,078 6,044 X 28-5284 6044 238,302 17,548 X 28-13605 17548 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 16,998 650 X 28-5284 650 88,910 3,400 X X 28-5284 3400 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 1,535 175 X 28-5284 175 6,578 750 X 28-13605 750 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 7,029 450 X 28-5284 450 14,058 900 X X 28-5284 900 1,562 100 X 28-13605 100 COLUMN TOTAL 23,569,838
FILE NO. 28-1235 PAGE 198 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 1,516 100 X 28-5284 100 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 203,255 5,900 X X 28-5284 5900 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 9,938,087 344,833 X 28-5284 339445 5388 2,147,666 74,520 X X 28-5284 71239 3281 81,618 2,832 X 28-13605 2832 166,291 5,770 X 28-13663 5770 1,172,974 40,700 X X 28-13663 40700 POZEN INC COM 73941U102 1,687 700 X 28-5284 700 PRAXAIR INC COM 74005P104 39,628,696 423,927 X 28-5284 397661 26266 22,372,101 239,325 X X 28-5284 214219 1100 24006 1,694,792 18,130 X 28-13605 14459 3671 598,646 6,404 X X 28-13605 6249 155 394,299 4,218 X 28-13663 3074 1144 328,115 3,510 X X 28-13663 3456 54 PRECISION CASTPARTS CORP COM 740189105 2,294,590 14,760 X 28-5284 13822 938 1,713,947 11,025 X X 28-5284 10548 477 771,237 4,961 X 28-13605 3247 1714 139,137 895 X X 28-13605 895 78,041 502 X 28-13663 502 240,963 1,550 X X 28-13663 1550 PRECISION DRILLING CORP COM 2010 74022D308 304,997 36,791 X 28-5284 3000 33791 9,442 1,139 X X 28-5284 1139 183,292 22,110 X 28-13605 22110 995 120 X X 28-13605 120 11,971 1,444 X 28-13663 1444 PRESIDENTIAL LIFE CORP COM 740884101 1,562 190 X 28-5284 190 PRESTIGE BRANDS HLDGS INC COM 74112D101 259,264 28,648 X 28-13605 28648 6,788 750 X X 28-13605 750 PRICE T ROWE GROUP INC COM 74144T108 32,601,687 682,472 X 28-5284 676188 6284 34,454,686 721,262 X X 28-5284 700486 2700 18076 3,943,605 82,554 X 28-13605 78279 4275 3,726,729 78,014 X X 28-13605 76860 215 939 346,858 7,261 X 28-13663 6886 375 258,436 5,410 X X 28-13663 5410 COLUMN TOTAL 160,077,970
FILE NO. 28-1235 PAGE 199 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PRICELINE COM INC COM NEW 741503403 3,702,202 8,237 X 28-5284 6621 1616 1,586,144 3,529 X X 28-5284 2876 653 392,379 873 X 28-13605 304 569 15,731 35 X X 28-13605 5 30 170,795 380 X 28-13663 300 80 355,073 790 X X 28-13663 790 PRICESMART INC COM 741511109 357,717 5,740 X 28-13605 5740 PRINCIPAL FINL GROUP INC COM 74251V102 512,977 22,628 X 28-5284 21560 1068 537,007 23,688 X X 28-5284 23526 162 129,627 5,718 X 28-13605 1469 4249 PROCTER & GAMBLE CO COM 742718109 488,761,933 7,736,023 X 28-5284 7644523 200 91300 307,112,862 4,860,919 X X 28-5284 4001432 6428 853059 74,149,059 1,173,616 X 28-13605 1086756 86860 40,051,508 633,927 X X 28-13605 606986 715 26226 2,667,207 42,216 X 28-13663 38736 3480 1,678,945 26,574 X X 28-13663 26344 230 PROGENICS PHARMACEUTICALS IN COM 743187106 2,227 388 X 28-5284 388 574 100 X X 28-5284 100 PROGRESS ENERGY INC COM 743263105 2,138,260 41,343 X 28-5284 39992 1351 1,158,735 22,404 X X 28-5284 21037 1367 642,414 12,421 X 28-13605 8960 3461 578,954 11,194 X X 28-13605 11094 100 109,905 2,125 X 28-13663 2100 25 108,612 2,100 X X 28-13663 2100 PROGRESS SOFTWARE CORP COM 743312100 15,953 909 X 28-5284 484 425 26,325 1,500 X X 28-5284 1500 PROGRESSIVE CORP OHIO COM 743315103 3,136,274 176,592 X 28-5284 141144 35448 1,196,243 67,356 X X 28-5284 36136 31220 199,392 11,227 X 28-13605 3330 7897 40,120 2,259 X 28-13663 2259 3,872 218 X X 28-13663 218 COLUMN TOTAL 931,539,026
FILE NO. 28-1235 PAGE 200 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PROLOGIS INC COM 74340W103 102,650 4,233 X 28-5284 292 3941 135,461 5,586 X X 28-5284 5477 109 175,958 7,256 X 28-13605 2061 5195 49 2 X X 28-13605 2 1,140 47 X 28-13663 47 PROLOGIS NOTE 2.625% 5 74340XAS0 197,000 2,000 X X 28-5284 2000 PROSHARES TR PSHS ULT S&P 5 74347R107 201,241 5,300 X 28-5284 5300 256,298 6,750 X X 28-5284 6750 PROSHARES TR PSHS ULTRA QQQ 74347R206 75,868 1,040 X 28-5284 1040 PROSHARES TR PSHS ULTSH 20Y 74347R297 780,613 40,155 X 28-5284 38555 1600 209,952 10,800 X X 28-5284 10800 8,748 450 X X 28-13605 450 PROSHARES TR PSHS ULSHT 7-1 74347R313 810,817 25,675 X 28-5284 25675 PROSHARES TR PSHS SHRT S&P5 74347R503 298,544 6,476 X 28-5284 6476 PROSHARES TR PSHS SHORT QQQ 74347R602 197,606 5,800 X 28-5284 5800 PROSHARES TR PSHS SHORT DOW 74347R701 264,478 5,950 X 28-5284 5950 PROSHARES TR PSHS ULTRA O&G 74347R719 16,385 500 X 28-5284 500 PROSHARES TR PSHS ULT BASMA 74347R776 7,617 300 X X 28-5284 300 PROSHARES TR PSHS SH MDCAP4 74347R800 24,935 694 X 28-5284 694 PROSHARES TR PSHS SHTRUSS20 74347R826 425,696 11,881 X 28-5284 11881 PROSHARES TR PSHS ULTASH DW 74347R867 30,585 1,500 X 28-5284 1500 PROSHARES TR PSHS ULSHT SP5 74347R883 27,963 1,097 X 28-5284 1097 349,213 13,700 X X 28-5284 13700 PROSHARES TR II ULTRA GOLD 74347W601 8,735 100 X 28-5284 100 PROSHARES TR II SHRT SILV NEW 74347W643 85,550 5,000 X 28-5284 5000 PROSHARES TR II ULTRASHRT NEW 74347W718 76,680 4,000 X 28-5284 4000 COLUMN TOTAL 4,769,782
FILE NO. 28-1235 PAGE 201 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PROSHARES TR II ULTRA SILVER 74347W841 48,211 465 X 28-5284 465 PROSHARES TR II ULTRASHRT EURO 74347W882 179,304 9,300 X 28-5284 9300 PROSHARES TR PSHS ULTSHRT Q 74347X237 3,535 65 X 28-5284 65 PROSHARES TR REAL EST NEW 74347X583 3,482 200 X 28-5284 200 PROSHARES TR BASIC MAT NEW 74347X617 565 20 X 28-5284 20 PROSHARES TR ULTRA FNCLS NE 74347X633 15,424 418 X X 28-5284 418 PROSHARES TR PSHS ULSHRUS20 74348A202 4,845 83 X 28-5284 83 PROSPECT CAPITAL CORPORATION COM 74348T102 4,205 500 X 28-5284 500 PROSPERITY BANCSHARES INC COM 743606105 256,113 7,837 X 28-5284 2350 5487 64,380 1,970 X X 28-5284 1000 970 1,565,895 47,916 X 28-13605 41376 6540 5,229 160 X X 28-13605 160 PROTECTIVE LIFE CORP COM 743674103 69,991 4,478 X 28-5284 2418 2060 7,252 464 X X 28-5284 464 3,923 251 X X 28-13605 251 PROVIDENT FINL SVCS INC COM 74386T105 84,495 7,860 X X 28-5284 5660 2200 PROVIDENT ENERGY LTD NEW COM 74386V100 164,832 20,200 X 28-5284 20200 64,464 7,900 X X 28-5284 7900 28,560 3,500 X 28-13605 3500 22,848 2,800 X X 28-13605 2800 PROVIDENT NEW YORK BANCORP COM 744028101 19,206 3,300 X X 28-5284 3300 PRUDENTIAL FINL INC COM 744320102 3,713,327 79,243 X 28-5284 75209 4034 893,152 19,060 X X 28-5284 16850 2210 6,474,599 138,169 X 28-13605 91744 46425 947,837 20,227 X X 28-13605 19860 345 22 22,727 485 X 28-13663 117 368 18,744 400 X X 28-13663 400 PRUDENTIAL PLC ADR 74435K204 17,657 1,035 X 28-5284 70 965 141,172 8,275 X X 28-5284 8275 COLUMN TOTAL 14,845,974
FILE NO. 28-1235 PAGE 202 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- PUBLIC SVC ENTERPRISE GROUP COM 744573106 6,110,848 183,124 X 28-5284 180312 2812 8,537,781 255,852 X X 28-5284 240404 15448 725,864 21,752 X 28-13605 15923 5829 387,826 11,622 X X 28-13605 11622 3,804 114 X 28-13663 114 17,019 510 X X 28-13663 493 17 PUBLIC STORAGE COM 74460D109 1,309,587 11,761 X 28-5284 11049 712 1,837,386 16,501 X X 28-5284 16474 27 3,229,929 29,007 X 28-13605 27081 1926 406,205 3,648 X X 28-13605 3648 1,002 9 X 28-13663 9 PULSE ELECTRONICS CORP COM 74586W106 19,162 6,700 X X 28-5284 6700 PULTE GROUP INC COM 745867101 13,043 3,302 X 28-5284 62 3240 3,788 959 X X 28-5284 545 414 9,832 2,489 X 28-13605 743 1746 PUTNAM MANAGED MUN INCOM TR COM 746823103 26,040 3,500 X 28-5284 3500 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 5,885 1,100 X 28-5284 1100 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 14,140 2,800 X X 28-5284 2800 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 8,783 750 X X 28-5284 750 QLT INC COM 746927102 2,003 274 X 28-5284 274 QLOGIC CORP COM 747277101 114,120 9,000 X 28-5284 1142 7858 19,388 1,529 X X 28-5284 29 1500 QUAD / GRAPHICS INC COM CL A 747301109 1,000,464 55,366 X X 28-5284 55366 QUAKER CHEM CORP COM 747316107 4,821 186 X 28-5284 116 70 147,744 5,700 X X 28-5284 1500 4200 38,880 1,500 X 28-13605 1500 QKL STORES INC COM 74732Y105 672 560 X 28-5284 560 QLIK TECHNOLOGIES INC COM 74733T105 10,685 494 X 28-5284 494 210,893 9,750 X X 28-5284 9750 COLUMN TOTAL 24,217,594
FILE NO. 28-1235 PAGE 203 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- QEP RES INC COM 74733V100 776,124 28,671 X 28-5284 27224 1447 3,511,439 129,717 X X 28-5284 129717 354,698 13,103 X 28-13605 11085 2018 737,739 27,253 X X 28-13605 27253 8,121 300 X 28-13663 300 QUALCOMM INC COM 747525103 78,249,463 1,609,078 X 28-5284 1516973 200 91905 39,468,205 811,602 X X 28-5284 714206 2790 94606 37,589,337 772,966 X 28-13605 741882 31084 9,926,210 204,117 X X 28-13605 197056 385 6676 703,968 14,476 X 28-13663 8056 6420 576,703 11,859 X X 28-13663 11759 100 QUALITY SYS INC COM 747582104 577,053 5,949 X 28-5284 1500 4449 82,644 852 X X 28-5284 700 152 329,800 3,400 X X 28-13605 3400 18,527 191 X 28-13663 191 QUANTA SVCS INC COM 74762E102 574,993 30,601 X 28-5284 30495 106 270,012 14,370 X X 28-5284 10395 3975 91,207 4,854 X 28-13605 1026 3828 163,849 8,720 X X 28-13605 8720 2,029 108 X 28-13663 108 QUANTUM CORP COM DSSG 747906204 4,442 2,454 X 28-5284 2454 QUATERRA RES INC COM 747952109 20,450 25,000 X 28-13605 25000 QUEST DIAGNOSTICS INC COM 74834L100 1,487,167 30,129 X 28-5284 29613 516 839,466 17,007 X X 28-5284 14773 2234 288,509 5,845 X 28-13605 3823 2022 888 18 X 28-13663 18 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 137,309 5,037 X 28-13605 5037 QUESTAR CORP COM 748356102 649,709 36,686 X 28-5284 34597 2089 2,637,178 148,909 X X 28-5284 132674 16235 253,129 14,293 X 28-13605 14249 44 597,482 33,737 X X 28-13605 33737 5,313 300 X 28-13663 300 QUICKSILVER RESOURCES INC COM 74837R104 3,411 450 X 28-5284 450 1,766 233 X X 28-5284 233 COLUMN TOTAL 180,938,340
FILE NO. 28-1235 PAGE 204 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- QUIKSILVER INC COM 74838C106 3,050 1,000 X 28-5284 1000 QUIDEL CORP COM 74838J101 6,548 400 X 28-5284 400 198,896 12,150 X X 28-5284 12150 RAIT FINANCIAL TRUST COM NEW 749227609 3,390 1,000 X 28-5284 1000 848 250 X X 28-5284 250 RGC RES INC COM 74955L103 31,518 1,700 X X 28-5284 1700 RLI CORP COM 749607107 6,358 100 X 28-5284 100 1,797,852 28,277 X 28-13605 23211 5066 14,369 226 X X 28-13605 126 100 RLJ LODGING TR COM 74965L101 166 13 X 28-5284 13 RPC INC COM 749660106 165,240 10,125 X 28-5284 10125 45,761 2,804 X X 28-5284 2804 RPM INTL INC COM 749685103 1,031,660 55,169 X 28-5284 46889 8280 551,912 29,514 X X 28-5284 29514 34,128 1,825 X 28-13605 1825 51,350 2,746 X X 28-13605 2746 RTI INTL METALS INC COM 74973W107 8,838 379 X 28-5284 199 180 13,992 600 X X 28-5284 600 RF MICRODEVICES INC COM 749941100 23,458 3,700 X X 28-5284 200 3500 RACKSPACE HOSTING INC COM 750086100 5,121 150 X 28-5284 150 49,366 1,446 X X 28-5284 1446 174,285 5,105 X 28-13605 5105 RADIAN GROUP INC COM 750236101 42,486 19,400 X 28-5284 19400 RADIOSHACK CORP COM 750438103 39,032 3,359 X 28-5284 3303 56 16,268 1,400 X X 28-5284 1400 2,324 200 X 28-13605 200 RADISYS CORP COM 750459109 1,346 220 X 28-5284 220 COLUMN TOTAL 4,319,562
FILE NO. 28-1235 PAGE 205 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- RALCORP HLDGS INC NEW COM 751028101 65,664 856 X 28-5284 636 220 265,186 3,457 X X 28-5284 2012 1445 13,424 175 X 28-13605 175 3,836 50 X X 28-13605 50 15,342 200 X 28-13663 200 RALPH LAUREN CORP CL A 751212101 509,462 3,928 X 28-5284 3798 130 80,803 623 X X 28-5284 623 149,804 1,155 X 28-13605 333 822 2,205 17 X 28-13663 17 RANDGOLD RES LTD ADR 752344309 3,869 40 X X 28-13605 40 RANGE RES CORP COM 75281A109 335,327 5,736 X 28-5284 2765 2971 1,387,665 23,737 X X 28-5284 6536 17201 209,521 3,584 X 28-13605 1266 2318 2,397 41 X X 28-13605 41 1,462 25 X 28-13663 25 RAVEN INDS INC COM 754212108 4,820 100 X 28-13605 100 RAYMOND JAMES FINANCIAL INC COM 754730109 76,997 2,966 X 28-5284 1466 1500 242,285 9,333 X X 28-5284 1203 8130 5,010 193 X X 28-13605 193 RAYONIER INC COM 754907103 329,602 8,959 X 28-5284 8260 699 512,742 13,937 X X 28-5284 12229 1708 14,716 400 X 28-13605 400 20,860 567 X X 28-13605 567 RAYTHEON CO COM NEW 755111507 5,818,989 142,378 X 28-5284 135689 6689 9,384,161 229,610 X X 28-5284 218310 11300 878,378 21,492 X 28-13605 17004 4488 326,102 7,979 X X 28-13605 5979 2000 6,049 148 X 28-13663 148 82,639 2,022 X X 28-13663 1976 46 REALTY INCOME CORP COM 756109104 32,240 1,000 X 28-5284 1000 72,701 2,255 X X 28-5284 1755 500 420,539 13,044 X 28-13605 13044 3,224 100 X X 28-13605 100 REAVES UTIL INCOME FD COM SH BEN INT 756158101 68,320 2,800 X X 28-5284 2800 COLUMN TOTAL 21,346,341
FILE NO. 28-1235 PAGE 206 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- RED HAT INC COM 756577102 290,918 6,884 X 28-5284 6682 202 99,353 2,351 X X 28-5284 2177 174 130,921 3,098 X 28-13605 962 2136 16,904 400 X X 28-13605 400 1,141 27 X 28-13663 27 RED ROBIN GOURMET BURGERS IN COM 75689M101 184,794 7,671 X 28-5284 7671 6,143 255 X X 28-5284 255 7,829 325 X 28-13663 325 REDDY ICE HLDGS INC COM 75734R105 391 313 X X 28-5284 313 REDWOOD TR INC COM 758075402 20,072 1,797 X 28-5284 1797 4,468 400 X X 28-13605 400 REED ELSEVIER N V SPONS ADR NEW 758204200 56,252 2,578 X 28-5284 2578 1,964 90 X X 28-13605 90 REED ELSEVIER P L C SPONS ADR NEW 758205207 18,252 600 X 28-5284 600 REGAL BELOIT CORP COM 758750103 20,421 450 X 28-5284 450 26,547 585 X X 28-5284 185 400 1,482,474 32,668 X 28-13605 27252 5416 6,081 134 X X 28-13605 134 REGAL ENTMT GROUP CL A 758766109 109,417 9,320 X 28-5284 9320 3,862 329 X X 28-5284 329 REGENCY CTRS CORP COM 758849103 34,659 981 X X 28-5284 981 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 393,389 17,562 X X 28-5284 15562 2000 REGENERON PHARMACEUTICALS COM 75886F107 213,012 3,660 X 28-5284 3660 159,061 2,733 X X 28-5284 563 2170 18,915 325 X 28-13605 215 110 14,550 250 X 28-13663 250 REGIS CORP MINN COM 758932107 944 67 X 28-5284 67 COLUMN TOTAL 3,322,734
FILE NO. 28-1235 PAGE 207 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORP NEW COM 7591EP100 292,071 87,709 X 28-5284 79123 8586 152,674 45,848 X X 28-5284 44589 1259 86,493 25,974 X 28-13605 11159 14815 45,874 13,776 X X 28-13605 13380 396 4,076 1,224 X 28-13663 1224 REINSURANCE GROUP AMER INC COM NEW 759351604 37,541 817 X 28-5284 817 18,426 401 X X 28-5284 401 93,324 2,031 X 28-13605 2031 8,317 181 X X 28-13605 181 REIS INC COM 75936P105 443 50 X X 28-5284 50 RELIANCE STEEL & ALUMINUM CO COM 759509102 24,147 710 X 28-5284 710 30,065 884 X X 28-5284 384 500 RENREN INC SPONSORED ADR 759892102 2,601 510 X X 28-5284 510 RENTECH INC COM 760112102 1,560 2,000 X 28-13605 2000 REPUBLIC BANCORP KY CL A 760281204 216,877 12,246 X 28-5284 12246 REPUBLIC FIRST BANCORP INC COM 760416107 155 100 X 28-5284 100 22,791 14,704 X X 28-5284 14704 REPUBLIC SVCS INC COM 760759100 503,340 17,938 X 28-5284 12266 5672 407,038 14,506 X X 28-5284 8437 6069 150,570 5,366 X 28-13605 1420 3946 19,642 700 X X 28-13605 700 6,117 218 X 28-13663 218 RESEARCH IN MOTION LTD COM 760975102 70,441 3,470 X 28-5284 3470 25,598 1,261 X X 28-5284 1261 5,989 295 X X 28-13605 295 RESMED INC COM 761152107 161,224 5,600 X 28-5284 5600 460,582 15,998 X X 28-5284 3814 12184 28,790 1,000 X 28-13605 1000 290,606 10,094 X X 28-13605 10094 RESOURCE AMERICA INC CL A 761195205 15,348 3,403 X 28-5284 3403 REX ENERGY CORPORATION COM 761565100 25,300 2,000 X 28-13605 2000 COLUMN TOTAL 3,208,020
FILE NO. 28-1235 PAGE 208 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- REYNOLDS AMERICAN INC COM 761713106 990,034 26,415 X 28-5284 20129 6286 435,630 11,623 X X 28-5284 11305 318 472,698 12,612 X 28-13605 8425 4187 139,276 3,716 X X 28-13605 3716 1,499 40 X 28-13663 40 52,247 1,394 X X 28-13663 1281 113 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 1,765 100 X X 28-13605 100 RICKS CABARET INTL INC COM NEW 765641303 1,330 200 X 28-5284 200 RIGHTNOW TECHNOLOGIES INC COM 76657R106 496,411 15,020 X 28-5284 15020 20,194 611 X X 28-5284 611 114,386 3,461 X 28-13605 3461 21,317 645 X 28-13663 645 RIO TINTO PLC SPONSORED ADR 767204100 917,569 20,816 X 28-5284 20816 1,029,048 23,345 X X 28-5284 12305 11040 43,904 996 X 28-13605 996 80,931 1,836 X X 28-13605 1836 RITCHIE BROS AUCTIONEERS COM 767744105 10,095 500 X 28-5284 500 175,653 8,700 X X 28-5284 8700 RITE AID CORP COM 767754104 3,920 4,000 X 28-5284 4000 2,352 2,400 X X 28-5284 1800 600 19,012 19,400 X 28-13605 19400 RIVERBED TECHNOLOGY INC COM 768573107 34,112 1,709 X 28-5284 1709 27,565 1,381 X X 28-5284 1381 134,431 6,735 X 28-13605 6735 ROBBINS & MYERS INC COM 770196103 18,119 522 X 28-5284 242 280 4,510,912 129,960 X X 28-5284 129960 ROBERT HALF INTL INC COM 770323103 26,971 1,271 X 28-5284 1090 181 72,445 3,414 X X 28-5284 614 2800 47,087 2,219 X 28-13605 471 1748 ROCK-TENN CO CL A 772739207 27,650 568 X X 28-5284 568 93,174 1,914 X 28-13605 1914 COLUMN TOTAL 10,021,737
FILE NO. 28-1235 PAGE 209 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION INC COM 773903109 8,142,120 145,395 X 28-5284 142144 3251 3,234,784 57,764 X X 28-5284 51491 6273 639,184 11,414 X 28-13605 9834 1580 296,128 5,288 X X 28-13605 5288 35,168 628 X 28-13663 600 28 11,032 197 X X 28-13663 125 72 ROCKWELL COLLINS INC COM 774341101 926,888 17,568 X 28-5284 17136 432 1,351,395 25,614 X X 28-5284 21204 4410 155,536 2,948 X 28-13605 1167 1781 255,622 4,845 X X 28-13605 4845 ROCKWOOD HLDGS INC COM 774415103 16,778 498 X X 28-5284 498 400,743 11,895 X 28-13605 11895 ROFIN SINAR TECHNOLOGIES INC COM 775043102 192 10 X 28-5284 10 43,181 2,249 X X 28-5284 2249 1,035,571 53,936 X 28-13605 44718 9218 4,474 233 X X 28-13605 233 ROGERS COMMUNICATIONS INC CL B 775109200 84,738 2,477 X 28-5284 2217 260 17,105 500 X X 28-5284 500 ROGERS CORP COM 775133101 3,913 100 X 28-5284 100 1,213 31 X 28-13605 31 ROLLINS INC COM 775711104 142,196 7,600 X 28-5284 7600 179,953 9,618 X X 28-5284 9618 ROPER INDS INC NEW COM 776696106 1,179,601 17,118 X 28-5284 8547 8571 388,583 5,639 X X 28-5284 2363 110 3166 436,958 6,341 X 28-13605 4840 1501 303,204 4,400 X X 28-13605 4400 3,514 51 X 28-13663 51 96,474 1,400 X X 28-13663 1400 ROSETTA RESOURCES INC COM 777779307 3,833 112 X 28-5284 112 ROSETTA STONE INC COM 777780107 92,324 10,090 X 28-5284 10090 3,239 354 X X 28-5284 354 7,320 800 X 28-13605 800 4,108 449 X 28-13663 449 COLUMN TOTAL 19,497,072
FILE NO. 28-1235 PAGE 210 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ROSS STORES INC COM 778296103 11,689,478 148,551 X 28-5284 146360 2191 6,137,899 78,001 X X 28-5284 74363 800 2838 873,144 11,096 X 28-13605 9426 1670 192,397 2,445 X X 28-13605 2445 138,337 1,758 X 28-13663 1650 108 70,034 890 X X 28-13663 890 ROVI CORP COM 779376102 16,289 379 X 28-5284 379 31,633 736 X X 28-5284 586 150 ROWAN COS INC COM 779382100 61,437 2,035 X 28-5284 1217 818 272,495 9,026 X X 28-5284 1686 7340 110,707 3,667 X 28-13605 2425 1242 1,993 66 X X 28-13605 66 483 16 X 28-13663 16 ROYAL BK CDA MONTREAL QUE COM 780087102 51,984 1,137 X 28-5284 1137 299,740 6,556 X X 28-5284 6556 185,166 4,050 X X 28-13605 4050 91,440 2,000 X X 28-13663 2000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 6,025 500 X 28-5284 500 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 27,775 2,500 X 28-5284 2500 16,665 1,500 X X 28-5284 1500 11,110 1,000 X X 28-13605 1000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 3,411 300 X 28-5284 300 11,370 1,000 X X 28-5284 1000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 21,220 2,000 X X 28-13605 2000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 16,035 1,500 X 28-5284 1500 8,552 800 X X 28-5284 800 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 224,001 3,610 X 28-5284 3450 160 2,740,873 44,172 X X 28-5284 43719 453 140,605 2,266 X 28-13605 2008 258 38,285 617 X X 28-13605 617 34,190 551 X 28-13663 551 COLUMN TOTAL 23,524,773
FILE NO. 28-1235 PAGE 211 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 19,053,175 309,707 X 28-5284 306047 3660 21,904,134 356,049 X X 28-5284 326421 29628 774,906 12,596 X 28-13605 12596 1,222,341 19,869 X X 28-13605 18569 1300 75,239 1,223 X 28-13663 1223 9,597 156 X X 28-13663 156 ROYAL GOLD INC COM 780287108 219,598 3,428 X 28-5284 500 2928 102,240 1,596 X X 28-5284 1497 99 8,008 125 X 28-13663 125 ROYCE VALUE TR INC COM 780910105 25,484 2,300 X X 28-5284 2300 RUBICON TECHNOLOGY INC COM 78112T107 32,790 3,000 X X 28-13605 3000 RUBY TUESDAY INC COM 781182100 16,468 2,300 X 28-5284 2300 RUDDICK CORP COM 781258108 186,450 4,782 X 28-13605 4782 RUDOLPH TECHNOLOGIES INC COM 781270103 1,539 230 X 28-5284 230 RURBAN FINL CORP COM 78176P108 27,000 10,000 X 28-5284 10000 RUTHS HOSPITALITY GROUP INC COM 783332109 215 50 X 28-5284 50 RYANAIR HLDGS PLC SPONSORED ADR 783513104 12,875 500 X 28-5284 500 57,165 2,220 X X 28-5284 2220 RYDER SYS INC COM 783549108 354,657 9,455 X 28-5284 450 9005 340,741 9,084 X X 28-5284 275 8809 29,483 786 X 28-13605 232 554 18,192 485 X 28-13663 485 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 16,560 400 X 28-5284 400 74,520 1,800 X X 28-5284 1800 RYLAND GROUP INC COM 783764103 12,780 1,200 X X 28-5284 1200 S & T BANCORP INC COM 783859101 315,330 19,513 X 28-5284 19513 82,028 5,076 X X 28-5284 4676 400 COLUMN TOTAL 44,973,515
FILE NO. 28-1235 PAGE 212 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORP COM 78388J106 17,343 503 X 28-5284 503 305,734 8,867 X X 28-5284 935 7932 3,414 99 X X 28-13605 99 SAIC INC COM 78390X101 4,889 414 X 28-5284 414 19,357 1,639 X X 28-5284 1295 344 53,936 4,567 X 28-13605 1356 3211 SEI INVESTMENTS CO COM 784117103 61,874 4,023 X 28-5284 4023 38,158 2,481 X X 28-5284 2481 SJW CORP COM 784305104 30,478 1,400 X X 28-5284 1400 SK TELECOM LTD SPONSORED ADR 78440P108 77,343 5,497 X 28-5284 550 4947 192,379 13,673 X X 28-5284 13673 2,701 192 X X 28-13605 192 SL GREEN RLTY CORP COM 78440X101 65,710 1,130 X 28-5284 1130 289,006 4,970 X X 28-5284 530 4440 S L INDS INC COM 784413106 13,901 825 X 28-5284 825 SLM CORP COM 78442P106 124,064 9,965 X 28-5284 7349 2616 60,121 4,829 X X 28-5284 4584 245 115,947 9,313 X 28-13605 2512 6801 SM ENERGY CO COM 78454L100 33,903 559 X X 28-5284 559 SPDR S&P 500 ETF TR TR UNIT 78462F103 388,557,666 3,434,005 X 28-5284 3374844 59161 161,186,248 1,424,536 X X 28-5284 1402143 22393 11,065,278 97,793 X 28-13605 97493 300 6,000,571 53,032 X X 28-13605 52847 185 5,361,160 47,381 X 28-13663 47381 1,559,773 13,785 X X 28-13663 13785 SPDR GOLD TRUST GOLD SHS 78463V107 53,690,137 339,682 X 28-5284 334899 4783 20,119,141 127,288 X X 28-5284 124002 100 3186 1,359,474 8,601 X 28-13605 8601 3,688,488 23,336 X X 28-13605 17661 5675 75,079 475 X 28-13663 475 562,061 3,556 X X 28-13663 3256 300 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 7,721 120 X 28-5284 120 COLUMN TOTAL 654,743,055
FILE NO. 28-1235 PAGE 213 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 11,473 204 X X 28-5284 204 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 74,453 2,888 X X 28-5284 2888 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 18,235 301 X 28-13605 301 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2,746,772 101,657 X 28-5284 101657 32,289 1,195 X X 28-5284 1195 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 19,280 500 X 28-5284 500 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 25,448 794 X 28-5284 794 206,851 6,454 X X 28-5284 654 5800 6,795 212 X X 28-13605 212 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 95,356 3,796 X X 28-5284 3796 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 4,228 200 X 28-5284 200 SPX CORP COM 784635104 253,374 5,592 X 28-5284 5142 450 615,174 13,577 X X 28-5284 13577 32,850 725 X 28-13605 625 100 15,859 350 X X 28-13605 350 SPDR SERIES TRUST MORGAN TECH ET 78464A102 1,265,435 22,776 X 28-5284 22776 314,914 5,668 X X 28-5284 5468 200 SPDR SERIES TRUST BRCLYS CAP CON 78464A359 4,806,059 134,888 X 28-5284 134888 831,034 23,324 X X 28-5284 22824 500 1,046,809 29,380 X 28-13605 28380 1000 803,635 22,555 X X 28-13605 22555 SPDR SERIES TRUST INTR TRM CORP 78464A375 98,920 2,984 X X 28-5284 2984 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 27,742,784 766,587 X 28-5284 766374 213 5,026,140 138,882 X X 28-5284 125581 13301 1,007,240 27,832 X 28-13605 27625 207 567,604 15,684 X X 28-13605 15551 133 1,107,414 30,600 X 28-13663 30600 2,107,054 58,222 X X 28-13663 58222 COLUMN TOTAL 50,883,479
FILE NO. 28-1235 PAGE 214 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SPDR SERIES TRUST NUVN BR SHT MU 78464A425 60,599,090 2,488,669 X 28-5284 2479469 9200 12,335,345 506,585 X X 28-5284 479925 26660 1,671,311 68,637 X 28-13605 68637 1,109,532 45,566 X X 28-13605 45566 845,481 34,722 X 28-13663 31972 2750 107,651 4,421 X X 28-13663 4421 SPDR SERIES TRUST DB INT GVT ETF 78464A490 137,304 2,400 X X 28-5284 500 1900 SPDR SERIES TRUST BRCLYS INTL ET 78464A516 627,368 10,437 X 28-5284 9588 849 412,956 6,870 X X 28-5284 6870 15,028 250 X 28-13605 250 SPDR SERIES TRUST DJ REIT ETF 78464A607 7,325,112 129,648 X 28-5284 129348 300 2,249,717 39,818 X X 28-5284 37811 2007 458,724 8,119 X 28-13605 8119 129,950 2,300 X X 28-13605 2300 5,085 90 X 28-13663 90 SPDR SERIES TRUST KBW REGN BK ET 78464A698 28,386 1,470 X 28-5284 1470 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 300,020 7,000 X 28-5284 7000 SPDR SERIES TRUST OILGAS EQUIP 78464A748 24,098 850 X 28-5284 850 SPDR SERIES TRUST S&P METALS MNG 78464A755 224,150 5,000 X 28-5284 5000 28,736 641 X X 28-13605 641 SPDR SERIES TRUST S&P DIVID ETF 78464A763 924,392 19,040 X 28-5284 19040 3,849,627 79,292 X X 28-5284 79292 19,420 400 X X 28-13663 400 SPDR SERIES TRUST S&P BIOTECH 78464A870 1,488 25 X 28-5284 25 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 159,480 12,000 X 28-5284 12000 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 58,089 4,065 X X 28-5284 4065 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 12,917,573 118,586 X 28-5284 118324 262 7,471,944 68,594 X X 28-5284 65385 3209 1,698,763 15,595 X 28-13605 15595 582,667 5,349 X X 28-13605 5349 COLUMN TOTAL 116,318,487
FILE NO. 28-1235 PAGE 215 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 65,206,259 458,779 X 28-5284 443776 15003 41,013,033 288,560 X X 28-5284 287583 977 228,403 1,607 X 28-13605 1607 76,892 541 X X 28-13605 541 940,048 6,614 X 28-13663 6614 1,480,995 10,420 X X 28-13663 10420 SVB FINL GROUP COM 78486Q101 84,989 2,297 X 28-13605 2297 SWS GROUP INC COM 78503N107 1,219 260 X 28-5284 260 SXC HEALTH SOLUTIONS CORP COM 78505P100 27,349 491 X X 28-5284 491 S Y BANCORP INC COM 785060104 170,373 9,150 X 28-5284 9150 663,524 35,635 X X 28-5284 35635 SABINE ROYALTY TR UNIT BEN INT 785688102 486,417 7,716 X 28-13605 7716 6,304 100 X X 28-13605 100 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 11,040 736 X 28-5284 736 495 33 X X 28-5284 33 SAFETY INS GROUP INC COM 78648T100 3,783 100 X X 28-5284 100 SAFEWAY INC COM NEW 786514208 51,486 3,096 X 28-5284 3006 90 21,819 1,312 X X 28-5284 1246 66 674,213 40,542 X 28-13605 36442 4100 61,714 3,711 X X 28-13605 3711 SAGENT PHARMACEUTICALS INC COM 786692103 91,890 4,540 X X 28-5284 4540 ST JOE CO COM 790148100 18,183 1,213 X 28-5284 1213 138,313 9,227 X X 28-5284 9227 11,992 800 X 28-13605 800 104,930 7,000 X X 28-13605 7000 ST JUDE MED INC COM 790849103 3,729,741 103,060 X 28-5284 85972 17088 4,305,090 118,958 X X 28-5284 100962 390 17606 2,464,213 68,091 X 28-13605 63778 4313 1,101,189 30,428 X X 28-13605 30428 86,965 2,403 X 28-13663 1820 583 171,504 4,739 X X 28-13663 4635 104 COLUMN TOTAL 123,434,365
FILE NO. 28-1235 PAGE 216 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SAKS INC COM 79377W108 1,750 200 X X 28-13605 200 SALESFORCE COM INC COM 79466L302 2,547,530 22,292 X 28-5284 8082 14210 919,840 8,049 X X 28-5284 1243 55 6751 398,609 3,488 X 28-13605 2128 1360 58,740 514 X X 28-13605 4 510 91,310 799 X 28-13663 799 SALIX PHARMACEUTICALS INC NOTE 2.750% 5 795435AC0 398,000 4,000 X X 28-5284 4000 SALIX PHARMACEUTICALS INC COM 795435106 681,866 23,036 X 28-5284 341 22695 260,776 8,810 X X 28-5284 8810 63,048 2,130 X 28-13663 2130 SALLY BEAUTY HLDGS INC COM 79546E104 913 55 X 28-5284 55 27,290 1,644 X X 28-5284 1644 334,606 20,157 X 28-13605 20157 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 197,542 8,600 X 28-5284 8600 29,425 1,281 X X 28-5284 1281 SANDISK CORP COM 80004C101 475,866 11,792 X 28-5284 990 10802 501,492 12,427 X X 28-5284 4901 7526 223,325 5,534 X 28-13605 2830 2704 23,971 594 X X 28-13605 594 14,124 350 X 28-13663 350 SANDRIDGE PERMIAN TR COM UNIT BEN I 80007A102 83,829 4,975 X 28-5284 4975 SANDRIDGE ENERGY INC COM 80007P307 16,285 2,929 X 28-5284 1700 1229 28,923 5,202 X X 28-5284 4952 250 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 22,490 1,000 X X 28-5284 1000 SANDY SPRING BANCORP INC COM 800363103 22,706 1,552 X 28-5284 1552 30,723 2,100 X X 28-5284 300 1800 4,389 300 X 28-13605 300 SANGAMO BIOSCIENCES INC COM 800677106 435 100 X 28-5284 100 SANMINA SCI CORP COM NEW 800907206 314 47 X 28-5284 47 COLUMN TOTAL 7,460,117
FILE NO. 28-1235 PAGE 217 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SANOFI SPONSORED ADR 80105N105 1,233,542 37,608 X 28-5284 32679 4929 597,878 18,228 X X 28-5284 4172 14056 2,168,867 66,124 X 28-13605 65748 376 792,809 24,171 X X 28-13605 23470 660 41 19,680 600 X 28-13663 600 32,800 1,000 X X 28-13663 1000 SANOFI RIGHT 12/31/20 80105N113 27,898 26,319 X 28-5284 26319 15,880 14,981 X X 28-5284 13531 1450 10,504 9,909 X 28-13605 4824 5085 2,936 2,770 X X 28-13605 2670 100 SANTARUS INC COM 802817304 10,797 3,870 X X 28-5284 3870 SAP AG SPON ADR 803054204 1,604,097 31,689 X 28-5284 7411 24278 656,997 12,979 X X 28-5284 469 12510 110,099 2,175 X 28-13605 2175 57,201 1,130 X X 28-13605 1130 31,384 620 X 28-13663 620 SAPIENT CORP COM 803062108 14,308 1,411 X 28-5284 1411 SARA LEE CORP COM 803111103 3,002,808 183,658 X 28-5284 180288 3370 3,401,160 208,022 X X 28-5284 204703 3319 342,336 20,938 X 28-13605 13953 6985 58,043 3,550 X X 28-13605 2050 1500 1,651 101 X 28-13663 101 SASOL LTD SPONSORED ADR 803866300 59,966 1,477 X 28-5284 1477 731 18 X X 28-5284 18 SATCON TECHNOLOGY CORP COM 803893106 5,225 5,500 X X 28-5284 5500 SAUER-DANFOSS INC COM 804137107 17,340 600 X X 28-5284 600 SAUL CTRS INC COM 804395101 16,905 500 X 28-5284 500 8,757 259 X X 28-5284 259 SAVIENT PHARMACEUTICALS INC COM 80517Q100 48,442 11,815 X 28-5284 11815 COLUMN TOTAL 14,351,041
FILE NO. 28-1235 PAGE 218 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SCANA CORP NEW COM 80589M102 106,909 2,643 X 28-5284 2301 342 311,465 7,700 X X 28-5284 7638 62 98,334 2,431 X 28-13605 1172 1259 68,765 1,700 X X 28-13605 1700 35,313 873 X X 28-13663 873 SCHEIN HENRY INC COM 806407102 50,166 809 X 28-5284 809 53,639 865 X X 28-5284 865 3,101 50 X 28-13605 50 SCHIFF NUTRITION INTL INC COM 806693107 16,620 1,500 X X 28-5284 1500 SCHLUMBERGER LTD COM 806857108 53,000,758 887,339 X 28-5284 828637 40 58662 48,727,853 815,802 X X 28-5284 745738 1415 68649 8,868,949 148,484 X 28-13605 132582 15902 9,762,450 163,443 X X 28-13605 149063 14380 534,165 8,943 X 28-13663 4865 4078 267,829 4,484 X X 28-13663 4345 139 SCHNITZER STL INDS CL A 806882106 33,120 900 X 28-5284 900 183,448 4,985 X X 28-5284 415 4570 68,485 1,861 X 28-13605 1861 SCHOOL SPECIALTY INC COM 807863105 927 130 X 28-5284 130 285 40 X X 28-13605 40 SCHULMAN A INC COM 808194104 22,087 1,300 X X 28-5284 1300 SCHWAB CHARLES CORP NEW COM 808513105 1,284,453 113,971 X 28-5284 33430 80541 980,828 87,030 X X 28-5284 29635 57395 249,698 22,156 X 28-13605 9370 12786 26,462 2,348 X X 28-13605 1323 1025 33,055 2,933 X 28-13663 2933 SCICLONE PHARMACEUTICALS INC COM 80862K104 198,272 52,040 X 28-13605 52040 SCOTTS MIRACLE GRO CO CL A 810186106 535,111 11,998 X 28-5284 8002 3996 2,776,439 62,252 X X 28-5284 62102 150 4,415 99 X X 28-13605 99 SCRIPPS E W CO OHIO CL A NEW 811054402 301,217 43,031 X 28-5284 43031 74,949 10,707 X X 28-5284 9230 1477 12,894 1,842 X 28-13663 1842 COLUMN TOTAL 128,692,461
FILE NO. 28-1235 PAGE 219 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 1,214,864 32,684 X 28-5284 29936 2748 982,329 26,428 X X 28-5284 25314 1114 111,324 2,995 X 28-13605 1967 1028 1,163,421 31,300 X X 28-13605 31300 7,434 200 X 28-13663 200 SEABOARD CORP COM 811543107 127,941 71 X 28-13605 71 SEACHANGE INTL INC COM 811699107 244,514 31,755 X 28-5284 31755 8,701 1,130 X X 28-5284 1130 10,888 1,414 X 28-13663 1414 SEACOAST BKG CORP FLA COM 811707306 306 208 X 28-5284 208 294 200 X X 28-5284 200 SEACOR HOLDINGS INC COM 811904101 10,828 135 X 28-5284 135 7,379 92 X X 28-5284 92 108,524 1,353 X 28-13605 1353 SEABRIDGE GOLD INC COM 811916105 337 15 X 28-13605 15 SEALED AIR CORP NEW COM 81211K100 72,495 4,341 X 28-5284 3925 416 266,816 15,977 X X 28-5284 13527 2450 51,369 3,076 X 28-13605 1335 1741 3,908 234 X X 28-13605 234 SEARS HLDGS CORP COM 812350106 84,612 1,471 X 28-5284 1088 383 52,573 914 X X 28-5284 837 77 47,914 833 X 28-13605 334 499 111,646 1,941 X X 28-13605 1941 SEATTLE GENETICS INC COM 812578102 69,096 3,629 X 28-5284 3629 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5,917,616 201,588 X 28-5284 197143 4445 2,214,688 75,445 X X 28-5284 72145 3300 507,842 17,300 X 28-13605 17300 120,356 4,100 X X 28-13605 4100 221,836 7,557 X 28-13663 7407 150 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 81,261 2,561 X 28-5284 2561 1,030,337 32,472 X X 28-5284 32472 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 481,500 16,234 X X 28-5284 16234 COLUMN TOTAL 15,334,949
FILE NO. 28-1235 PAGE 220 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 359,058 10,300 X 28-5284 10300 895,937 25,701 X X 28-5284 25701 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 12,396,514 211,870 X 28-5284 211870 4,204,646 71,862 X X 28-5284 71168 694 2,380,070 40,678 X 28-13605 40678 108,361 1,852 X X 28-13605 1852 39,611 677 X 28-13663 677 88,116 1,506 X X 28-13663 1506 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4,709,521 398,774 X 28-5284 398774 3,366,299 285,038 X X 28-5284 284038 1000 59,050 5,000 X 28-13605 5000 41,052 3,476 X X 28-13605 3476 33,068 2,800 X 28-13663 2800 356,780 30,210 X X 28-13663 30210 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3,601,394 123,251 X 28-5284 123251 1,771,872 60,639 X X 28-5284 59139 1500 117,611 4,025 X 28-13605 4025 261,168 8,938 X 28-13663 8938 2,425 83 X X 28-13663 83 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3,926,993 166,398 X 28-5284 164898 1500 6,486,696 274,860 X X 28-5284 260460 14400 1,658,986 70,296 X 28-13605 70296 141,600 6,000 X X 28-13605 6000 118,000 5,000 X 28-13663 5000 281,241 11,917 X X 28-13663 11917 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3,040,828 90,447 X 28-5284 90447 5,735,538 170,599 X X 28-5284 168999 1600 4,302,520 127,975 X 28-13605 127475 500 946,907 28,165 X X 28-13605 28165 145,709 4,334 X X 28-13663 4334 SELECT COMFORT CORP COM 81616X103 8,382 600 X 28-5284 600 13,970 1,000 X 28-13605 1000 SELECT MED HLDGS CORP COM 81619Q105 11,839 1,775 X 28-13605 1775 SELECTIVE INS GROUP INC COM 816300107 168,084 12,880 X 28-5284 12500 380 177,480 13,600 X X 28-5284 9400 4200 COLUMN TOTAL 61,957,326
FILE NO. 28-1235 PAGE 221 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SEMTECH CORP COM 816850101 13,420 636 X 28-5284 636 65,621 3,110 X 28-13605 3110 SEMPRA ENERGY COM 816851109 475,809 9,239 X 28-5284 8775 464 309,618 6,012 X X 28-5284 4994 1018 217,897 4,231 X 28-13605 1383 2848 36,359 706 X X 28-13605 706 1,391 27 X 28-13663 27 16,017 311 X X 28-13663 311 SENIOR HSG PPTYS TR SH BEN INT 81721M109 47,496 2,205 X 28-5284 2205 32,008 1,486 X X 28-5284 1088 398 238,857 11,089 X 28-13605 11089 SENSIENT TECHNOLOGIES CORP COM 81725T100 188,530 5,792 X 28-5284 1000 4792 21,809 670 X X 28-5284 500 170 234,165 7,194 X 28-13605 7194 SERVICE CORP INTL COM 817565104 12,467 1,361 X 28-5284 1361 24,695 2,696 X X 28-5284 2696 SHAW COMMUNICATIONS INC CL B CONV 82028K200 6,060 300 X 28-5284 300 SHAW GROUP INC COM 820280105 66,307 3,050 X 28-5284 3050 11,957 550 X X 28-5284 400 150 SHERWIN WILLIAMS CO COM 824348106 833,053 11,209 X 28-5284 10905 304 919,933 12,378 X X 28-5284 12158 220 129,094 1,737 X 28-13605 663 1074 372 5 X 28-13663 5 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 9,787 143 X 28-5284 143 SHIRE PLC SPONSORED ADR 82481R106 16,258,062 173,087 X 28-5284 170957 2130 3,034,033 32,301 X X 28-5284 30776 1525 18,741,665 199,528 X 28-13605 195990 3538 3,870,761 41,209 X X 28-13605 39375 1834 113,843 1,212 X 28-13663 1212 112,716 1,200 X X 28-13663 1200 SHORE BANCSHARES INC COM 825107105 566,765 129,992 X X 28-5284 129492 500 2,616 600 X 28-13605 600 COLUMN TOTAL 46,613,183
FILE NO. 28-1235 PAGE 222 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SHORETEL INC COM 825211105 107,478 21,582 X 28-13605 21582 SHUFFLE MASTER INC COM 825549108 11,396 1,355 X 28-5284 1355 SHUTTERFLY INC COM 82568P304 988 24 X X 28-5284 24 2,347 57 X 28-13605 57 SIEMENS A G SPONSORED ADR 826197501 397,680 4,429 X 28-5284 3227 1202 496,090 5,525 X X 28-5284 2123 3402 4,938 55 X X 28-13605 55 SIERRA BANCORP COM 82620P102 1,830 200 X X 28-5284 200 SIFCO INDS INC COM 826546103 33,012 1,800 X X 28-5284 1800 SIGMA ALDRICH CORP COM 826552101 518,665 8,394 X 28-5284 7961 433 2,212,885 35,813 X X 28-5284 30135 5678 1,019,906 16,506 X 28-13605 15027 1479 457,926 7,411 X X 28-13605 1411 6000 2,719 44 X 28-13663 44 SIGNATURE BK NEW YORK N Y COM 82669G104 72,534 1,520 X 28-5284 1520 342,391 7,175 X 28-13605 7175 SILICON LABORATORIES INC COM 826919102 88,244 2,631 X 28-5284 2631 2,415 72 X X 28-5284 72 SILGAN HOLDINGS INC COM 827048109 235,761 6,417 X 28-5284 6417 14,990 408 X X 28-5284 408 167,902 4,570 X 28-13605 4570 SILICON IMAGE INC COM 82705T102 23,480 4,000 X X 28-5284 4000 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 27,590 5,772 X 28-5284 5772 57 12 X X 28-5284 12 SILVER STD RES INC COM 82823L106 22,479 1,225 X 28-5284 1225 57,894 3,155 X X 28-5284 3155 18,350 1,000 X 28-13605 1000 COLUMN TOTAL 6,341,947
FILE NO. 28-1235 PAGE 223 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SILVER WHEATON CORP COM 828336107 202,616 6,880 X 28-5284 6880 358,024 12,157 X X 28-5284 12157 11,780 400 X 28-13605 400 23,560 800 X X 28-13605 800 SILVERCORP METALS INC COM 82835P103 45,878 5,800 X 28-5284 5800 396 50 X X 28-5284 50 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 8,680 400 X 28-5284 400 SIMON PPTY GROUP INC NEW COM 828806109 2,360,281 21,461 X 28-5284 19587 1874 1,089,022 9,902 X X 28-5284 9736 166 3,349,771 30,458 X 28-13605 26751 3707 559,578 5,088 X X 28-13605 5088 59,059 537 X 28-13663 484 53 21,996 200 X X 28-13663 200 SIMPSON MANUFACTURING CO INC COM 829073105 6,233 250 X 28-5284 250 SINCLAIR BROADCAST GROUP INC CL A 829226109 2,868 400 X 28-5284 400 10,755 1,500 X X 28-5284 1500 2,151 300 X X 28-13605 300 SINGAPORE FD INC COM 82929L109 5,196 455 X 28-5284 455 SIRONA DENTAL SYSTEMS INC COM 82966C103 58,356 1,376 X 28-5284 1376 19,381 457 X X 28-5284 457 SIRIUS XM RADIO INC COM 82967N108 4,175,325 2,765,116 X 28-5284 2626768 138348 272,318 180,343 X X 28-5284 36099 144244 13,439 8,900 X 28-13605 8900 11,823 7,830 X 28-13663 7830 SKECHERS U S A INC CL A 830566105 112,787 8,039 X 28-13605 8039 4,279 305 X X 28-13605 305 SKILLED HEALTHCARE GROUP INC CL A 83066R107 53,782 14,898 X 28-13605 14898 SKYLINE CORP COM 830830105 478 50 X 28-5284 50 SKYWEST INC COM 830879102 4,259 370 X 28-5284 370 COLUMN TOTAL 12,844,071
FILE NO. 28-1235 PAGE 224 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SKYWORKS SOLUTIONS INC COM 83088M102 2,227 124 X 28-5284 124 58,532 3,259 X X 28-5284 3189 70 SMART BALANCE INC COM 83169Y108 1,180 200 X X 28-5284 200 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 2,268 540 X 28-5284 540 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 24,356 545 X 28-5284 545 126,249 2,825 X X 28-5284 2825 SMITH A O COM 831865209 116,653 3,642 X 28-5284 250 3392 48,045 1,500 X X 28-5284 1500 SMITHFIELD FOODS INC COM 832248108 176,670 9,060 X 28-5284 9060 46,254 2,372 X X 28-5284 2372 3,510 180 X 28-13605 180 SMUCKER J M CO COM NEW 832696405 34,410,276 472,085 X 28-5284 466475 5610 11,338,768 155,560 X X 28-5284 146733 8827 30,430,773 417,489 X 28-13605 376577 40912 5,896,437 80,895 X X 28-13605 74729 6166 344,187 4,722 X 28-13663 4670 52 321,445 4,410 X X 28-13663 4400 10 SNAP ON INC COM 833034101 118,237 2,663 X 28-5284 2465 198 61,006 1,374 X X 28-5284 1336 38 65,623 1,478 X 28-13605 827 651 3,152 71 X X 28-13605 71 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 414,513 8,670 X 28-5284 8670 188,850 3,950 X X 28-5284 3950 40,639 850 X 28-13663 850 SOHU COM INC COM 83408W103 1,398 29 X 28-5284 29 SOLARWINDS INC COM 83416B109 6,210 282 X 28-5284 282 188,271 8,550 X X 28-5284 8550 SOLERA HOLDINGS INC COM 83421A104 28,331 561 X X 28-5284 561 SOLUTIA INC *W EXP 02/27/2 834376147 3 4 X 28-5284 4 COLUMN TOTAL 84,464,063
FILE NO. 28-1235 PAGE 225 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SOLUTIA INC COM NEW 834376501 186,466 14,511 X X 28-5284 1011 13500 SONIC AUTOMOTIVE INC CL A 83545G102 254,083 23,548 X 28-13605 23548 SONIC FDRY INC COM NEW 83545R207 8,680 1,000 X 28-5284 1000 SONIC CORP COM 835451105 4,419 625 X 28-5284 150 475 509 72 X X 28-13605 72 SONOCO PRODS CO COM 835495102 194,561 6,892 X 28-5284 6892 381,924 13,529 X X 28-5284 13529 918,407 32,533 X 28-13605 32533 1,045 37 X X 28-13605 37 SONOSITE INC COM 83568G104 10,103 333 X 28-5284 333 394 13 X X 28-13605 13 SONY CORP ADR NEW 835699307 9,842 518 X 28-5284 518 57,475 3,025 X X 28-5284 3025 10,450 550 X X 28-13605 550 SOTHEBYS COM 835898107 255,023 9,250 X 28-5284 1335 7915 236,082 8,563 X X 28-5284 350 8213 12,269 445 X 28-13663 445 SONUS NETWORKS INC COM 835916107 43,200 20,000 X X 28-13605 20000 SOURCE CAP INC COM 836144105 14,044 338 X 28-5284 338 12,050 290 X X 28-5284 290 SOURCEFIRE INC COM 83616T108 2,676 100 X 28-5284 100 SOUTH JERSEY INDS INC COM 838518108 2,457,650 49,400 X 28-5284 49400 122,385 2,460 X X 28-5284 510 1950 40,198 808 X 28-13605 808 2,687 54 X X 28-13605 54 SOUTHCOAST FINANCIAL CORP COM 84129R100 21,780 12,100 X X 28-5284 12100 COLUMN TOTAL 5,258,402
FILE NO. 28-1235 PAGE 226 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SOUTHERN CO COM 842587107 21,565,398 508,978 X 28-5284 485301 23677 15,264,174 360,259 X X 28-5284 345068 3560 11631 1,437,275 33,922 X 28-13605 23575 10347 1,170,683 27,630 X X 28-13605 24330 3300 317,817 7,501 X 28-13663 7365 136 106,349 2,510 X X 28-13663 2375 135 SOUTHERN COPPER CORP COM 84265V105 401,139 16,052 X 28-5284 4951 11101 800,605 32,037 X X 28-5284 30927 1110 24,615 985 X 28-13605 985 128,948 5,160 X X 28-13605 5160 SOUTHERN FIRST BANCSHARES IN COM 842873101 75,141 10,890 X X 28-5284 10890 SOUTHERN MO BANCORP INC COM 843380106 10,000 500 X 28-5284 500 SOUTHERN NATL BANCORP OF VA COM 843395104 84,729 13,535 X 28-13605 13535 SOUTHERN UN CO NEW COM 844030106 798,620 19,685 X 28-5284 19499 186 321,517 7,925 X X 28-5284 7925 8,114 200 X X 28-13605 200 SOUTHWEST AIRLS CO COM 844741108 54,270 6,750 X 28-5284 5268 1482 369,768 45,991 X X 28-5284 43153 2838 140,997 17,537 X 28-13605 8364 9173 8,571 1,066 X X 28-13605 966 100 2,967 369 X 28-13663 369 SOUTHWEST BANCORP INC OKLA COM 844767103 253,200 60,000 X 28-5284 60000 SOUTHWEST GAS CORP COM 844895102 161,933 4,477 X 28-5284 4197 280 98,816 2,732 X 28-13605 2732 144,680 4,000 X X 28-13605 4000 SOUTHWESTERN ENERGY CO COM 845467109 504,416 15,134 X 28-5284 3499 11635 1,461,987 43,864 X X 28-5284 36300 7564 219,378 6,582 X 28-13605 2354 4228 20,365 611 X X 28-13605 236 375 31,997 960 X 28-13663 960 SOVRAN SELF STORAGE INC COM 84610H108 44,604 1,200 X X 28-5284 1200 COLUMN TOTAL 46,033,073
FILE NO. 28-1235 PAGE 227 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY PARTNERS LP COM 84756N109 8,463 300 X 28-5284 300 132,305 4,690 X X 28-5284 3040 1650 SPECTRA ENERGY CORP COM 847560109 3,832,028 156,218 X 28-5284 152475 3743 3,583,146 146,072 X X 28-5284 125459 20613 382,128 15,578 X 28-13605 7768 7810 439,946 17,935 X X 28-13605 11735 6200 92,012 3,751 X 28-13663 3500 251 SPECTRUM BRANDS HLDGS INC COM 84763R101 21,258 900 X X 28-5284 900 SPEEDWAY MOTORSPORTS INC COM 847788106 7,248 600 X 28-5284 600 SPHERIX INC COM NEW 84842R205 400 200 X 28-5284 200 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 64,757 4,060 X 28-5284 4060 303,369 19,020 X X 28-5284 200 18820 3,094 194 X X 28-13605 194 SPREADTRUM COMMUNICATIONS IN ADR 849415203 86,932 4,843 X 28-13605 4843 SPRINT NEXTEL CORP COM SER 1 852061100 150,219 49,414 X 28-5284 37435 11979 271,414 89,281 X X 28-5284 88080 1201 165,285 54,370 X 28-13605 16602 37768 2,782 915 X X 28-13605 915 1,526 502 X 28-13663 502 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 8,418 600 X 28-5284 600 93,875 6,691 X X 28-5284 6691 SPROTT RESOURCE LENDING CORP COM 85207J100 46,572 37,558 X X 28-5284 37558 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 43,924 3,160 X 28-5284 3160 130,438 9,384 X X 28-5284 9384 STANCORP FINL GROUP INC COM 852891100 4,356 158 X X 28-5284 158 STANDARD MICROSYSTEMS CORP COM 853626109 2,716 140 X 28-5284 140 776 40 X 28-13605 40 STANDARD MTR PRODS INC COM 853666105 1,686 130 X 28-5284 130 STANDARD PAC CORP NEW COM 85375C101 2,075 840 X 28-5284 840 COLUMN TOTAL 9,883,148
FILE NO. 28-1235 PAGE 228 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- STANDARD REGISTER CO COM 853887107 228 90 X 28-5284 90 1,718 679 X X 28-5284 679 STANDEX INTL CORP COM 854231107 2,179 70 X 28-5284 70 96,036 3,085 X 28-13605 3085 STANLEY BLACK & DECKER INC COM 854502101 1,450,169 29,535 X 28-5284 27745 1790 221,736 4,516 X X 28-5284 4171 345 436,548 8,891 X 28-13605 6766 2125 384,158 7,824 X X 28-13605 7697 127 344 7 X X 28-13663 7 STANLEY WKS FRNT 5 854616AM1 205,240 2,000 X X 28-5284 2000 STAPLES INC COM 855030102 758,313 57,016 X 28-5284 53905 3111 650,716 48,926 X X 28-5284 45433 3493 618,769 46,524 X 28-13605 38633 7891 569,360 42,809 X X 28-13605 42809 692 52 X 28-13663 52 21,546 1,620 X X 28-13663 1620 STARBUCKS CORP COM 855244109 7,928,040 212,605 X 28-5284 191021 21584 4,100,334 109,958 X X 28-5284 96682 2000 11276 941,311 25,243 X 28-13605 16393 8850 274,343 7,357 X X 28-13605 6833 524 250,775 6,725 X 28-13663 5394 1331 30,764 825 X X 28-13663 825 STARTEK INC COM 85569C107 1,069 375 X X 28-5284 375 STATE AUTO FINL CORP COM 855707105 8,219 625 X 28-5284 625 1,736 132 X X 28-13605 132 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 892,161 22,982 X 28-5284 7931 15051 588,123 15,150 X X 28-5284 5898 9252 145,109 3,738 X 28-13605 1662 2076 2,096 54 X X 28-13605 54 49,301 1,270 X 28-13663 1270 STATE BK FINL CORP COM 856190103 32,181 2,550 X X 28-5284 2550 COLUMN TOTAL 20,663,314
FILE NO. 28-1235 PAGE 229 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- STATE STR CORP COM 857477103 6,916,587 215,068 X 28-5284 211520 3548 8,868,377 275,758 X X 28-5284 260699 15059 2,397,785 74,558 X 28-13605 68052 6506 1,597,291 49,667 X X 28-13605 46073 465 3129 80,400 2,500 X 28-13663 700 1800 8,040 250 X X 28-13663 250 STATOIL ASA SPONSORED ADR 85771P102 168,780 7,832 X 28-5284 5801 2031 346,977 16,101 X X 28-5284 12150 3951 50,793 2,357 X X 28-13663 2357 STEEL DYNAMICS INC COM 858119100 47,120 4,750 X 28-5284 4750 142,501 14,365 X X 28-5284 14365 3,770 380 X 28-13605 380 119,040 12,000 X X 28-13605 12000 STEELCASE INC CL A 858155203 13,251 2,100 X X 28-5284 2100 STEIN MART INC COM 858375108 1,375 220 X 28-5284 220 STELLARONE CORP COM 85856G100 24,875 2,500 X 28-13605 2500 STEMCELLS INC COM NEW 85857R204 808 400 X 28-5284 400 STERICYCLE INC COM 858912108 733,583 9,088 X 28-5284 6920 2168 833,515 10,326 X X 28-5284 4333 130 5863 215,361 2,668 X 28-13605 1709 959 377,527 4,677 X X 28-13605 4677 STERIS CORP COM 859152100 10,040 343 X 28-5284 343 67,321 2,300 X X 28-5284 2300 2,927 100 X 28-13605 100 STEREOTAXIS INC COM 85916J102 7,658 6,899 X 28-5284 6899 STEWART ENTERPRISES INC CL A 860370105 255,315 42,910 X X 28-5284 42910 STEWART INFORMATION SVCS COR COM 860372101 1,414 160 X 28-5284 160 STIFEL FINL CORP COM 860630102 438,851 16,523 X 28-5284 182 16341 51,978 1,957 X X 28-5284 358 1599 18,486 696 X 28-13663 696 COLUMN TOTAL 23,801,746
FILE NO. 28-1235 PAGE 230 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- STILLWATER MNG CO COM 86074Q102 37,570 4,420 X X 28-5284 3000 1420 5,100 600 X X 28-13605 600 STMICROELECTRONICS N V NY REGISTRY 861012102 3,023 465 X 28-5284 465 7,800 1,200 X X 28-5284 1200 STONE ENERGY CORP COM 861642106 4,863 300 X 28-5284 300 STONERIDGE INC COM 86183P102 78,300 15,000 X 28-5284 15000 STRATASYS INC COM 862685104 24,102 1,300 X 28-5284 1300 37,080 2,000 X X 28-5284 2000 STRATTEC SEC CORP COM 863111100 107,923 4,480 X X 28-5284 4480 STRYKER CORP COM 863667101 7,586,563 160,971 X 28-5284 160006 965 26,203,149 555,976 X X 28-5284 281369 274607 375,626 7,970 X 28-13605 3904 4066 136,111 2,888 X X 28-13605 2888 70,648 1,499 X 28-13663 1475 24 149,308 3,168 X X 28-13663 3075 93 STURM RUGER & CO INC COM 864159108 20,394 785 X 28-5284 665 120 51,960 2,000 X X 28-5284 2000 63,183 2,432 X 28-13605 2432 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 33,647 725 X 28-5284 725 283,472 6,108 X X 28-5284 5408 700 23,205 500 X 28-13605 500 SUCCESSFACTORS INC COM 864596101 11,426 497 X 28-5284 497 20,921 910 X X 28-5284 910 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 19,594 3,582 X 28-5284 577 3005 SUN COMMUNITIES INC COM 866674104 17,595 500 X 28-5284 500 31,671 900 X X 28-5284 500 400 SUN LIFE FINL INC COM 866796105 320,309 13,464 X 28-5284 11864 1600 163,651 6,879 X X 28-5284 3590 3289 8,327 350 X X 28-13605 350 6,185 260 X 28-13663 260 COLUMN TOTAL 35,902,706
FILE NO. 28-1235 PAGE 231 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SUN HYDRAULICS CORP COM 866942105 27,513 1,350 X X 28-5284 1350 SUNCOKE ENERGY INC COM 86722A103 8,800 800 X 28-5284 800 SUNCOR ENERGY INC NEW COM 867224107 89,956 3,536 X 28-5284 3536 467,994 18,396 X X 28-5284 15996 2400 61,081 2,401 X 28-13605 2401 362,902 14,265 X X 28-13605 8235 6030 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 107,073 1,210 X 28-5284 1210 864,724 9,772 X X 28-5284 6072 3700 8,849 100 X X 28-13605 100 SUNOCO INC COM 86764P109 379,004 12,222 X 28-5284 11652 570 220,946 7,125 X X 28-5284 6946 179 85,278 2,750 X 28-13605 1451 1299 88,379 2,850 X X 28-13605 1850 1000 SUNPOWER CORP COM CL A 867652109 5,040 623 X 28-5284 623 2,945 364 X X 28-5284 364 16 2 X 28-13605 2 SUNPOWER CORP COM CL B 867652307 419 57 X 28-5284 57 5,726 779 X X 28-5284 779 21,352 2,905 X 28-13605 2905 SUNRISE SENIOR LIVING INC COM 86768K106 18,520 4,000 X X 28-5284 4000 SUNSTONE HOTEL INVS INC NEW COM 867892101 3,983 700 X 28-5284 700 SUNTRUST BKS INC COM 867914103 439,308 24,474 X 28-5284 21774 2700 732,970 40,834 X X 28-5284 36786 4048 426,923 23,784 X 28-13605 16428 7356 1,133,704 63,159 X X 28-13605 63159 9,047 504 X 28-13663 100 404 SUNTECH PWR HLDGS CO LTD ADR 86800C104 462 200 X 28-5284 200 4,606 1,994 X X 28-5284 1994 SUPERIOR ENERGY SVCS INC COM 868157108 1,811 69 X 28-5284 69 198,007 7,546 X X 28-5284 676 6870 SUPERIOR UNIFORM GP INC COM 868358102 3,330 300 X 28-5284 300 COLUMN TOTAL 5,780,668
FILE NO. 28-1235 PAGE 232 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SUPERTEX INC COM 868532102 1,211 70 X 28-5284 70 SUPERVALU INC COM 868536103 53,959 8,102 X 28-5284 54 8048 1,818 273 X X 28-5284 15 258 22,404 3,364 X 28-13605 1000 2364 11,289 1,695 X X 28-13605 1595 100 413 62 X 28-13663 62 SURMODICS INC COM 868873100 1,092 120 X 28-5284 120 SUSQUEHANNA BANCSHARES INC P COM 869099101 98,340 18,011 X 28-5284 16587 1424 66,181 12,121 X X 28-5284 9457 2664 27,404 5,019 X 28-13605 5019 SUSSER HLDGS CORP COM 869233106 6,457 324 X 28-13605 324 SUSSEX BANCORP COM 869245100 55,913 10,650 X X 28-5284 10650 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 12,912 1,600 X X 28-5284 1600 SWIFT ENERGY CO COM 870738101 26,531 1,090 X 28-5284 830 260 1,357,174 55,759 X 28-13605 45495 10264 7,667 315 X X 28-13605 315 SWISHER HYGIENE INC COM 870808102 4,050 1,000 X 28-5284 1000 40,500 10,000 X X 28-5284 10000 4 1 X 28-13605 1 SWISS HELVETIA FD INC COM 870875101 144,586 12,921 X 28-5284 12625 296 13,585 1,214 X 28-13605 1214 SYKES ENTERPRISES INC COM 871237103 1,271 85 X 28-13605 85 SYMANTEC CORP NOTE 1.000% 6 871503AF5 227,750 2,000 X X 28-5284 2000 SYMANTEC CORP COM 871503108 1,704,279 104,557 X 28-5284 53706 50851 964,406 59,166 X X 28-5284 40152 19014 295,438 18,125 X 28-13605 9600 8525 33,008 2,025 X X 28-13605 1775 250 97,898 6,006 X 28-13663 6006 7,335 450 X X 28-13663 450 SYMETRA FINL CORP COM 87151Q106 218,461 26,805 X 28-13605 26805 COLUMN TOTAL 5,503,336
FILE NO. 28-1235 PAGE 233 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- SYMMETRICOM INC COM 871543104 1,259 290 X 28-5284 290 SYMMETRY MED INC COM 871546206 772 100 X X 28-5284 100 SYNAPTICS INC COM 87157D109 2,390 100 X X 28-5284 100 SYNGENTA AG SPONSORED ADR 87160A100 20,748 400 X 28-5284 400 476,115 9,179 X X 28-5284 3325 5854 57,057 1,100 X X 28-13605 1100 SYNOPSYS INC COM 871607107 215,805 8,859 X 28-5284 8859 131,325 5,391 X X 28-5284 4701 690 1,218 50 X 28-13605 50 SYNOVUS FINL CORP COM 87161C105 5,503 5,143 X X 28-5284 5143 SYSCO CORP COM 871829107 19,573,744 755,743 X 28-5284 746205 9538 13,276,366 512,601 X X 28-5284 474550 38051 797,642 30,797 X 28-13605 23516 7281 834,550 32,222 X X 28-13605 31557 665 47,371 1,829 X 28-13663 1404 425 295,131 11,395 X X 28-13663 11395 SYSTEMAX INC COM 871851101 127,200 10,000 X 28-5284 10000 TCF FINL CORP COM 872275102 105,313 11,497 X 28-5284 11497 406,603 44,389 X X 28-5284 33889 10500 179,362 19,581 X 28-13605 19581 TC PIPELINES LP UT COM LTD PRT 87233Q108 320,032 7,300 X 28-5284 7300 111,792 2,550 X X 28-5284 2050 500 219 5 X X 28-13605 5 TD AMERITRADE HLDG CORP COM 87236Y108 16,323 1,110 X 28-5284 1110 16,881 1,148 X X 28-5284 1148 TECO ENERGY INC COM 872375100 643,060 37,540 X 28-5284 35594 1946 924,866 53,991 X X 28-5284 50341 3650 208,952 12,198 X 28-13605 9589 2609 20,556 1,200 X X 28-13605 1200 TF FINL CORP COM 872391107 146,531 7,612 X X 28-5284 5250 2362 COLUMN TOTAL 38,964,686
FILE NO. 28-1235 PAGE 234 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TFS FINL CORP COM 87240R107 406,500 50,000 X 28-5284 50000 4,415 543 X X 28-5284 543 20,325 2,500 X 28-13605 2500 TGC INDS INC COM NEW 872417308 221,940 50,441 X 28-5284 50441 581 132 X 28-13605 132 TICC CAPITAL CORP COM 87244T109 10,213 1,250 X X 28-5284 1250 THQ INC COM NEW 872443403 1,050 607 X 28-5284 607 TJX COS INC NEW COM 872540109 3,353,827 60,462 X 28-5284 49574 10888 2,561,716 46,182 X X 28-5284 35635 10547 686,053 12,368 X 28-13605 8746 3622 196,308 3,539 X 28-13663 2850 689 137,843 2,485 X X 28-13663 2400 85 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 2,946 90 X 28-5284 90 35,479 1,084 X X 28-5284 1084 16,365 500 X 28-13605 500 TTM TECHNOLOGIES INC COM 87305R109 19,971 2,100 X X 28-5284 2100 TW TELECOM INC COM 87311L104 32,644 1,976 X 28-5284 1976 21,195 1,283 X X 28-5284 1283 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,215,546 106,347 X 28-5284 106347 977,379 85,510 X X 28-5284 76616 8894 5,726 501 X X 28-13605 501 26,095 2,283 X X 28-13663 2283 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 381,524 29,994 X 28-5284 2240 27754 357,585 28,112 X X 28-5284 28112 2,226 175 X 28-13605 175 19,525 1,535 X 28-13663 1535 TALEO CORP CL A 87424N104 197,478 7,678 X X 28-5284 248 7430 TALISMAN ENERGY INC COM 87425E103 849,231 69,212 X 28-5284 69212 256,099 20,872 X X 28-5284 20477 395 58,982 4,807 X 28-13605 4807 1,841 150 X 28-13663 150 COLUMN TOTAL 12,078,608
FILE NO. 28-1235 PAGE 235 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CTRS I COM 875465106 26,010 1,000 X 28-5284 1000 70,227 2,700 X X 28-5284 2700 84,324 3,242 X 28-13605 3242 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 493,200 15,000 X 28-5284 15000 237,690 7,229 X X 28-5284 7229 TARGET CORP COM 87612E106 79,544,351 1,622,030 X 28-5284 1605716 16314 17,029,287 347,253 X X 28-5284 322985 24268 33,890,906 691,087 X 28-13605 644085 47002 6,154,961 125,509 X X 28-13605 119699 5810 82,436 1,681 X 28-13663 1550 131 73,560 1,500 X X 28-13663 1500 TASEKO MINES LTD COM 876511106 1,020 400 X X 28-5284 400 TATA MTRS LTD SPONSORED ADR 876568502 26,223 1,705 X 28-5284 1705 22,301 1,450 X X 28-5284 1450 TAUBMAN CTRS INC COM 876664103 14,791 294 X 28-5284 114 180 654,885 13,017 X X 28-5284 372 12645 TEAM HEALTH HOLDINGS INC COM 87817A107 244,986 14,920 X X 28-5284 14920 TECH DATA CORP DBCV 2.750%12 878237AE6 600,750 6,000 X X 28-5284 6000 TECH DATA CORP COM 878237106 90,091 2,084 X 28-5284 464 1620 323,360 7,480 X X 28-5284 310 7170 TECHNE CORP COM 878377100 81,612 1,200 X 28-5284 1200 1,547,159 22,749 X X 28-5284 18649 4100 74,811 1,100 X 28-13605 1100 760,692 11,185 X X 28-13605 11185 TECK RESOURCES LTD CL B 878742204 76,799 2,631 X 28-5284 2160 471 80,506 2,758 X X 28-5284 1608 1150 1,781 61 X X 28-13605 61 TEJON RANCH CO COM 879080109 18,690 783 X 28-5284 783 TEKELEC COM 879101103 3,624 600 X 28-5284 600 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 2,649 278 X 28-5284 278 COLUMN TOTAL 142,313,682
FILE NO. 28-1235 PAGE 236 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 4,086 378 X 28-5284 378 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 110,241 11,365 X 28-5284 11365 163,852 16,892 X X 28-5284 16892 3,279 338 X X 28-13605 338 TELECOM ARGENTINA S A SPON ADR REP B 879273209 18,630 1,000 X X 28-5284 1000 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 16,717 1,692 X 28-5284 1692 308,256 31,200 X X 28-5284 31200 4,031 408 X X 28-13605 408 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 2,910 110 X 28-5284 110 TELEDYNE TECHNOLOGIES INC COM 879360105 42,850 877 X 28-5284 647 230 3,469 71 X X 28-13605 71 TELEFLEX INC COM 879369106 1,955,185 36,362 X 28-5284 25794 10568 518,719 9,647 X X 28-5284 9398 249 16,991 316 X 28-13663 316 322,620 6,000 X X 28-13663 6000 TELEFONICA S A SPONSORED ADR 879382208 344,485 18,017 X 28-5284 17756 261 640,558 33,502 X X 28-5284 29410 4092 10,784 564 X 28-13605 564 7,648 400 X X 28-13605 400 38,240 2,000 X X 28-13663 2000 TELEFONOS DE MEXICO S A B SPON ADR A SHS 879403707 31,838 2,096 X 28-5284 2096 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 248,619 16,630 X 28-5284 16630 68,381 4,574 X X 28-5284 3074 1500 20,930 1,400 X X 28-13605 1400 17,940 1,200 X X 28-13663 1200 TELEPHONE & DATA SYS INC COM 879433100 38,250 1,800 X 28-5284 1800 TELEPHONE & DATA SYS INC SPL COM 879433860 35,586 1,800 X 28-5284 1800 TELLABS INC COM 879664100 12,608 2,939 X 28-5284 564 2375 11,506 2,682 X X 28-5284 1265 1417 25,839 6,023 X 28-13605 1773 4250 COLUMN TOTAL 5,045,048
FILE NO. 28-1235 PAGE 237 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TELUS CORP NON-VTG SHS 87971M202 23,120 500 X 28-5284 500 240,448 5,200 X X 28-5284 5200 TEMPLE INLAND INC COM 879868107 1,098 35 X 28-5284 35 25,159 802 X X 28-5284 802 TEMPLETON DRAGON FD INC COM 88018T101 231,110 9,550 X X 28-5284 9550 4,840 200 X 28-13605 200 TEMPLETON EMERGING MKTS FD I COM 880191101 181,716 10,810 X X 28-5284 10810 TEMPLETON EMERG MKTS INCOME COM 880192109 21,562 1,450 X 28-5284 1450 197,191 13,261 X X 28-5284 9800 3461 TEMPLETON GLOBAL INCOME FD COM 880198106 241,580 25,564 X 28-5284 25564 118,125 12,500 X X 28-5284 12500 TEMPUR PEDIC INTL INC COM 88023U101 45,192 859 X X 28-5284 859 TENARIS S A SPONSORED ADR 88031M109 12,980 510 X 28-5284 510 31,813 1,250 X X 28-5284 1250 TENET HEALTHCARE CORP COM 88033G100 62,649 15,243 X 28-5284 13678 1565 22,112 5,380 X X 28-5284 5380 27,085 6,590 X 28-13605 2156 4434 481 117 X 28-13663 117 TENNANT CO COM 880345103 990 28 X 28-13605 28 TENNECO INC COM 880349105 61,746 2,411 X 28-5284 325 2086 306,808 11,980 X X 28-5284 11980 TERADATA CORP DEL COM 88076W103 215,351 4,023 X 28-5284 3533 490 236,656 4,421 X X 28-5284 4215 206 159,305 2,976 X 28-13605 1061 1915 9,207 172 X X 28-13605 136 36 2,569 48 X 28-13663 48 856 16 X X 28-13663 16 TERADYNE INC COM 880770102 23,594 2,143 X 28-5284 1152 991 32,270 2,931 X X 28-5284 2874 57 30,454 2,766 X 28-13605 898 1868 3,325 302 X X 28-13663 302 COLUMN TOTAL 2,571,392
FILE NO. 28-1235 PAGE 238 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TEREX CORP NEW COM 880779103 68,280 6,655 X 28-5284 700 5955 413,098 40,263 X X 28-5284 40061 202 2,627 256 X 28-13663 256 TERNIUM SA SPON ADR 880890108 4,208 202 X X 28-5284 202 TERRA NITROGEN CO L P COM UNIT 881005201 79,442 550 X 28-5284 550 21,666 150 X X 28-5284 150 TESLA MTRS INC COM 88160R101 77,658 3,184 X 28-5284 3184 123,462 5,062 X X 28-5284 472 4590 12,585 516 X 28-13605 516 TESORO CORP COM 881609101 24,532 1,260 X 28-5284 600 660 661,279 33,964 X X 28-5284 24744 9220 40,011 2,055 X 28-13605 673 1382 1,986 102 X 28-13663 102 TETRA TECHNOLOGIES INC DEL COM 88162F105 7,905 1,024 X 28-5284 500 524 TETRA TECH INC NEW COM 88162G103 13,118 700 X 28-5284 300 400 18,740 1,000 X X 28-5284 1000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 18,221,237 489,555 X 28-5284 397750 91805 14,160,647 380,458 X X 28-5284 317292 63166 1,718,782 46,179 X 28-13605 45454 725 924,396 24,836 X X 28-13605 24422 390 24 333,491 8,960 X 28-13663 4400 4560 78,534 2,110 X X 28-13663 2110 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2 88163VAE9 409,500 4,000 X X 28-5284 4000 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 22,850 1,000 X X 28-5284 1000 TEXAS INDS INC COM 882491103 159,684 5,031 X 28-5284 5031 227,322 7,162 X X 28-5284 7000 162 6,634 209 X 28-13663 209 COLUMN TOTAL 37,833,674
FILE NO. 28-1235 PAGE 239 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 12,497,597 468,953 X 28-5284 454108 14845 6,641,793 249,223 X X 28-5284 224270 24953 1,185,765 44,494 X 28-13605 30601 13893 344,585 12,930 X X 28-13605 12580 350 25,984 975 X 28-13663 800 175 77,978 2,926 X X 28-13663 2725 201 TEXAS PAC LD TR SUB CTF PROP I 882610108 61,778 1,700 X 28-5284 1700 3,634 100 X X 28-5284 100 76,314 2,100 X 28-13605 2100 TEXAS ROADHOUSE INC COM 882681109 3,928,032 297,128 X 28-5284 272930 24198 10,986 831 X X 28-5284 831 1,890 143 X 28-13605 143 13,736 1,039 X 28-13663 1039 TEXTRON INC COM 883203101 272,503 15,448 X 28-5284 12818 2630 204,201 11,576 X X 28-5284 10918 658 93,016 5,273 X 28-13605 2173 3100 14,112 800 X X 28-13605 800 3,898 221 X 28-13663 221 THERATECHNOLOGIES INC COM 88338H100 164,180 54,545 X 28-5284 54545 THERMO FISHER SCIENTIFIC INC COM 883556102 3,348,013 66,114 X 28-5284 40907 25207 3,591,439 70,921 X X 28-5284 58066 12855 284,192 5,612 X 28-13605 1987 3625 544,836 10,759 X X 28-13605 3759 7000 46,488 918 X 28-13663 918 THOMAS & BETTS CORP COM 884315102 276,257 6,922 X 28-5284 6922 107,358 2,690 X X 28-5284 2090 600 61,062 1,530 X 28-13605 1530 THOMPSON CREEK METALS CO INC COM 884768102 1,214 200 X X 28-5284 200 THOMSON REUTERS CORP COM 884903105 117,624 4,350 X 28-5284 150 4200 198,663 7,347 X X 28-5284 7347 THORATEC CORP COM NEW 885175307 78,369 2,401 X 28-5284 2401 32,281 989 X X 28-5284 989 COLUMN TOTAL 34,309,778
FILE NO. 28-1235 PAGE 240 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- 3-D SYS CORP DEL COM NEW 88554D205 111,920 8,000 X X 28-5284 8000 20,985 1,500 X 28-13605 1500 120,314 8,600 X X 28-13605 8600 3M CO COM 88579Y101 110,576,773 1,540,281 X 28-5284 1496875 43406 98,348,926 1,369,953 X X 28-5284 1292013 900 77040 9,309,871 129,682 X 28-13605 120959 8723 12,858,235 179,109 X X 28-13605 161260 17849 1,019,633 14,203 X 28-13663 12892 1311 1,444,271 20,118 X X 28-13663 20030 88 TIBCO SOFTWARE INC COM 88632Q103 76,731 3,427 X 28-5284 3427 30,518 1,363 X X 28-5284 1363 TIDEWATER INC COM 886423102 9,293 221 X 28-5284 221 14,255 339 X X 28-5284 339 21,025 500 X X 28-13605 500 TIFFANY & CO NEW COM 886547108 18,075,765 297,201 X 28-5284 292363 4838 5,083,579 83,584 X X 28-5284 79452 4132 18,104,654 297,676 X 28-13605 290993 6683 3,748,580 61,634 X X 28-13605 58854 2780 139,704 2,297 X 28-13663 2280 17 38,013 625 X X 28-13663 625 TIM HORTONS INC COM 88706M103 69,837 1,509 X 28-5284 1489 20 50,908 1,100 X X 28-5284 1100 37,579 812 X X 28-13605 812 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 3,699 157 X 28-5284 157 TIME WARNER INC COM NEW 887317303 1,097,352 36,615 X 28-5284 29749 6866 1,023,775 34,160 X X 28-5284 32979 1181 479,850 16,011 X 28-13605 5948 10063 137,353 4,583 X X 28-13605 4583 9,530 318 X 28-13663 41 277 15,974 533 X X 28-13663 533 COLUMN TOTAL 282,078,902
FILE NO. 28-1235 PAGE 241 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC COM 88732J207 700,588 11,179 X 28-5284 10057 1122 592,232 9,450 X X 28-5284 6929 2521 2,638,407 42,100 X 28-13605 38892 3208 73,261 1,169 X X 28-13605 1169 4,575 73 X 28-13663 10 63 8,335 133 X X 28-13663 133 TIMKEN CO COM 887389104 67,347 2,052 X 28-5284 1092 960 66,690 2,032 X X 28-5284 2032 68,594 2,090 X X 28-13605 90 2000 5,120 156 X 28-13663 156 TITAN INTL INC ILL COM 88830M102 228,600 15,240 X X 28-5284 420 14820 TITAN MACHY INC COM 88830R101 8,950 500 X X 28-5284 500 1,432 80 X 28-13605 80 TITANIUM METALS CORP COM NEW 888339207 105,624 7,051 X 28-5284 6663 388 24,672 1,647 X X 28-5284 1460 187 10,471 699 X 28-13605 208 491 TOLL BROTHERS INC COM 889478103 72,727 5,040 X 28-5284 5040 175,050 12,131 X X 28-5284 435 11696 4,329 300 X X 28-13605 300 TOMPKINS FINANCIAL CORPORATI COM 890110109 10,448 292 X 28-5284 292 TOOTSIE ROLL INDS INC COM 890516107 160,036 6,635 X X 28-13605 6635 TORCHMARK CORP COM 891027104 849,782 24,377 X 28-5284 23472 905 454,121 13,027 X X 28-5284 12801 226 63,794 1,830 X 28-13605 546 1284 1,573,929 45,150 X X 28-13605 45150 TORO CO COM 891092108 176,387 3,580 X 28-5284 3400 180 620,605 12,596 X X 28-5284 10596 2000 149,781 3,040 X X 28-13605 3040 TORONTO DOMINION BK ONT COM NEW 891160509 2,422,943 34,150 X 28-5284 34068 82 642,665 9,058 X X 28-5284 6811 2247 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 324,812 9,573 X 28-5284 9573 587,668 17,320 X X 28-5284 16940 380 COLUMN TOTAL 12,893,975
FILE NO. 28-1235 PAGE 242 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TORTOISE CAP RES CORP COM 89147N304 7,733 1,031 X X 28-5284 1031 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 22,400 1,000 X 28-5284 1000 TORTOISE ENERGY CAP CORP COM 89147U100 23,400 1,000 X 28-5284 1000 2,925 125 X 28-13605 125 TORTOISE MLP FD INC COM 89148B101 22,560 1,000 X 28-5284 1000 TOTAL S A SPONSORED ADR 89151E109 1,530,975 34,898 X 28-5284 33638 1260 715,125 16,301 X X 28-5284 10344 5957 33,561 765 X 28-13605 765 55,803 1,272 X X 28-13605 1272 44,747 1,020 X 28-13663 1020 TOWER BANCORP INC COM 891709107 58,632 2,800 X 28-5284 2800 69,102 3,300 X X 28-5284 3300 20,940 1,000 X 28-13605 1000 TOWER GROUP INC COM 891777104 145,115 6,348 X 28-5284 6348 TOWERS WATSON & CO CL A 891894107 186,035 3,112 X 28-5284 3112 20,206 338 X X 28-5284 338 125,658 2,102 X X 28-13605 2102 TOTAL SYS SVCS INC COM 891906109 15,559 919 X 28-5284 919 19,910 1,176 X X 28-5284 1094 82 42,918 2,535 X 28-13605 756 1779 2,523 149 X 28-13663 149 TOWN SPORTS INTL HLDGS INC COM 89214A102 116,734 16,079 X 28-13605 16079 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 579,391 8,488 X 28-5284 5829 2659 487,718 7,145 X X 28-5284 4566 2579 13,652 200 X 28-13605 200 1,911 28 X X 28-13605 28 TRACTOR SUPPLY CO COM 892356106 1,447,820 23,154 X 28-5284 2584 20570 672,573 10,756 X X 28-5284 1046 9710 1,689,936 27,026 X 28-13605 22154 4872 7,504 120 X X 28-13605 120 126,311 2,020 X 28-13663 2020 193,843 3,100 X X 28-13663 3100 COLUMN TOTAL 8,503,220
FILE NO. 28-1235 PAGE 243 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TRANSATLANTIC HLDGS INC COM 893521104 60,650 1,250 X 28-5284 1250 20,136 415 X X 28-5284 415 81,077 1,671 X 28-13605 1671 2,960 61 X X 28-13605 61 TRANSCANADA CORP COM 89353D107 72,882 1,800 X 28-5284 1800 382,023 9,435 X X 28-5284 4485 4950 4,049 100 X 28-13605 100 445,390 11,000 X X 28-13605 11000 TRANSDIGM GROUP INC COM 893641100 20,581 252 X 28-5284 252 33,403 409 X X 28-5284 409 186,861 2,288 X 28-13605 2288 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 13,172 400 X X 28-5284 400 TRANSOCEAN INC NOTE 1.500%12 893830AW9 387,500 4,000 X X 28-5284 4000 TRAVELERS COMPANIES INC COM 89417E109 17,742,154 364,091 X 28-5284 360282 3809 8,823,103 181,061 X X 28-5284 174115 6946 5,051,059 103,654 X 28-13605 98454 5200 1,058,854 21,729 X X 28-13605 18221 290 3218 239,118 4,907 X 28-13663 4675 232 280,149 5,749 X X 28-13663 5749 TRAVELCENTERS OF AMERICA LLC COM 894174101 131 37 X X 28-5284 37 TREDEGAR CORP COM 894650100 12,724 858 X 28-5284 698 160 TREE COM INC COM 894675107 10 2 X X 28-5284 2 TREEHOUSE FOODS INC COM 89469A104 498,925 8,068 X 28-5284 8068 17,130 277 X X 28-5284 277 2,114,681 34,196 X 28-13605 28207 5989 8,719 141 X X 28-13605 141 21,458 347 X 28-13663 347 TREX CO INC COM 89531P105 47,769 2,980 X 28-5284 2980 TRI CONTL CORP COM 895436103 116,439 9,154 X X 28-5284 9154 TRIANGLE CAP CORP COM 895848109 30,440 2,000 X X 28-5284 2000 COLUMN TOTAL 37,773,547
FILE NO. 28-1235 PAGE 244 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- TRIMAS CORP COM NEW 896215209 1,396 94 X 28-13605 94 TRIMBLE NAVIGATION LTD COM 896239100 1,476,536 44,010 X 28-5284 44010 1,401,518 41,774 X X 28-5284 25348 110 16316 439,673 13,105 X 28-13605 13105 428,769 12,780 X X 28-13605 12780 71,294 2,125 X X 28-13663 2125 TRINA SOLAR LIMITED SPON ADR 89628E104 365 60 X 28-13605 60 TRINITY INDS INC COM 896522109 87,139 4,070 X 28-5284 1250 2820 427,386 19,962 X X 28-5284 6602 13360 TRIQUINT SEMICONDUCTOR INC COM 89674K103 42,670 8,500 X 28-5284 8500 25,100 5,000 X X 28-5284 5000 TRIUMPH GROUP INC NEW COM 896818101 470,049 9,644 X 28-5284 9644 251,986 5,170 X X 28-5284 5170 1,998,145 40,996 X 28-13605 33764 7232 8,335 171 X X 28-13605 171 TRUE RELIGION APPAREL INC COM 89784N104 117,465 4,357 X 28-13605 4357 TRUSTCO BK CORP N Y COM 898349105 5,887 1,320 X 28-5284 710 610 20,070 4,500 X X 28-5284 4500 TRUSTMARK CORP COM 898402102 17,134 944 X 28-5284 944 3,140 173 X X 28-13605 173 TUPPERWARE BRANDS CORP COM 899896104 92,272 1,717 X 28-5284 1717 75,182 1,399 X X 28-5284 1399 275,901 5,134 X 28-13605 5134 16,122 300 X X 28-13605 300 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 12,927 1,146 X 28-5284 1146 TURKISH INVT FD INC COM 900145103 12,690 1,000 X 28-5284 1000 TWIN DISC INC COM 901476101 8,001 300 X 28-5284 300 TWO HBRS INVT CORP COM 90187B101 22,923 2,596 X 28-5284 2596 17,660 2,000 X X 28-5284 2000 COLUMN TOTAL 7,827,735
FILE NO. 28-1235 PAGE 245 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- II VI INC COM 902104108 180,250 10,300 X 28-5284 10300 386,995 22,114 X X 28-5284 10600 11514 21,000 1,200 X 28-13605 1200 35,000 2,000 X X 28-13605 2000 TYLER TECHNOLOGIES INC COM 902252105 1,981,775 78,393 X 28-13605 65347 13046 7,887 312 X X 28-13605 312 TYSON FOODS INC CL A 902494103 42,532 2,450 X 28-5284 1372 1078 91,209 5,254 X X 28-5284 4938 316 83,936 4,835 X 28-13605 1403 3432 19,096 1,100 X X 28-13605 1100 UBS AG JERSEY BRH ALERIAN INFRST 902641646 10,318 358 X 28-5284 358 UBS AG JERSEY BRH CMCI ETN 38 902641778 38,095 1,835 X 28-13605 1835 UDR INC COM 902653104 147,120 6,645 X 28-5284 6285 360 225,961 10,206 X X 28-5284 10206 104,124 4,703 X 28-13605 4703 11,956 540 X X 28-13605 540 UGI CORP NEW COM 902681105 216,386 8,237 X 28-5284 8237 347,211 13,217 X X 28-5284 13217 78,810 3,000 X 28-13605 3000 UIL HLDG CORP COM 902748102 37,211 1,130 X 28-5284 800 330 69,153 2,100 X X 28-5284 1000 1100 UMB FINL CORP COM 902788108 378,384 11,795 X 28-5284 751 11044 53,638 1,672 X X 28-5284 1672 14,757 460 X 28-13663 460 US BANCORP DEL COM NEW 902973304 38,554,848 1,637,844 X 28-5284 1627358 10486 16,749,934 711,552 X X 28-5284 668026 43526 4,409,348 187,313 X 28-13605 162053 25260 1,230,954 52,292 X X 28-13605 47288 1040 3964 45,950 1,952 X 28-13663 1704 248 288,294 12,247 X X 28-13663 11497 750 U M H PROPERTIES INC COM 903002103 909 100 X X 28-5284 100 UQM TECHNOLOGIES INC COM 903213106 3,841 2,300 X 28-5284 2300 COLUMN TOTAL 65,866,882
FILE NO. 28-1235 PAGE 246 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- URS CORP NEW COM 903236107 340,200 11,470 X 28-5284 11470 94,971 3,202 X X 28-5284 3102 100 5,191 175 X 28-13605 175 21,474 724 X X 28-13605 724 USANA HEALTH SCIENCES INC COM 90328M107 165,000 6,000 X X 28-5284 6000 USA TECHNOLOGIES INC *W EXP 12/31/2 90328S179 318 3,180 X 28-5284 3180 USA TECHNOLOGIES INC CONV PFD SER A 90328S203 4,185 250 X 28-5284 250 USA TECHNOLOGIES INC COM NO PAR 90328S500 6,744 5,620 X 28-5284 5620 460 383 X X 28-5284 383 U S G CORP COM NEW 903293405 1,481 220 X 28-5284 220 43,745 6,500 X X 28-5284 6500 USEC INC COM 90333E108 2,093 1,300 X 28-5284 1300 53,935 33,500 X X 28-13605 33500 U S PHYSICAL THERAPY INC COM 90337L108 90,026 4,861 X 28-13605 4861 ULTA SALON COSMETCS & FRAG I COM 90384S303 144,685 2,325 X 28-5284 2325 24,394 392 X X 28-5284 392 197,891 3,180 X 28-13605 3180 ULTRA PETROLEUM CORP COM 903914109 852,667 30,760 X 28-5284 4800 25960 950,186 34,278 X X 28-5284 4663 29615 23,174 836 X 28-13605 336 500 603,658 21,777 X X 28-13605 21777 56,272 2,030 X 28-13663 2030 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 1,013 64 X 28-5284 64 61,737 3,900 X X 28-5284 3900 ULTRATECH INC COM 904034105 2,744 160 X 28-5284 160 UMPQUA HLDGS CORP COM 904214103 8,790 1,000 X 28-5284 1000 203,489 23,150 X X 28-5284 23150 COLUMN TOTAL 3,960,523
FILE NO. 28-1235 PAGE 247 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- UNDER ARMOUR INC CL A 904311107 42,436 639 X 28-5284 639 239,142 3,601 X X 28-5284 3601 83,013 1,250 X 28-13605 1250 29,885 450 X X 28-13605 350 100 UNILEVER PLC SPON ADR NEW 904767704 236,607 7,586 X 28-5284 6181 1405 475,523 15,246 X X 28-5284 15069 177 146,032 4,682 X 28-13605 4682 281,115 9,013 X X 28-13605 9013 UNILEVER N V N Y SHS NEW 904784709 7,029,198 223,220 X 28-5284 220230 2990 11,357,561 360,672 X X 28-5284 347296 13376 200,749 6,375 X 28-13605 6375 480,317 15,253 X X 28-13605 15253 145,547 4,622 X X 28-13663 4622 UNION BANKSHARES INC COM 905400107 78,000 4,000 X X 28-5284 4000 UNION PAC CORP COM 907818108 60,539,684 741,272 X 28-5284 729244 12028 34,117,888 417,753 X X 28-5284 404230 1340 12183 29,173,994 357,218 X 28-13605 325438 31780 9,068,718 111,041 X X 28-13605 101098 9943 653,523 8,002 X 28-13663 6371 1631 821,764 10,062 X X 28-13663 9990 72 UNISOURCE ENERGY CORP COM 909205106 11,549 320 X 28-5284 80 240 UNISYS CORP COM NEW 909214306 4,095 261 X 28-5284 261 15,878 1,012 X X 28-5284 1012 UNIT CORP COM 909218109 218,862 5,928 X 28-5284 4000 1928 283,656 7,683 X X 28-5284 1267 6416 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 84,900 10,000 X 28-5284 10000 UNITED BANKSHARES INC WEST V COM 909907107 137,396 6,839 X 28-5284 6569 270 60,270 3,000 X X 28-5284 3000 2,351 117 X X 28-13605 117 UNITED BANCORP INC OHIO COM 909911109 49,134 5,700 X 28-5284 5700 UNITED CONTL HLDGS INC COM 910047109 16,395 846 X 28-5284 846 258,374 13,332 X X 28-5284 13332 COLUMN TOTAL 156,343,556
FILE NO. 28-1235 PAGE 248 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- UNITED FINANCIAL BANCORP INC COM 91030T109 41,070 3,000 X X 28-5284 3000 UNITED FIRE & CAS CO COM 910331107 81,551 4,610 X 28-5284 4610 60,146 3,400 X X 28-5284 3400 2,300 130 X X 28-13605 130 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 204 107 X X 28-5284 107 UNITED NAT FOODS INC COM 911163103 432,627 11,680 X 28-5284 1761 9919 56,597 1,528 X X 28-5284 1200 328 211,610 5,713 X 28-13605 5713 15,186 410 X 28-13663 410 UNITED ONLINE INC COM 911268100 122,905 23,500 X X 28-5284 23500 UNITED PARCEL SERVICE INC CL B 911312106 74,402,951 1,178,194 X 28-5284 955357 222837 23,230,359 367,860 X X 28-5284 358886 100 8874 2,708,630 42,892 X 28-13605 31375 11517 1,020,504 16,160 X X 28-13605 15512 200 448 1,405,088 22,250 X 28-13663 20289 1961 42,942 680 X X 28-13663 645 35 UNITED RENTALS INC COM 911363109 3,368 200 X 28-5284 200 1,246 74 X 28-13605 74 UNITED STATES CELLULAR CORP COM 911684108 1,864 47 X X 28-5284 47 UNITED STATES NATL GAS FUND UNIT NEW 912318110 13,508 1,500 X 28-5284 1500 UNITED STATES OIL FUND LP UNITS 91232N108 21,831 716 X 28-5284 716 11,007 361 X X 28-5284 361 UNITED STATES STL CORP NEW COM 912909108 1,974,275 89,699 X 28-5284 88504 1195 169,565 7,704 X X 28-5284 7583 121 47,145 2,142 X 28-13605 635 1507 48,422 2,200 X X 28-13605 2200 2,861 130 X 28-13663 130 UNITED STATIONERS INC COM 913004107 7,622 280 X 28-5284 280 COLUMN TOTAL 106,137,384
FILE NO. 28-1235 PAGE 249 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP COM 913017109 125,870,100 1,788,944 X 28-5284 1754975 33969 70,553,771 1,002,754 X X 28-5284 954105 2630 46019 45,033,144 640,039 X 28-13605 602216 37823 18,574,407 263,991 X X 28-13605 253278 200 10513 874,645 12,431 X 28-13663 10361 2070 1,620,813 23,036 X X 28-13663 22932 104 UNITED THERAPEUTICS CORP DEL COM 91307C102 174,741 4,661 X 28-5284 4661 239,674 6,393 X X 28-5284 138 6255 7,311 195 X 28-13663 195 UNITEDHEALTH GROUP INC COM 91324P102 39,074,248 847,230 X 28-5284 799635 47595 15,304,830 331,848 X X 28-5284 293881 1500 36467 35,832,565 776,942 X 28-13605 694009 82933 6,091,068 132,070 X X 28-13605 126746 265 5059 400,183 8,677 X 28-13663 5272 3405 111,564 2,419 X X 28-13663 2419 UNIVERSAL CORP VA COM 913456109 17,930 500 X X 28-5284 500 UNIVERSAL DISPLAY CORP COM 91347P105 28,764 600 X 28-5284 600 138,547 2,890 X X 28-5284 2590 300 UNIVERSAL ELECTRS INC COM 913483103 12,145 741 X 28-5284 741 932,886 56,918 X 28-13605 47342 9576 4,163 254 X X 28-13605 254 UNIVERSAL FST PRODS INC COM 913543104 2,886 120 X 28-5284 120 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 62,179 1,850 X X 28-5284 500 1350 3,361 100 X X 28-13605 100 UNIVERSAL INS HLDGS INC COM 91359V107 147,571 38,330 X 28-5284 38330 UNIVERSAL HLTH SVCS INC CL B 913903100 329,392 9,688 X 28-5284 9428 260 70,958 2,087 X X 28-5284 1487 600 1,726,860 50,790 X 28-13605 50380 410 252,654 7,431 X X 28-13605 7431 13,600 400 X 28-13663 400 COLUMN TOTAL 363,506,960
FILE NO. 28-1235 PAGE 250 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- UNUM GROUP COM 91529Y106 98,659 4,707 X 28-5284 1196 3511 155,670 7,427 X X 28-5284 7134 293 120,080 5,729 X 28-13605 2104 3625 18,382 877 X X 28-13605 877 5,890 281 X 28-13663 281 URANIUM ENERGY CORP COM 916896103 15,884 5,797 X 28-5284 5797 1,096 400 X X 28-13605 400 URBAN OUTFITTERS INC COM 917047102 53,522 2,399 X 28-5284 2399 275,930 12,368 X X 28-5284 12368 121,991 5,468 X 28-13605 4283 1185 76,970 3,450 X X 28-13605 3450 2,454 110 X 28-13663 110 URSTADT BIDDLE PPTYS INS COM 917286106 7,750 500 X X 28-13605 500 URSTADT BIDDLE PPTYS INS CL A 917286205 11,179 700 X 28-5284 700 31,940 2,000 X X 28-13605 2000 UTAH MED PRODS INC COM 917488108 7,946 300 X 28-5284 300 VCA ANTECH INC COM 918194101 13,263 830 X 28-5284 830 4,187 262 X X 28-5284 262 V F CORP COM 918204108 2,125,628 17,492 X 28-5284 16737 755 2590,281,312 21,315,679 X X 28-5284 21315422 257 216,670 1,783 X 28-13605 721 1062 200,630 1,651 X X 28-13605 1501 150 13,367 110 X 28-13663 85 25 42,180,200 347,105 X X 28-13663 347105 VAIL RESORTS INC COM 91879Q109 57,441 1,520 X 28-5284 1520 295,140 7,810 X X 28-5284 7810 VALHI INC NEW COM 918905100 19,989 369 X 28-5284 369 VALEANT PHARMACEUTICALS INTL COM 91911K102 159,802 4,305 X 28-5284 4305 520,311 14,017 X X 28-5284 14017 VALE S A ADR 91912E105 254,585 11,166 X 28-5284 11166 238,716 10,470 X X 28-5284 10470 59,394 2,605 X 28-13605 2605 COLUMN TOTAL 2,637,645,978
FILE NO. 28-1235 PAGE 251 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VALE S A ADR REPSTG PFD 91912E204 27,237 1,297 X 28-5284 1297 50,400 2,400 X X 28-5284 2400 VALERO ENERGY CORP NEW COM 91913Y100 131,412 7,391 X 28-5284 6285 1106 620,078 34,875 X X 28-5284 34036 839 173,284 9,746 X 28-13605 3317 6429 44,166 2,484 X X 28-13605 2484 373 21 X 28-13663 21 2,347 132 X X 28-13663 132 VALLEY NATL BANCORP COM 919794107 285,665 26,975 X 28-5284 8110 18865 10,293 972 X X 28-5284 972 VALMONT INDS INC COM 920253101 217,686 2,793 X 28-5284 1003 1790 68,821 883 X X 28-5284 883 VALSPAR CORP COM 920355104 416,591 13,348 X 28-5284 13348 1,219,281 39,067 X X 28-5284 39067 4,213 135 X X 28-13605 135 VALUECLICK INC COM 92046N102 137,473 8,835 X 28-13605 8835 VANCEINFO TECHNOLOGIES INC ADR 921564100 2,019 300 X 28-5284 300 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 603,405 12,375 X 28-5284 12375 7,072,882 145,055 X X 28-5284 145055 173,976 3,568 X 28-13605 3568 731 15 X X 28-13663 15 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 392,347 7,428 X 28-5284 7428 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 27,531 300 X 28-5284 300 247,779 2,700 X X 28-5284 2700 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 33,738 385 X X 28-5284 385 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 115,942 1,424 X 28-5284 1424 3,214,055 39,475 X X 28-5284 38655 820 COLUMN TOTAL 15,293,725
FILE NO. 28-1235 PAGE 252 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 90,298,098 1,078,315 X 28-5284 1075340 2975 10,409,636 124,309 X X 28-5284 117660 6649 468,442 5,594 X 28-13605 5594 258,338 3,085 X X 28-13605 1250 1835 44,298 529 X 28-13663 529 435,448 5,200 X X 28-13663 5200 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 49,544,808 1,644,368 X 28-5284 1631908 12460 30,628,320 1,016,539 X X 28-5284 896546 119993 1,631,931 54,163 X 28-13605 54163 276,684 9,183 X X 28-13605 9183 757,770 25,150 X 28-13663 25150 237,093 7,869 X X 28-13663 7869 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2,979,965 73,725 X X 28-5284 73725 15,360 380 X 28-13605 380 20,210 500 X X 28-13663 500 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2,094,290 37,559 X 28-5284 36759 800 604,048 10,833 X X 28-5284 10833 96,465 1,730 X 28-13605 1730 13,940 250 X X 28-13605 250 32,118 576 X X 28-13663 576 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2,219,970 29,122 X 28-5284 29122 292,723 3,840 X X 28-5284 3840 29,958 393 X 28-13605 393 45,052 591 X X 28-13605 591 110,838 1,454 X 28-13663 1454 32,017 420 X X 28-13663 420 VANGUARD WORLD FDS ENERGY ETF 92204A306 1,590,815 18,425 X 28-5284 18425 221,721 2,568 X X 28-5284 2568 132,446 1,534 X 28-13605 1534 114,055 1,321 X X 28-13605 1321 34,536 400 X 28-13663 400 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1,583,725 63,560 X 28-5284 63260 300 972,735 39,039 X X 28-5284 38834 205 17,442 700 X 28-13605 700 14,950 600 X X 28-13605 600 119,627 4,801 X 28-13663 4801 COLUMN TOTAL 198,379,872
FILE NO. 28-1235 PAGE 253 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1,456,139 25,686 X 28-5284 25330 356 386,002 6,809 X X 28-5284 6809 396,830 7,000 X 28-13605 7000 341,557 6,025 X X 28-13605 6025 58,958 1,040 X 28-13663 1040 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1,758,510 32,565 X 28-5284 31035 1530 489,132 9,058 X X 28-5284 8858 200 56,322 1,043 X X 28-13605 1043 27,378 507 X X 28-13663 507 VANGUARD WORLD FDS INF TECH ETF 92204A702 3,533,537 62,254 X 28-5284 62254 4,780,611 84,225 X X 28-5284 84225 129,526 2,282 X 28-13605 2282 18,050 318 X X 28-13605 318 28,380 500 X 28-13663 500 VANGUARD WORLD FDS MATERIALS ETF 92204A801 3,247,741 50,376 X 28-5284 48943 1433 1,490,095 23,113 X X 28-5284 22513 600 311,712 4,835 X 28-13605 4685 150 246,985 3,831 X X 28-13605 3831 58,023 900 X 28-13663 900 8,059 125 X X 28-13663 125 VANGUARD WORLD FDS UTILITIES ETF 92204A876 810,571 11,343 X 28-5284 11343 708,097 9,909 X X 28-5284 9909 88,325 1,236 X 28-13663 1236 VANGUARD WORLD FDS TELCOMM ETF 92204A884 133,617 2,202 X 28-5284 2202 30,037 495 X X 28-5284 495 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 150,624 1,920 X 28-5284 1920 23,535 300 X X 28-5284 300 86,295 1,100 X 28-13605 1100 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 39,431 970 X X 28-5284 970 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 105,239,992 2,717,975 X 28-5284 2583909 134066 34,760,725 897,746 X X 28-5284 862339 35407 761,196 19,659 X 28-13605 19659 641,010 16,555 X X 28-13605 16555 1,018,452 26,303 X 28-13663 26303 330,785 8,543 X X 28-13663 8543 COLUMN TOTAL 163,646,239
FILE NO. 28-1235 PAGE 254 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD INTL EQUITY INDEX F MSCI EMR MKT E 922042858 158,202,313 4,415,359 X 28-5284 4362316 53043 68,634,407 1,915,557 X X 28-5284 1856950 58607 7,010,749 195,667 X 28-13605 195465 202 2,869,732 80,093 X X 28-13605 78643 1450 1,915,436 53,459 X 28-13663 53459 1,067,985 29,807 X X 28-13663 29807 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2,795,464 57,686 X 28-5284 57021 665 1,455,351 30,032 X X 28-5284 30032 153,715 3,172 X 28-13605 3172 217,488 4,488 X X 28-13605 4488 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ET 922042874 1,143,481 28,123 X 28-5284 28123 243,960 6,000 X X 28-5284 6000 195,981 4,820 X 28-13605 4820 167,641 4,123 X X 28-13605 4123 49,483 1,217 X 28-13663 1217 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 49,701 1,905 X 28-5284 1905 57,398 2,200 X X 28-5284 2200 7,827 300 X X 28-13605 300 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 17,853 230 X X 28-5284 230 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 165,158 2,040 X X 28-5284 2040 VARIAN MED SYS INC COM 92220P105 5,893,871 112,996 X 28-5284 83163 29833 5,368,099 102,916 X X 28-5284 83393 19523 174,788 3,351 X 28-13605 1457 1894 2,608 50 X X 28-13605 50 159,818 3,064 X 28-13663 760 2304 20,864 400 X X 28-13663 400 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 32,104 525 X 28-5284 525 64,085 1,048 X X 28-5284 1048 VASCO DATA SEC INTL INC COM 92230Y104 198,610 38,867 X 28-5284 38867 7,011 1,372 X X 28-5284 1372 8,840 1,730 X 28-13663 1730 COLUMN TOTAL 258,351,821
FILE NO. 28-1235 PAGE 255 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VECTREN CORP COM 92240G101 270,015 9,971 X 28-5284 9971 329,834 12,180 X X 28-5284 12180 168,925 6,238 X 28-13605 6238 11,509 425 X X 28-13605 425 VECTOR GROUP LTD COM 92240M108 99,060 5,766 X 28-5284 5766 19,791 1,152 X 28-13605 1152 VEECO INSTRS INC DEL COM 922417100 409,603 16,787 X 28-5284 1307 15480 169,019 6,927 X X 28-5284 157 6770 1,074 44 X 28-13605 44 40,748 1,670 X 28-13663 1670 VENOCO INC COM 92275P307 8,810 1,000 X X 28-5284 1000 VENTAS INC COM 92276F100 2,406,719 48,719 X 28-5284 48101 618 1,126,962 22,813 X X 28-5284 16552 6261 2,496,725 50,541 X 28-13605 47022 3519 844,197 17,089 X X 28-13605 16664 400 25 9,880 200 X 28-13663 200 69,160 1,400 X X 28-13663 1400 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 124,224 2,400 X 28-5284 2400 84,783 1,638 X X 28-5284 1638 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8,351,397 179,987 X 28-5284 178902 1085 9,092,498 195,959 X X 28-5284 195959 683,982 14,741 X 28-13605 14741 243,693 5,252 X X 28-13605 4413 839 6,264 135 X 28-13663 135 343,360 7,400 X X 28-13663 7400 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 10,213,778 187,926 X 28-5284 186877 1049 21,515,208 395,864 X X 28-5284 395864 1,827,356 33,622 X 28-13605 33622 422,897 7,781 X X 28-13605 6549 1232 353,275 6,500 X X 28-13663 6500 COLUMN TOTAL 61,744,746
FILE NO. 28-1235 PAGE 256 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FDS REIT ETF 922908553 9,668,200 190,057 X 28-5284 190057 1,026,658 20,182 X X 28-5284 19682 500 192,899 3,792 X 28-13605 3792 206,024 4,050 X X 28-13605 4050 670,619 13,183 X 28-13663 13183 101,740 2,000 X X 28-13663 2000 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4,462,771 66,748 X 28-5284 66482 266 7,182,369 107,424 X X 28-5284 105773 1651 361,913 5,413 X 28-13605 5413 14,241 213 X X 28-13605 213 276,266 4,132 X 28-13663 4132 319,725 4,782 X X 28-13663 4782 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3,611,977 64,987 X 28-5284 64721 266 7,443,829 133,930 X X 28-5284 133670 260 349,543 6,289 X 28-13605 6289 36,238 652 X X 28-13605 652 58,359 1,050 X 28-13663 1050 208,703 3,755 X X 28-13663 3755 VANGUARD INDEX FDS MID CAP ETF 922908629 27,030,757 415,219 X 28-5284 397455 17764 8,782,250 134,904 X X 28-5284 133613 1291 3,856,068 59,233 X 28-13605 59233 1,573,988 24,178 X X 28-13605 24178 332,531 5,108 X 28-13663 5108 847,081 13,012 X X 28-13663 13012 VANGUARD INDEX FDS LARGE CAP ETF 922908637 59,269,873 1,147,529 X 28-5284 1146529 1000 13,678,366 264,828 X X 28-5284 262591 2237 553,998 10,726 X 28-13605 10726 170,910 3,309 X X 28-13605 3309 51,650 1,000 X 28-13663 1000 1,309,018 25,344 X X 28-13663 25344 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 73,391 1,592 X 28-5284 1592 844,322 18,315 X X 28-5284 18315 6,454 140 X 28-13605 140 COLUMN TOTAL 154,572,731
FILE NO. 28-1235 PAGE 257 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FDS GROWTH ETF 922908736 24,680,113 441,189 X 28-5284 427649 13540 19,421,193 347,179 X X 28-5284 345181 1998 3,167,547 56,624 X 28-13605 56624 159,877 2,858 X X 28-13605 2858 598,055 10,691 X X 28-13663 10691 VANGUARD INDEX FDS VALUE ETF 922908744 38,225,584 812,446 X 28-5284 756954 55492 29,168,318 619,943 X X 28-5284 618843 1100 2,768,234 58,836 X 28-13605 58836 503,341 10,698 X X 28-13605 10698 341,113 7,250 X X 28-13663 7250 VANGUARD INDEX FDS SMALL CP ETF 922908751 36,408,857 593,268 X 28-5284 556338 36930 11,877,243 193,535 X X 28-5284 192411 1124 1,861,045 30,325 X 28-13605 30325 1,387,023 22,601 X X 28-13605 22601 366,808 5,977 X 28-13663 5977 964,614 15,718 X X 28-13663 15718 VANGUARD INDEX FDS TOTAL STK MKT 922908769 41,019,815 710,669 X 28-5284 710183 486 26,040,609 451,154 X X 28-5284 450154 1000 1,507,935 26,125 X 28-13605 26125 777,373 13,468 X X 28-13605 13100 368 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 664,955 45,670 X 28-5284 2610 43060 71,053 4,880 X X 28-5284 400 4480 16,453 1,130 X 28-13663 1130 VERENIUM CORP COM NEW 92340P209 434 181 X 28-5284 181 VERIFONE SYS INC COM 92342Y109 3,502 100 X 28-5284 100 41,464 1,184 X X 28-5284 838 346 VERISIGN INC COM 92343E102 18,968 663 X 28-5284 150 513 83,341 2,913 X X 28-5284 2749 164 92,096 3,219 X 28-13605 827 2392 4,292 150 X X 28-13605 150 1,402 49 X 28-13663 49 COLUMN TOTAL 242,242,657
FILE NO. 28-1235 PAGE 258 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC COM 92343V104 106,161,008 2,884,810 X 28-5284 2852197 32613 105,629,248 2,870,360 X X 28-5284 2772267 9198 88895 19,732,344 536,205 X 28-13605 452026 84179 9,995,358 271,613 X X 28-13605 255218 1325 15070 443,550 12,053 X 28-13663 10966 1087 632,960 17,200 X X 28-13663 17050 150 VERISK ANALYTICS INC CL A 92345Y106 309,801 8,910 X 28-5284 1095 7815 366,232 10,533 X X 28-5284 948 9585 54,937 1,580 X 28-13605 1580 VERSAR INC COM 925297103 56,000 20,000 X X 28-13605 20000 VERTEX PHARMACEUTICALS INC COM 92532F100 173,483 3,902 X 28-5284 3902 80,695 1,815 X X 28-5284 1815 1,512 34 X 28-13605 34 1,556 35 X X 28-13605 35 VIAD CORP COM NEW 92552R406 14,518 855 X 28-5284 855 1,070 63 X X 28-5284 63 VIASAT INC COM 92552V100 61,624 1,850 X 28-5284 1850 13,324 400 X X 28-5284 400 24,983 750 X 28-13605 750 VIACOM INC NEW CL A 92553P102 80,858 1,672 X 28-5284 1625 47 81,728 1,690 X X 28-5284 1537 153 VIACOM INC NEW CL B 92553P201 24,202,118 624,732 X 28-5284 607698 17034 6,589,093 170,085 X X 28-5284 153458 2000 14627 28,899,691 745,991 X 28-13605 674287 71704 5,296,455 136,718 X X 28-13605 130976 5742 321,774 8,306 X 28-13663 6902 1404 62,449 1,612 X X 28-13663 1500 112 VICOR CORP COM 925815102 1,313 150 X 28-5284 150 VILLAGE BK & TR FINANCIAL CO COM 92705T101 128,396 73,369 X X 28-5284 73369 VIRGIN MEDIA INC COM 92769L101 140,938 5,788 X X 28-5284 5788 VIRGINIA COMM BANCORP INC COM 92778Q109 5,870 1,000 X 28-13605 1000 COLUMN TOTAL 309,564,886
FILE NO. 28-1235 PAGE 259 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VIROPHARMA INC COM 928241108 452 25 X 28-5284 25 VISA INC COM CL A 92826C839 9,074,233 105,859 X 28-5284 82427 23432 11,131,513 129,859 X X 28-5284 96882 32977 8,327,698 97,150 X 28-13605 73397 23753 1,323,174 15,436 X X 28-13605 14051 1385 155,153 1,810 X 28-13663 400 1410 111,436 1,300 X X 28-13663 1300 VIRTUS INVT PARTNERS INC COM 92828Q109 2,681 50 X 28-5284 50 429 8 X X 28-5284 8 2,593,278 48,364 X 28-13605 39917 8447 11,528 215 X X 28-13605 215 VISHAY INTERTECHNOLOGY INC COM 928298108 24,244 2,900 X 28-5284 2900 36,466 4,362 X X 28-5284 4362 VISHAY PRECISION GROUP INC COM 92835K103 277 21 X 28-5284 21 1,911 145 X X 28-5284 145 VISTEON CORP COM NEW 92839U206 119,540 2,780 X X 28-5284 2780 301 7 X 28-13605 7 129 3 X X 28-13605 3 VITAMIN SHOPPE INC COM 92849E101 23,063 616 X 28-5284 616 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 1,033 350 X X 28-5284 350 VITRAN CORP INC COM 92850E107 1,169,848 296,164 X 28-5284 296164 VIVUS INC COM 928551100 1,614 200 X 28-5284 200 VMWARE INC CL A COM 928563402 595,053 7,403 X 28-5284 7403 60,767 756 X X 28-5284 756 18,487 230 X 28-13605 230 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 18,064,974 704,013 X 28-5284 542311 161702 8,828,066 344,040 X X 28-5284 291149 52891 26,076,975 1,016,250 X 28-13605 943699 72551 7,151,853 278,716 X X 28-13605 268646 585 9485 187,446 7,305 X 28-13663 3025 4280 59,660 2,325 X X 28-13663 2325 COLUMN TOTAL 95,153,282
FILE NO. 28-1235 PAGE 260 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- VOLCANO CORPORATION COM 928645100 30,519 1,030 X X 28-5284 1030 VOLTERRA SEMICONDUCTOR CORP COM 928708106 6,731 350 X X 28-5284 350 VORNADO RLTY TR SH BEN INT 929042109 316,314 4,239 X 28-5284 3098 1141 221,398 2,967 X X 28-5284 2894 73 264,752 3,548 X 28-13605 1533 2015 4,328 58 X 28-13663 58 VULCAN MATLS CO COM 929160109 96,432 3,499 X 28-5284 3271 228 145,765 5,289 X X 28-5284 5289 52,144 1,892 X 28-13605 577 1315 W & T OFFSHORE INC COM 92922P106 28,896 2,100 X X 28-5284 2100 66,186 4,810 X 28-13605 4810 WD-40 CO COM 929236107 3,984 100 X 28-5284 100 43,824 1,100 X X 28-5284 1100 203,582 5,110 X 28-13605 5110 WGL HLDGS INC COM 92924F106 97,831 2,504 X 28-5284 2504 328,188 8,400 X X 28-5284 700 7700 419,026 10,725 X 28-13605 10725 142,371 3,644 X X 28-13605 3644 WABCO HLDGS INC COM 92927K102 62,658 1,655 X 28-5284 1655 147,919 3,907 X X 28-5284 657 3250 11,358 300 X 28-13605 300 WMS INDS INC COM 929297109 18,153 1,032 X 28-5284 1032 792,535 45,056 X 28-13605 37584 7472 4,784 272 X X 28-13605 272 W P CAREY & CO LLC COM 92930Y107 1,340,114 36,786 X 28-5284 36786 524,592 14,400 X X 28-5284 12400 2000 10,929 300 X 28-13605 300 89,071 2,445 X X 28-13605 2445 WSFS FINL CORP COM 929328102 23,962 759 X 28-5284 759 47,355 1,500 X X 28-5284 1500 WPP PLC ADR 92933H101 55,490 1,205 X 28-5284 1205 169,878 3,689 X X 28-5284 9 3680 COLUMN TOTAL 5,771,069
FILE NO. 28-1235 PAGE 261 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WABASH NATL CORP COM 929566107 10,494 2,200 X X 28-5284 2200 WABTEC CORP COM 929740108 1,962,640 37,122 X 28-5284 1855 35267 3,132,125 59,242 X X 28-5284 2205 57037 139,577 2,640 X X 28-13605 2640 11,353,304 214,740 X 28-13663 214402 338 WACOAL HOLDINGS CORP ADR 930004205 80,136 1,272 X 28-5284 1272 127,827 2,029 X X 28-5284 2029 WADDELL & REED FINL INC CL A 930059100 112,620 4,503 X 28-5284 1983 2520 27,361 1,094 X X 28-5284 594 500 492,472 19,691 X X 28-13605 19691 WAL MART STORES INC COM 931142103 98,624,895 1,900,287 X 28-5284 1843937 250 56100 55,964,393 1,078,312 X X 28-5284 972110 3100 103102 32,227,720 620,958 X 28-13605 593816 27142 9,980,059 192,294 X X 28-13605 184201 8093 686,533 13,228 X 28-13663 10629 2599 632,090 12,179 X X 28-13663 11635 544 WALGREEN CO COM 931422109 12,398,149 376,958 X 28-5284 369077 7881 7,271,551 221,087 X X 28-5284 143761 77326 909,244 27,645 X 28-13605 16660 10985 559,623 17,015 X X 28-13605 16815 200 45,684 1,389 X 28-13663 1160 229 93,309 2,837 X X 28-13663 2685 152 WALTER ENERGY INC COM 93317Q105 35,646 594 X 28-5284 594 12,422 207 X X 28-5284 207 WARNACO GROUP INC COM NEW 934390402 434,767 9,433 X 28-5284 695 8738 416,423 9,035 X X 28-5284 9035 22,584 490 X 28-13663 490 WARREN RES INC COM 93564A100 6,202 2,606 X 28-5284 2606 WASHINGTON FED INC COM 938824109 131,719 10,339 X 28-5284 1792 8547 44,399 3,485 X X 28-5284 102 3383 WASHINGTON POST CO CL B 939640108 57,874 177 X 28-5284 162 15 236,072 722 X X 28-5284 672 50 124,576 381 X 28-13605 96 285 COLUMN TOTAL 238,354,490
FILE NO. 28-1235 PAGE 262 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 218,480 7,753 X 28-5284 7753 181,282 6,433 X X 28-5284 5733 700 169,390 6,011 X 28-13605 6011 119,906 4,255 X X 28-13605 4255 WASHINGTON TR BANCORP COM 940610108 13,846 700 X 28-5284 700 106,713 5,395 X X 28-5284 5395 WASTE CONNECTIONS INC COM 941053100 50,493 1,493 X 28-5284 685 808 33,347 986 X X 28-5284 986 WASTE MGMT INC DEL COM 94106L109 29,812,457 915,616 X 28-5284 880504 35112 11,077,693 340,224 X X 28-5284 296878 1430 41916 2,247,259 69,019 X 28-13605 63109 5910 961,627 29,534 X X 28-13605 25634 3900 189,369 5,816 X 28-13663 4116 1700 261,945 8,045 X X 28-13663 7430 615 WATERS CORP COM 941848103 1,098,983 14,558 X 28-5284 4044 10514 777,094 10,294 X X 28-5284 5629 4665 112,329 1,488 X 28-13605 439 1049 11,701 155 X X 28-13605 155 72,470 960 X 28-13663 960 90,588 1,200 X X 28-13663 1200 WATSCO INC COM 942622200 51,815 1,014 X 28-5284 1014 125,195 2,450 X X 28-5284 2450 1,278 25 X X 28-13605 25 WATSON PHARMACEUTICALS INC COM 942683103 2,961,641 43,394 X 28-5284 42806 588 576,917 8,453 X X 28-5284 3995 4458 3,935,568 57,664 X 28-13605 31567 26097 293,066 4,294 X X 28-13605 4294 10,784 158 X 28-13663 158 103,467 1,516 X X 28-13663 1500 16 WATTS WATER TECHNOLOGIES INC CL A 942749102 84,747 3,180 X 28-5284 3000 180 47,970 1,800 X X 28-5284 1800 WAVE SYSTEMS CORP COM NEW 943526301 11,232 4,800 X 28-13605 4800 COLUMN TOTAL 55,810,652
FILE NO. 28-1235 PAGE 263 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WEBSENSE INC COM 947684106 333,146 19,257 X 28-5284 19257 40,793 2,358 X X 28-5284 2358 14,290 826 X 28-13663 826 WEBMD HEALTH CORP COM 94770V102 9,799 325 X 28-5284 325 1,538 51 X X 28-5284 51 WEBSTER FINL CORP CONN COM 947890109 111,690 7,300 X X 28-5284 4500 2800 WEIGHT WATCHERS INTL INC NEW COM 948626106 4,602 79 X 28-5284 79 167,003 2,867 X X 28-5284 2867 WEINGARTEN RLTY INVS SH BEN INT 948741103 20,112 950 X 28-5284 950 116,816 5,518 X X 28-5284 2718 2800 198,998 9,400 X X 28-13605 4900 4500 WEIS MKTS INC COM 948849104 479,705 12,944 X 28-5284 12944 9,265 250 X X 28-5284 250 63,076 1,702 X 28-13605 1702 WELLPOINT INC COM 94973V107 1,645,839 25,212 X 28-5284 21144 4068 1,261,928 19,331 X X 28-5284 15261 4070 622,641 9,538 X 28-13605 5166 4372 93,024 1,425 X X 28-13605 1425 91,131 1,396 X 28-13663 100 1296 14,688 225 X X 28-13663 150 75 WELLS FARGO & CO NEW COM 949746101 70,703,414 2,931,319 X 28-5284 2872210 59109 54,142,839 2,244,728 X X 28-5284 2147578 4400 92750 41,866,628 1,735,764 X 28-13605 1487451 248313 10,873,031 450,789 X X 28-13605 433987 1600 15202 431,169 17,876 X 28-13663 16273 1603 735,346 30,487 X X 28-13663 30005 482 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 149,640 145 X 28-5284 145 292,056 283 X X 28-5284 283 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 16,567 1,770 X 28-5284 1770 5,916 632 X X 28-5284 632 WELLS FARGO ADV GLB DIV OPP COM 94987C103 3,040 381 X X 28-5284 381 WELLS FARGO ADVANTAGE UTILS COM 94987E109 4,668 455 X 28-5284 455 COLUMN TOTAL 184,524,398
FILE NO. 28-1235 PAGE 264 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WENDYS CO COM 95058W100 54,933 11,968 X 28-5284 11968 40,667 8,860 X X 28-5284 2360 6500 91,304 19,892 X 28-13605 19892 WERNER ENTERPRISES INC COM 950755108 18,122 870 X X 28-5284 870 WESBANCO INC COM 950810101 311,165 17,976 X 28-5284 17976 51,930 3,000 X X 28-5284 3000 WESCO INTL INC COM 95082P105 114,171 3,403 X 28-5284 3403 9,763 291 X X 28-5284 291 WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3 955306AA3 1,730,000 20,000 X 28-13605 20000 WEST PHARMACEUTICAL SVSC INC COM 955306105 282,925 7,626 X 28-5284 4900 2726 24,857 670 X X 28-5284 670 270,867 7,301 X 28-13605 7301 WESTAR ENERGY INC COM 95709T100 26,579 1,006 X 28-5284 1006 60,634 2,295 X X 28-5284 2295 16,513 625 X X 28-13605 625 36,090 1,366 X X 28-13663 1366 WESTELL TECHNOLOGIES INC CL A 957541105 378 175 X X 28-5284 175 WESTERN ASSET GLB HI INCOME COM 95766B109 2,324 200 X X 28-13605 200 WESTERN ASSET HIGH INCM FD I COM 95766J102 72,198 7,640 X 28-5284 7640 WESTERN ASSET HIGH INCM OPP COM 95766K109 68,429 11,839 X 28-5284 11839 61,846 10,700 X X 28-5284 10700 WESTERN ASSET MGD HI INCM FD COM 95766L107 95,744 16,886 X 28-5284 16886 WESTERN ASSET MUN HI INCM FD COM 95766N103 14,920 2,000 X X 28-5284 2000 WESTERN ASST MN PRT FD INC COM 95766P108 149,000 10,000 X X 28-5284 10000 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 6,330 500 X X 28-5284 500 28,738 2,270 X 28-13605 2270 WESTERN ASSET CLYM INFL OPP COM 95766R104 6,315 500 X X 28-5284 500 COLUMN TOTAL 3,646,742
FILE NO. 28-1235 PAGE 265 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 70,999 4,671 X 28-13605 4671 WESTERN DIGITAL CORP COM 958102105 119,109 4,631 X 28-5284 4604 27 59,027 2,295 X X 28-5284 2071 224 126,054 4,901 X 28-13605 2124 2777 41,769 1,624 X X 28-13605 1624 2,469 96 X 28-13663 96 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1,733,921 51,345 X 28-5284 51345 542,110 16,053 X X 28-5284 11788 4265 60,786 1,800 X X 28-13605 1800 WESTERN REFNG INC COM 959319104 21,182 1,700 X X 28-5284 1700 112,701 9,045 X 28-13605 9045 WESTERN UN CO COM 959802109 977,306 63,918 X 28-5284 58423 5495 2,175,859 142,306 X X 28-5284 129089 13217 1,029,048 67,302 X 28-13605 59776 7526 119,354 7,806 X X 28-13605 7806 7,981 522 X 28-13663 522 3,868 253 X X 28-13663 253 WESTLAKE CHEM CORP COM 960413102 2,057 60 X X 28-5284 60 54,368 1,586 X 28-13605 1586 WESTPORT INNOVATIONS INC COM NEW 960908309 8,679 300 X 28-5284 300 15,912 550 X X 28-5284 200 350 WESTPAC BKG CORP SPONSORED ADR 961214301 67,914 707 X 28-5284 707 4,803 50 X X 28-5284 50 WEYERHAEUSER CO COM 962166104 213,346 13,720 X 28-5284 12091 1629 748,670 48,146 X X 28-5284 37507 10639 155,313 9,988 X 28-13605 4072 5916 110,218 7,088 X X 28-13605 7088 2,846 183 X 28-13663 183 WHIRLPOOL CORP COM 963320106 6,176,812 123,759 X 28-5284 122870 889 976,539 19,566 X X 28-5284 17626 1940 1,168,193 23,406 X 28-13605 22353 1053 375,822 7,530 X X 28-13605 7317 200 13 12,328 247 X 28-13663 147 100 COLUMN TOTAL 17,297,363
FILE NO. 28-1235 PAGE 266 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WHITESTONE REIT CL B SBI 966084204 17,267 1,550 X 28-5284 1550 WHITING PETE CORP NEW COM 966387102 302,179 8,614 X 28-5284 1676 6938 287,866 8,206 X X 28-5284 1018 7188 13,681 390 X 28-13663 390 WHITING USA TR I TR UNIT 966389108 3,326 200 X 28-5284 200 WHOLE FOODS MKT INC COM 966837106 14,611,023 223,718 X 28-5284 218613 5105 2,671,244 40,901 X X 28-5284 39222 250 1429 24,023,826 367,843 X 28-13605 359473 8370 4,710,027 72,118 X X 28-13605 68571 3547 122,587 1,877 X 28-13663 1835 42 6,531 100 X X 28-13663 100 WILEY JOHN & SONS INC CL A 968223206 472,318 10,633 X 28-5284 7417 3216 33,093 745 X X 28-5284 745 4,575 103 X X 28-13605 103 53,304 1,200 X X 28-13663 1200 WILEY JOHN & SONS INC CL B 968223305 107,784 2,400 X 28-5284 2400 WILLIAMS COS INC DEL COM 969457100 2,913,668 119,707 X 28-5284 105840 13867 1,523,246 62,582 X X 28-5284 56215 6367 472,902 19,429 X 28-13605 12225 7204 36,510 1,500 X X 28-13605 1500 3,213 132 X 28-13663 132 WILLIAMS CTLS INC COM NEW 969465608 6,001 550 X X 28-5284 550 WILLIAMS CLAYTON ENERGY INC COM 969490101 8,562 200 X X 28-5284 200 42,810 1,000 X X 28-13605 1000 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1,875,456 34,577 X 28-5284 34577 1,320,147 24,339 X X 28-5284 21629 2710 142,922 2,635 X 28-13605 2635 257,640 4,750 X X 28-13605 4450 300 WILLIAMS SONOMA INC COM 969904101 64,597 2,098 X X 28-5284 2098 96,311 3,128 X 28-13605 3128 WILLIS LEASE FINANCE CORP COM 970646105 2,258 200 X X 28-5284 200 COLUMN TOTAL 56,206,874
FILE NO. 28-1235 PAGE 267 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WINDSTREAM CORP COM 97381W104 3,865,889 331,836 X 28-5284 330774 1062 1,551,792 133,201 X X 28-5284 119719 13482 116,931 10,037 X 28-13605 2877 7160 36,115 3,100 X X 28-13605 3100 2,225 191 X 28-13663 191 4,660 400 X X 28-13663 400 WINNEBAGO INDS INC COM 974637100 133,120 19,237 X 28-5284 400 18837 4,505 651 X X 28-5284 651 5,709 825 X 28-13663 825 WINTHROP RLTY TR SH BEN INT NEW 976391300 7,169 825 X 28-5284 825 WISCONSIN ENERGY CORP COM 976657106 49,861,929 1,593,542 X 28-5284 1575583 17959 13,016,546 415,997 X X 28-5284 400082 15915 38,833,894 1,241,096 X 28-13605 1105961 135135 8,435,283 269,584 X X 28-13605 258268 800 10516 213,022 6,808 X 28-13663 6780 28 119,841 3,830 X X 28-13663 3830 WISDOMTREE INVTS INC COM 97717P104 140,400 20,000 X X 28-5284 20000 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 475,179 10,834 X X 28-5284 10834 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 9,050 190 X 28-5284 190 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 10,340 500 X 28-5284 500 WISDOMTREE TRUST CHINESE YUAN E 97717W182 29,906 1,183 X X 28-5284 1183 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 16,947 694 X X 28-5284 694 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 12,371 320 X 28-5284 320 190,362 4,924 X X 28-5284 4644 280 WISDOMTREE TRUST LARGECAP DIVID 97717W307 50,725,595 1,153,641 X 28-5284 1125377 28264 10,564,056 240,256 X X 28-5284 230410 9846 1,230,105 27,976 X 28-13605 27976 152,620 3,471 X X 28-13605 3471 1,071,109 24,360 X 28-13663 24360 260,390 5,922 X X 28-13663 5922 COLUMN TOTAL 181,097,060
FILE NO. 28-1235 PAGE 268 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WISDOMTREE TRUST EMERG MKTS ETF 97717W315 52,274 1,104 X 28-5284 1104 103,034 2,176 X X 28-5284 2176 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 440,954 9,400 X 28-5284 9400 10,086 215 X X 28-5284 215 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 19,058 1,050 X 28-5284 1050 408,811 22,524 X X 28-5284 22524 23,704 1,306 X X 28-13605 1306 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 170,199 4,320 X X 28-13663 4320 WISDOMTREE TRUST DEFA FD 97717W703 107,062 2,690 X 28-5284 2690 394,020 9,900 X X 28-5284 9900 420,089 10,555 X X 28-13663 10555 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 26,310 604 X X 28-5284 604 WISDOMTREE TR ASIA LC DBT FD 97717X842 4,744 96 X X 28-5284 96 WISDOMTREE TR EM LCL DEBT FD 97717X867 11,258 234 X X 28-5284 234 WOLVERINE WORLD WIDE INC COM 978097103 7,615,647 229,042 X 28-5284 223730 5312 16,625 500 X X 28-5284 500 120,265 3,617 X 28-13605 3617 WOODWARD INC COM 980745103 2,740 100 X 28-5284 100 24,660 900 X X 28-5284 900 82,200 3,000 X X 28-13605 3000 WOORI FIN HLDGS CO LTD ADR 981063100 1,394 55 X 28-5284 55 WORLD ACCEP CORP DEL COM 981419104 1,803,492 32,234 X 28-13605 27387 4847 6,714 120 X X 28-13605 120 WORLD FUEL SVCS CORP COM 981475106 84,988 2,603 X 28-5284 2603 81,625 2,500 X X 28-5284 2500 2,789,714 85,443 X 28-13605 72753 12690 10,742 329 X X 28-13605 329 WORLD WRESTLING ENTMT INC CL A 98156Q108 28,993 3,254 X 28-5284 3254 8,108 910 X X 28-5284 910 COLUMN TOTAL 14,869,510
FILE NO. 28-1235 PAGE 269 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- WORTHINGTON INDS INC COM 981811102 60,490 4,330 X 28-5284 4330 75,438 5,400 X X 28-5284 4100 1300 81,222 5,814 X 28-13605 5814 345,758 24,750 X X 28-13605 24750 WRIGHT EXPRESS CORP COM 98233Q105 613,205 16,120 X X 28-5284 16120 1,559,374 40,993 X 28-13605 34011 6982 6,961 183 X X 28-13605 183 WYNDHAM WORLDWIDE CORP COM 98310W108 1,178,575 41,339 X 28-5284 38874 2465 515,860 18,094 X X 28-5284 16013 2081 7,807,521 273,852 X 28-13605 200636 73216 791,808 27,773 X X 28-13605 27773 25,516 895 X 28-13663 600 295 37,662 1,321 X X 28-13663 1200 121 WYNN RESORTS LTD COM 983134107 536,963 4,666 X 28-5284 507 4159 1,382,801 12,016 X X 28-5284 10711 1305 152,941 1,329 X 28-13605 379 950 16,687 145 X 28-13663 145 XO GROUP INC COM 983772104 24,510 3,000 X X 28-5284 3000 XCEL ENERGY INC COM 98389B100 809,264 32,777 X 28-5284 29951 2826 1,644,823 66,619 X X 28-5284 65178 1441 1,248,796 50,579 X 28-13605 44646 5933 1,709,116 69,223 X X 28-13605 69223 10,444 423 X 28-13663 423 XILINX INC COM 983919101 137,282 5,003 X 28-5284 643 4360 129,517 4,720 X X 28-5284 4406 314 116,318 4,239 X 28-13605 1242 2997 8,287 302 X X 28-13605 302 1,674 61 X 28-13663 61 3,650 133 X X 28-13663 133 XEROX CORP COM 984121103 142,160 20,396 X 28-5284 17758 2638 170,925 24,523 X X 28-5284 24523 159,258 22,849 X 28-13605 7041 15808 685,402 98,336 X X 28-13605 98336 1,673 240 X 28-13663 240 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 3,421 100 X X 28-5284 100 COLUMN TOTAL 22,195,302
FILE NO. 28-1235 PAGE 270 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- YRC WORLDWIDE INC COM NEW 984249300 490 10,000 X 28-5284 10000 YAHOO INC COM 984332106 345,001 26,196 X 28-5284 18432 7764 156,512 11,884 X X 28-5284 11604 280 281,298 21,359 X 28-13605 6580 14779 99,104 7,525 X X 28-13605 7425 100 606 46 X 28-13663 46 3,925 298 X X 28-13663 298 YAMANA GOLD INC COM 98462Y100 297,009 21,743 X 28-5284 21743 208,165 15,239 X X 28-5284 14835 404 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 67,731 3,210 X 28-5284 3210 YORK WTR CO COM 987184108 11,326 700 X 28-5284 700 4,854 300 X X 28-5284 300 YOUKU COM INC SPONSORED ADR 98742U100 24,278 1,484 X 28-5284 1484 196 12 X X 28-5284 12 327 20 X 28-13605 20 YUM BRANDS INC COM 988498101 11,923,981 241,425 X 28-5284 235860 5565 10,994,214 222,600 X X 28-5284 209313 2858 10429 1,187,533 24,044 X 28-13605 18321 5723 848,965 17,189 X X 28-13605 15195 1994 121,252 2,455 X 28-13663 2300 155 88,161 1,785 X X 28-13663 1785 ZAGG INC COM 98884U108 4,960 500 X X 28-5284 500 ZALE CORP NEW COM 988858106 884 310 X 28-5284 310 ZEBRA TECHNOLOGIES CORP CL A 989207105 51,484 1,664 X 28-5284 1664 21,689 701 X X 28-5284 701 ZEP INC COM 98944B108 70,354 4,684 X 28-5284 4684 15,020 1,000 X X 28-5284 1000 COLUMN TOTAL 26,829,319
FILE NO. 28-1235 PAGE 271 OF 271 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ITEM 6: ITEM 5: INVESTMENT ITEM 8: ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE ----------------------------------------------------------------------------------------------------------------------------------- ZIMMER HLDGS INC COM 98956P102 8,293,892 155,084 X 28-5284 136489 18595 8,828,692 165,084 X X 28-5284 162167 1000 1917 719,466 13,453 X 28-13605 11278 2175 762,304 14,254 X X 28-13605 13454 800 68,508 1,281 X 28-13663 1250 31 317,190 5,931 X X 28-13663 5931 ZION OIL & GAS INC *W EXP 12/31/2 989696125 66 110 X 28-5284 110 ZIONS BANCORPORATION COM 989701107 130,916 9,298 X 28-5284 7400 1898 43,183 3,067 X X 28-5284 2540 527 41,987 2,982 X 28-13605 861 2121 ZIOPHARM ONCOLOGY INC COM 98973P101 4,410 1,000 X 28-5284 1000 197,568 44,800 X X 28-5284 44800 ZOLTEK COS INC COM 98975W104 70,730 11,000 X 28-5284 11000 ZWEIG TOTAL RETURN FD INC COM 989837109 9,090 3,000 X X 28-5284 3000 ZOLL MED CORP COM 989922109 26,418 700 X 28-5284 700 18,870 500 X X 28-5284 500 COLUMN TOTAL 19,533,290 GRAND TOTAL 35,134,133,336
PAGE 1 OF 1 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/11 ENTITY TOTALS FAIR MARKET ENTITY UNITS ----------------------------------------------------------------------------------------------------------------------------------- 25,212,532,741 28-5284 517,360,744 4,560,757,359 28-13605 111,905,477 21,148,997 28-11439 662,495 426,536,218 28-13663 7,664,441 4,912,074,475 28-4750 33,187,450 1,083,546 148,435 GRAND TOTALS 35,134,133,336 670,929,042 NUMBER OF ISSUES 3,187